-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEs/LUVwRifzTM4M45FCrJ2H1GQhvFC1rt8tj45O7ZF3zoza1Paw7xOk92yHRlE5 NR98PQiJReyMqvVGpmSs3A== 0000004281-07-000093.txt : 20070719 0000004281-07-000093.hdr.sgml : 20070719 20070719195337 ACCESSION NUMBER: 0000004281-07-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070716 FILED AS OF DATE: 20070719 DATE AS OF CHANGE: 20070719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTOPHER WILLIAM F CENTRAL INDEX KEY: 0001213731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07990023 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-16 0000004281 ALCOA INC AA 0001213731 CHRISTOPHER WILLIAM F 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2007-07-16 4 M 0 70000 31.4687 A 288138 D Common Stock 2007-07-16 4 M 0 10000 34.55 A 298138 D Common Stock 2007-07-16 4 F 0 56706 46.77 D 241432 D Common Stock 2007-07-16 4 F 0 8484 46.77 D 232948 D Common Stock 7196 I By Company 401(k) Plan Employee Stock Option (right to buy) 31.4687 2007-07-16 4 M 0 70000 0 D 2011-01-12 Common Stock 70000 0 D Employee Stock Option (right to buy) 46.77 2007-07-16 4 A 0 56706 0 A 2008-01-16 2011-01-12 Common Stock 56706 56706 D Employee Stock Option (right to buy) 34.55 2007-07-16 4 M 0 10000 0 D 2011-11-09 Common Stock 10000 0 D Employee Stock Option (right to buy) 46.77 2007-07-16 4 A 0 8484 0 A 2008-01-16 2011-11-09 Common Stock 8484 8484 D This option is part of an option grant that vested in three equal annual installments beginning January 12, 2002. Employee stock options are granted without payment of consideration. In the aggregate, a total of 430,786 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering shares to the Company as reported herein. This option is part of an option grant that vested in three equal annual installments beginning November 9, 2002. Brenda Hart (Assistant Secretary), by power of attorney 2007-07-19 -----END PRIVACY-ENHANCED MESSAGE-----