-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGyAGiakQRLmkgYoDc3IE4mPKeKc6HiED+ghSqQzqXE8ISIAcvnNViOkYxo9JZkK 7L0qcV97W1rF+9NVCbTaFw== 0000004281-10-000061.txt : 20100702 0000004281-10-000061.hdr.sgml : 20100702 20100702170508 ACCESSION NUMBER: 0000004281-10-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100702 DATE AS OF CHANGE: 20100702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHACHT HENRY B CENTRAL INDEX KEY: 0001184009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 10936848 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-06-30 0000004281 ALCOA INC AA 0001184009 SCHACHT HENRY B 201 ISABELLA STREET PITTSBURGH PA 15212 0 0 0 1 Senior Advisor to the Board Common Stock 2010-06-30 4 M 0 2088 A 21194.0831 D Common Stock 2010-06-30 4 D 0 2088 10.28 D 19106.0831 D Phantom Stock Units 2010-06-30 4 A 0 1884 14.60 A Common Stock 1884 35138 D Phantom Stock Units 2010-06-30 4 M 0 2088 D 2010-06-30 Common Stock 2088 33050 D Phantom Stock Units 2010-07-01 4 A 0 5481 10.035 A Common Stock 5481 38555 D On June 30, 2010, 2,088 of the reporting person's phantom stock units held under the Alcoa Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock. Includes shares acquired under the Alcoa Dividend Reinvestment Plan. Each phantom stock unit is the economic equivalent of one share of Alcoa Inc. common stock. Credited to the reporting person's account under the Alcoa 2005 Deferred Fee Plan for Directors (the "2005 Plan") on June 30, 2010 effective as of April 1, 2010 to correct a plan administrative error. The phantom stock units were acquired under the 2005 Plan and are to be paid out in cash in accordance with the terms of the 2005 Plan after termination of service as a director. Brenda Hart (Assistant Secretary), by power of attorney 2010-07-02 -----END PRIVACY-ENHANCED MESSAGE-----