-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IjvKv3zgHw0Iij6bFsbfK6yOu3uw2L2pkHEDpcerBoYvcL44b4GYJvlIgsxsz0Cs D9ST+B720KWiDMzq57jx3A== 0000004281-07-000094.txt : 20070719 0000004281-07-000094.hdr.sgml : 20070719 20070719195457 ACCESSION NUMBER: 0000004281-07-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070717 FILED AS OF DATE: 20070719 DATE AS OF CHANGE: 20070719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTOPHER WILLIAM F CENTRAL INDEX KEY: 0001213731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07990024 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-17 0000004281 ALCOA INC AA 0001213731 CHRISTOPHER WILLIAM F 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2007-07-17 4 M 0 82500 36.035 A 315448 D Common Stock 2007-07-17 4 M 0 37840 36.295 A 353288 D Common Stock 2007-07-17 4 M 0 91400 35.655 A 444688 D Common Stock 2007-07-17 4 M 0 72800 40.2187 A 517488 D Common Stock 2007-07-17 4 M 0 12898 30.9562 A 530386 D Common Stock 2007-07-17 4 M 0 57637 36.3172 A 588023 D Common Stock 2007-07-17 4 M 0 50123 38.32 A 638146 D Common Stock 2007-07-17 4 S 0 110 46.83 D 638036 D Common Stock 2007-07-17 4 S 0 1300 46.81 D 636736 D Common Stock 2007-07-17 4 S 0 1000 46.80 D 635736 D Common Stock 2007-07-17 4 S 0 4000 46.79 D 631736 D Common Stock 2007-07-17 4 S 0 11900 46.78 D 619836 D Common Stock 2007-07-17 4 S 0 8322 46.77 D 611514 D Common Stock 2007-07-17 4 S 0 13654 46.76 D 597860 D Common Stock 2007-07-17 4 S 0 80926 46.75 D 516934 D Common Stock 2007-07-17 4 S 0 14700 46.74 D 502234 D Common Stock 2007-07-17 4 S 0 6000 46.73 D 496234 D Common Stock 2007-07-17 4 S 0 900 46.72 D 495334 D Common Stock 2007-07-17 4 S 0 600 46.71 D 494734 D Common Stock 2007-07-17 4 S 0 700 46.70 D 494034 D Common Stock 2007-07-17 4 S 0 2300 46.69 D 491734 D Common Stock 2007-07-17 4 S 0 1400 46.68 D 490334 D Common Stock 2007-07-17 4 S 0 2900 46.67 D 487434 D Common Stock 2007-07-17 4 S 0 2865 46.66 D 484569 D Common Stock 2007-07-17 4 S 0 2735 46.65 D 481834 D Common Stock 2007-07-17 4 S 0 5600 46.64 D 476234 D Common Stock 2007-07-17 4 S 0 4700 46.63 D 471534 D Common Stock 2007-07-17 4 S 0 5800 46.62 D 465734 D Common Stock 2007-07-17 4 S 0 3100 46.61 D 462634 D Common Stock 2007-07-17 4 S 0 6636 46.60 D 455998 D Employee Stock Option (right to buy) 36.035 2007-07-17 4 M 0 82500 0 D 2012-01-11 Common Stock 82500 0 D Employee Stock Option (right of buy) 36.295 2007-07-17 4 M 0 37840 0 D 2004-07-12 2013-01-10 Common Stock 37840 0 D Employee Stock Option (right to buy) 35.655 2007-07-17 4 M 0 91400 0 D 2010-01-15 Common Stock 91400 0 D Employee Stock Option (right to buy) 40.2187 2007-07-17 4 M 0 72800 0 D 2010-01-14 Common Stock 72800 0 D Employee Stock Option (right to buy) 46.3983 2007-07-17 4 A 0 67635 0 A 2008-01-17 2010-01-14 Common Stock 67635 67635 D Employee Stock Option (right to buy) 30.9562 2007-07-17 4 M 0 12898 0 D 2001-06-06 2009-01-13 Common Stock 12898 0 D Employee Stock Option (right to buy) 46.6145 2007-07-17 4 A 0 10445 0 A 2008-01-17 2009-01-13 Common Stock 10445 10445 D Employee Stock Option (right to buy) 36.3172 2007-07-17 4 M 0 57637 0 D 2001-09-12 2008-01-13 Common Stock 57637 0 D Employee Stock Option (right to buy) 46.7416 2007-07-17 4 A 0 50521 0 A 2008-01-17 2008-01-13 Common Stock 50521 50521 D Employee Stock Option (right to buy) 38.32 2007-07-17 4 M 0 50123 0 D 2002-05-27 2009-01-13 Common Stock 50123 0 D Employee Stock Option (right to buy) 46.6403 2007-07-17 4 A 0 45155 0 A 2008-01-17 2009-01-13 Common Stock 45155 45155 D This Form 4 is 1 of 3 Form 4's filed to report the reporting person's transactions on July 17, 2007. Refer to all of the Form 4's filed this date for the reporting person. This option is part of an option grant that vested in three equal annual installments beginning January 11, 2003. Employee stock options are granted without payment of consideration. In the aggregate, a total of 430,786 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. 1/3 of this option grant vested on January 15, 2005 and the remainder vested on December 31, 2005. This option is part of an option grant that vested in three equal annual installments beginning January 14, 2001. These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering to the Company (or selling) shares, as applicable, as reported herein. THIS FORM 4 IS 1 OF 3 FORM 4'S FILED TO REPORT THE REPORTING PERSON'S TRANSACTIONS ON JULY 17, 2007. Brenda Hart (Assistant Secretary), by power of attorney 2007-07-19 -----END PRIVACY-ENHANCED MESSAGE-----