-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dt3MdwzoITywWhtEvyIkmferMCh46027+B0P0ujmm6SWpetaHafwKGtoSHvaL1vr hstzuI6208o7FXQqOW91gw== 0000004281-10-000013.txt : 20100125 0000004281-10-000013.hdr.sgml : 20100125 20100125160354 ACCESSION NUMBER: 0000004281-10-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100121 FILED AS OF DATE: 20100125 DATE AS OF CHANGE: 20100125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLANE CHARLES D CENTRAL INDEX KEY: 0001213732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 10544869 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-01-21 0000004281 ALCOA INC AA 0001213732 MCLANE CHARLES D 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive VP and CFO Common Stock 2010-01-21 4 A 0 34250 0 A 127707 D Common Stock 7409 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2010-01-21 4 A 0 274000 A 2015-01-23 Common Stock 274000 274000 D The option vests in three annual installments as follows: 1/3 vests on January 23, 2010, 1/3 vests on January 23, 2011 and 1/3 vests on January 23, 2012. Employee stock options are granted without payment of consideration. On January 23, 2009, the reporting person was granted a performance stock option at a target level of 274,000 shares, with the actual number to be received to be based on Alcoa's free cash flow performance for 2009. Based on the calculation of Alcoa's performance for 2009, the reporting person received on January 21, 2010 an option to purchase 274,000 shares of Alcoa common stock. In the aggregate, a total of 606,000 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2010-01-25 -----END PRIVACY-ENHANCED MESSAGE-----