-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uo9WqrmXKT/5gT+YDtABultVehdGZIT1KxFCSs5cH3gwe0za5ri3O7dvSJJ6ffdx I3tNav25L8x4HhE/4y/UcQ== 0000004281-11-000044.txt : 20110202 0000004281-11-000044.hdr.sgml : 20110202 20110202160426 ACCESSION NUMBER: 0000004281-11-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110201 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wieser Helmut CENTRAL INDEX KEY: 0001308651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11566618 MAIL ADDRESS: STREET 1: ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-01 0000004281 ALCOA INC AA 0001308651 Wieser Helmut 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2011-02-01 4 M 0 100000 8.33 A 245436 D Common Stock 2011-02-01 4 S 0 100000 17.2049 D 145436 D Common Stock 3044 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2011-02-01 4 M 0 100000 0 D 2015-01-23 Common Stock 100000 393200 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.18 to $17.23. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. 82,200 of the options exercised by the reporting person vested on January 23, 2010 and 17,800 vested on January 23, 2011. Employee stock options are granted without payment of consideration. In the aggregate, a total of 942,440 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2011-02-02 -----END PRIVACY-ENHANCED MESSAGE-----