-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNTM9hI+B17fCiV1JBHJXj6Z8sXR9vkG+YwdiNCTY67p3TTFsZfDpq/iT3kIUJmg V568F7zzuHs1ClLHa4Snaw== 0000004281-07-000079.txt : 20070717 0000004281-07-000079.hdr.sgml : 20070717 20070717165200 ACCESSION NUMBER: 0000004281-07-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070713 FILED AS OF DATE: 20070717 DATE AS OF CHANGE: 20070717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucot Joseph R CENTRAL INDEX KEY: 0001384391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07984681 BUSINESS ADDRESS: BUSINESS PHONE: 412-553-4707 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-07-13 0000004281 ALCOA INC AA 0001384391 Lucot Joseph R 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 VP - Corporate Controller Common Stock 2007-07-13 4 M 0 20020 41.82 A 69077.0129 D Common Stock 2007-07-13 4 S 0 1233 47.25 D 67844.0129 D Common Stock 2007-07-13 4 S 0 8900 47.245 D 58944.0129 D Common Stock 2007-07-13 4 S 0 8600 47.24 D 50344.0129 D Common Stock 2007-07-13 4 M 0 18050 39.4008 A 68394.0129 D Common Stock 2007-07-13 4 S 0 100 47.26 D 68294.0129 D Common Stock 2007-07-13 4 S 0 1500 47.25 D 66794.0129 D Common Stock 2007-07-13 4 S 0 14600 47.24 D 52194.0129 D Common Stock 2007-07-13 4 S 0 130 47.22 D 52064.0129 D Common Stock 2007-07-13 4 M 0 11316 38.425 A 63380.0129 D Common Stock 2007-07-13 4 F 0 10028 47.35 D 53352.0129 D Common Stock 272 I By Company 401(k) Plan Employee Stock Option (right to buy) 41.82 2007-07-13 4 M 0 20020 0 D 2001-10-27 2009-01-13 Common Stock 20020 0 D Employee Stock Option (right to buy) 47.2453 2007-07-13 4 A 0 18632 0 A 2008-01-13 2009-01-13 Common Stock 18632 18632 D Employee Stock Option (right to buy) 39.4008 2007-07-13 4 M 0 18050 0 D 2002-01-17 2008-01-13 Common Stock 18050 0 D Employee Stock Option (right to buy) 47.2453 2007-07-13 4 A 0 16241 0 A 2008-01-13 2008-01-13 Common Stock 16241 16241 D Employee Stock Option (right to buy) 38.425 2007-07-13 4 M 0 11316 0 D 2004-06-30 2011-01-12 Common Stock 11316 0 D Employee Stock Option (right to buy) 47.35 2007-07-13 4 A 0 10028 0 A 2008-01-13 2011-01-12 Common Stock 10028 10028 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. Employee stock options are granted without payment of consideration. In the aggregate, a total of 176,069 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering to the Company (or selling) shares, as applicable, as reported herein. Brenda Hart (Assistant Secretary), by power of attorney 2007-07-17 -----END PRIVACY-ENHANCED MESSAGE-----