-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rj3xyw3BUY06drxB33gT9TgdXHLR9M9Z0jszfPSO9ZnTRGMU418TDc+FwM4jlNq7 PlmGjsANsWMWtgQOH1og5w== 0000004281-04-000149.txt : 20041105 0000004281-04-000149.hdr.sgml : 20041105 20041105131424 ACCESSION NUMBER: 0000004281-04-000149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041103 FILED AS OF DATE: 20041105 DATE AS OF CHANGE: 20041105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS PAUL D CENTRAL INDEX KEY: 0001281347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 041122033 MAIL ADDRESS: STREET 1: C/O ALCOA INC STREET 2: 201 ISABELLA ST CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-03 0000004281 ALCOA INC AA 0001281347 THOMAS PAUL D 201 ISABELLA STREET PITTSBURGH PA 15212 0 1 0 0 Vice President Common Stock 2004-11-03 4 M 0 11376 22.555 A 86952.5317 D Common Stock 2004-11-03 4 F 0 9339 32.03 D 77613.5317 D Common Stock 374 I By Company 401(k) Plan Employee Stock Option (right to buy) 22.555 2004-11-03 4 M 0 11376 D 2004-01-10 2013-01-10 Common Stock 11376 101533 D Employee Stock Option (right to buy) 32.03 2004-11-03 4 A 0 9003 A 2005-05-03 2013-01-10 Common Stock 9003 9003 D Includes shares acquired under the Alcoa Dividend Reinvestment Plan. Employee stock options are granted without payment of consideration. In the aggregate, a total of 676,873 employee stock options (with various prices and expiration dates) were beneficially owned by the reporting person as of the date of this report. These are reload stock options granted in connection with the reporting person's exercise of outstanding options and payment of the option exercise costs by delivering previously owned shares to the Company as reported herein. Brenda Hart (Assistant Secretary), by power of attorney 2004-11-05 -----END PRIVACY-ENHANCED MESSAGE-----