-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UjX0QoGDXQg3Cf+EOn414S73p44HzV7uwAA7stW9Js6UAywA1uWZZCiaejp3lcr7 6So+yfGu3kpJUyX35klS3w== 0000004281-08-000049.txt : 20080505 0000004281-08-000049.hdr.sgml : 20080505 20080505091600 ACCESSION NUMBER: 0000004281-08-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080502 FILED AS OF DATE: 20080505 DATE AS OF CHANGE: 20080505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEINFELD KLAUS CENTRAL INDEX KEY: 0001268014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 08800867 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 41255534707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-02 0000004281 ALCOA INC AA 0001268014 KLEINFELD KLAUS 201 ISABELLA STREET PITTSBURGH PA 15212 1 1 0 0 President and COO Phantom Stock Units 2008-05-02 4 A 0 197 35.605 A Common Stock 197 604 D 1 For 1 Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. As of 05/02/2008, the reporting person also held 2,988.6016 phantom stock units under the Alcoa Deferred Fee Plan for Directors which are to be paid out in cash after Board service ends. Brenda Hart (Assistant Secretary), by power of attorney 2008-05-05 -----END PRIVACY-ENHANCED MESSAGE-----