-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShQjkXiLy5uURoZHfflVX8gD7mniK+oikZRBfJ1uTkC/jhFBPK8PoyWxOYathDPQ CgnuYXfHfgaEcz8P8h/31g== 0000004281-07-000085.txt : 20070718 0000004281-07-000085.hdr.sgml : 20070718 20070718093716 ACCESSION NUMBER: 0000004281-07-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070716 FILED AS OF DATE: 20070718 DATE AS OF CHANGE: 20070718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REITAN BERNT CENTRAL INDEX KEY: 0001268015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07985636 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 41255534707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-16 0000004281 ALCOA INC AA 0001268015 REITAN BERNT 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Executive Vice President Common Stock 2007-07-16 4 M 0 68400 36.035 A 225600 D Common Stock 2007-07-16 4 M 0 91400 35.655 A 317000 D Common Stock 2007-07-16 4 M 0 91400 29.54 A 408400 D Common Stock 2007-07-16 4 S 0 100 46.77 D 408300 D Common Stock 2007-07-16 4 S 0 13061 46.76 D 395239 D Common Stock 2007-07-16 4 S 0 5200 46.755 D 390039 D Common Stock 2007-07-16 4 S 0 3000 46.75 D 387039 D Common Stock 2007-07-16 4 S 0 2400 46.745 D 384639 D Common Stock 2007-07-16 4 S 0 19524 46.74 D 365115 D Common Stock 2007-07-16 4 S 0 5300 46.735 D 359815 D Common Stock 2007-07-16 4 S 0 42447 46.73 D 317368 D Common Stock 2007-07-16 4 S 0 20500 46.725 D 296868 D Common Stock 2007-07-16 4 S 0 7357 46.72 D 289511 D Common Stock 2007-07-16 4 S 0 2100 46.715 D 287411 D Common Stock 2007-07-16 4 S 0 32312 46.71 D 255099 D Common Stock 2007-07-16 4 S 0 1700 46.705 D 253399 D Common Stock 2007-07-16 4 S 0 22355 46.70 D 231044 D Common Stock 2007-07-16 4 S 0 1400 46.695 D 229644 D Common Stock 2007-07-16 4 S 0 46549 46.69 D 183095 D Common Stock 2007-07-16 4 S 0 1900 46.685 D 181195 D Common Stock 2007-07-16 4 S 0 19895 46.68 D 161300 D Common Stock 2007-07-16 4 S 0 4100 46.67 D 157200 D Common Stock 1309 I By Company 401(k) Plan Employee Stock Option (right to buy) 36.035 2007-07-16 4 M 0 68400 0 D 2012-01-11 Common Stock 68400 0 D Employee Stock Option (right to buy) 35.655 2007-07-16 4 M 0 91400 0 D 2010-01-15 Common Stock 91400 0 D Employee Stock Option (right to buy) 29.54 2007-07-16 4 M 0 91400 0 D 2005-12-31 2011-01-13 Common Stock 91400 0 D This option grant vested in three equal annual installments beginning January 11, 2003. Employee stock options are granted without payment of consideration. 1/3 of this option grant vested on January 15, 2005 and the remainder vested on December 31, 2005. Brenda Hart (Assistant Secretary), by power of attorney 2007-07-18 -----END PRIVACY-ENHANCED MESSAGE-----