-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jghx6juoerISXKFGC0HdbRkCJi/Pvf5nhJ0Pec7R0dVmnv0ZKRWf5ohxY2u/xZ1W WWmpU/8h2rrl3m7vvFEqhA== 0000004281-10-000076.txt : 20100809 0000004281-10-000076.hdr.sgml : 20100809 20100809160450 ACCESSION NUMBER: 0000004281-10-000076 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100801 FILED AS OF DATE: 20100809 DATE AS OF CHANGE: 20100809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bottger Graeme CENTRAL INDEX KEY: 0001498468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 101001655 MAIL ADDRESS: STREET 1: ALCOA INC., 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2010-08-01 0 0000004281 ALCOA INC AA 0001498468 Bottger Graeme 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Common Stock 24791 D Common Stock 8279 I By Company 401(k) Plan Employee Stock Option (right to buy) 36.035 2003-01-11 2012-01-11 Common Stock 9200 D Employee Stock Option (right to buy) 22.555 2004-01-10 2013-01-10 Common Stock 8466 D Employee Stock Option (right to buy) 37.64 2004-06-23 2011-01-12 Common Stock 4863 D Employee Stock Option (right to buy) 31.415 2005-06-23 2013-01-10 Common Stock 3394 D Employee Stock Option (right to buy) 29.54 2005-12-31 2011-01-13 Common Stock 5600 D Employee Stock Option (right to buy) 28.925 2012-01-12 Common Stock 10400 D Employee Stock Option (right to buy) 28.925 2012-01-12 Common Stock 9400 D Employee Stock Option (right to buy) 30.30 2013-01-18 Common Stock 8320 D Employee Stock Option (right to buy) 30.30 2013-01-18 Common Stock 9400 D Employee Stock Option (right to buy) 8.33 2015-01-23 Common Stock 103520 D Employee Stock Option (right to buy) 13.54 2020-01-26 Common Stock 34920 D On November 11, 2005, the Compensation and Benefits Committee of the Board of Directors of Alcoa Inc. approved accelerating the vesting to December 31, 2005 of the unvested stock options granted to employees in 2004 and on January 13, 2005, including these options reported for the reporting person. Under the original vesting schedule, the 2004 and 2005 stock options were to vest 1/3 on the first anniversary of the grant date, 1/3 on the second anniversary of the grant date, and 1/3 on the third anniversary of the grant date. The option vests in three equal annual installments beginning January 12, 2007. The option vests in three equal annual installments as follows: 1/3 vests on March 12, 2007, 1/3 vests on January 12, 2008, and 1/3 vests on January 12, 2009. The option vests in three equal annual installments beginning January 18, 2008. The option vests in three equal annual installments as follows: 1/3 vests on March 18, 2008, 1/3 vests on January 18, 2009, and 1/3 vests on January 18, 2010. The option vests in three equal annual installments beginning January 23, 2010. The option vests in three equal annual installments beginning January 26, 2011. Brenda Hart (Assistant Secretary), by power of attorney 2010-08-09 EX-24 2 attach_1.htm EXHIBIT LIST EXHIBIT 24 - POWER OF ATTORNEY OF GRAEME W. BOTTGER 
POWER OF ATTORNEY



 KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby names,

constitutes and appoints the Secretary and each Assistant Secretary of ALCOA INC., a Pennsylvania

corporation (the "Company"), or any of them, the undersigned's true and lawful attorney-in-fact and

agent to:



       (1)  prepare, sign for and on behalf of the undersigned, and submit to the U.S. Securities and

Exchange Commission (the "SEC"), a Form ID, including amendments thereto, and any other documents

necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic

filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any

rule or regulation of the SEC;



       (2) prepare, and sign for and on behalf of the undersigned, as to any equity securities of the

Company, Forms 3, 4 and/or 5, including amendments thereto, in accordance with Section 16(a) of the

Securities Exchange Act of 1934 and the rules thereunder;



       (3) timely file any such Forms 3, 4 and/or 5, including amendments thereto, with the SEC and

any stock exchange or similar authority and deliver a copy thereof to the Company in care of the

Secretary; and



       (4) take any other action in connection with the foregoing which, in the opinion of such

attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned.



        The undersigned hereby grants to each of such attorneys-in-fact full power and authority to do

and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the

exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the

undersigned might or could do if personally present, hereby ratifying and confirming all that such

attorneys-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights

and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving

in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of

the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.



       This Power of Attorney shall remain in full force and effect until the undersigned is no longer

required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in equity

securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the

foregoing attorneys-in-fact.  This Power of Attorney shall be governed by and construed in accordance

with the laws of the Commonwealth of Pennsylvania.  The execution of this Power of Attorney is not

intended to, and does not, revoke any prior powers of attorney.



 IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed

on the date set opposite the signature below.





 /s/ Graeme Bottger      8-6-2010

  Signature          Date



          Graeme Bottger

  Print Name
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