-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzI+DJ5TpJr816B0X64FF1GUIHt1xv9q6uj9i5LoUh3/vk39oI+Vrspu8bAwLwM5 ZTIazA7Er9Baa2KsnWYjiQ== 0000004281-11-000036.txt : 20110127 0000004281-11-000036.hdr.sgml : 20110127 20110127170639 ACCESSION NUMBER: 0000004281-11-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110125 FILED AS OF DATE: 20110127 DATE AS OF CHANGE: 20110127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEROMA NICHOLAS JOHN CENTRAL INDEX KEY: 0001232224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 11552899 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS CORPORATION STREET 2: 8200 DIXIE ROAD SUITE 100 CITY: BRAMPTON STATE: A6 ZIP: L6T 5P6 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-01-25 0000004281 ALCOA INC AA 0001232224 DEROMA NICHOLAS JOHN 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 EVP, Chief Legal & Compl. Ofcr Employee Stock Option (right to buy) 16.24 2011-01-25 4 A 0 48390 A 2021-01-25 Common Stock 48390 48390 D The option vests in three equal annual installments beginning January 25, 2012. Employee stock options are granted without payment of consideration. In the aggregate, a total of 314,310 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2011-01-27 -----END PRIVACY-ENHANCED MESSAGE-----