-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELGsazct2Q3hT111h1J4n9YK6G4r+LfgY5Vyay8rTb8VKu49Cd1WSPJ23vKT2uU9 0UCCRCjQYrsA0OUVMDavxA== 0000004281-07-000033.txt : 20070214 0000004281-07-000033.hdr.sgml : 20070214 20070214135801 ACCESSION NUMBER: 0000004281-07-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucot Joseph R CENTRAL INDEX KEY: 0001384391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 07617868 BUSINESS ADDRESS: BUSINESS PHONE: 412-553-4707 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-13 0000004281 ALCOA INC AA 0001384391 Lucot Joseph R 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 VP - Corporate Controller Common Stock 2007-02-13 4 M 0 21066 22.555 A 64697.6234 D Common Stock 2007-02-13 4 S 0 21066 34.85 D 43631.6234 D Common Stock 50 I By Company 401(k) Plan Employee Stock Option (right to buy) 22.555 2007-02-13 4 M 0 21066 D 2013-01-10 Common Stock 21066 0 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. The options exercised by the reporting person as reported herein vested in two equal annual installments on January 10, 2005 and January 10, 2006. Employee stock options are granted without payment of consideration. In the aggregate, a total of 166,654 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. Brenda Hart (Assistant Secretary), by power of attorney 2007-02-14 -----END PRIVACY-ENHANCED MESSAGE-----