0000004281-12-000030.txt : 20120124
0000004281-12-000030.hdr.sgml : 20120124
20120124095843
ACCESSION NUMBER: 0000004281-12-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120120
FILED AS OF DATE: 20120124
DATE AS OF CHANGE: 20120124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waldo Kurt R
CENTRAL INDEX KEY: 0001539571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 12541049
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-20
0000004281
ALCOA INC
AA
0001539571
Waldo Kurt R
201 ISABELLA STREET
PITTSBURGH
PA
15212
0
1
0
0
EVP, Chief Legal & Compl. Ofcr
Common Stock
2012-01-20
4
A
0
5284
0
A
73099
D
Common Stock
2040
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
10.17
2012-01-20
4
A
0
57880
A
2022-01-20
Common Stock
57880
57880
D
The option vests in three equal annual installments beginning January 20, 2013.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 132,880 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Brenda Hart (Assistant Secretary), by power of attorney
2012-01-24