-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9wPqrdQdTdhh9dflEJMOkicjMyE8PmNR3VLBHQU+eI5KT7/Zv2sRtn7jNeTL6Ub ZlwFcfbjWVeyGOMeKIQY+A== 0000004281-10-000027.txt : 20100301 0000004281-10-000027.hdr.sgml : 20100301 20100301160429 ACCESSION NUMBER: 0000004281-10-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100226 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REITAN BERNT CENTRAL INDEX KEY: 0001268015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 10644524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-26 0000004281 ALCOA INC AA 0001268015 REITAN BERNT 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2010-02-26 4 M 0 164400 8.33 A 392111 D Common Stock 2010-02-26 4 S 0 164400 13.3056 D 227711 D Common Stock 3458 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2010-02-26 4 M 0 164400 0 D 2015-01-23 Common Stock 164400 328800 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.25 to $13.37. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. This option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. The installment exercised by the reporting person as reported herein vested on January 23, 2010. Employee stock options are granted without payment of consideration. Brenda Hart (Assistant Secretary), by power of attorney 2010-03-01 -----END PRIVACY-ENHANCED MESSAGE-----