0000004281-12-000027.txt : 20120124 0000004281-12-000027.hdr.sgml : 20120124 20120124095403 ACCESSION NUMBER: 0000004281-12-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120120 FILED AS OF DATE: 20120124 DATE AS OF CHANGE: 20120124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINFELD KLAUS CENTRAL INDEX KEY: 0001268014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 12541038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-20 0000004281 ALCOA INC AA 0001268014 KLEINFELD KLAUS 201 ISABELLA STREET PITTSBURGH PA 15212 1 1 0 0 Chairman and CEO Common Stock 2012-01-20 4 A 0 190785 0 A 825079 D Common Stock 4498 I By Company 401(k) Plan Employee Stock Option (right to buy) 10.17 2012-01-20 4 A 0 488750 A 2022-01-20 Common Stock 488750 488750 D The option vests in three equal annual installments beginning January 20, 2013. Employee stock options are granted without payment of consideration. In the aggregate, a total of 4,247,426 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2012-01-24