-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8f0o5o//alfLoytrO01Xd3WN+uql2qTVLCmcWcnUOh3OxNu3YLYapOsnmn8lPUu xMFg2wMh+HKdQoOPlVqHWw== 0001209191-07-016492.txt : 20070308 0001209191-07-016492.hdr.sgml : 20070308 20070308162214 ACCESSION NUMBER: 0001209191-07-016492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070306 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODYEAR TIRE & RUBBER CO /OH/ CENTRAL INDEX KEY: 0000042582 STANDARD INDUSTRIAL CLASSIFICATION: TIRES AND INNER TUBES [3011] IRS NUMBER: 340253240 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 BUSINESS PHONE: 2167962121 MAIL ADDRESS: STREET 1: 1144 E MARKET ST CITY: AKRON STATE: OH ZIP: 44316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER RICHARD J CENTRAL INDEX KEY: 0001201067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01927 FILM NUMBER: 07681193 BUSINESS ADDRESS: BUSINESS PHONE: 330-796-2121 MAIL ADDRESS: STREET 1: THE GOODYEAR TIRE & RUBBER COMPANY STREET 2: 1144 EAST MARKET STREET CITY: AKRON STATE: OH ZIP: 44316-0001 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-06 0 0000042582 GOODYEAR TIRE & RUBBER CO /OH/ GT 0001201067 KRAMER RICHARD J THE GOODYEAR TIRE & RUBBER COMPANY 1144 EAST MARKET STREET AKRON OH 44316-0001 0 1 0 0 Exec Vice Pres & Chf Fin Ofcr Common Stock 2007-03-06 4 F 0 3146 28.03 D 37845 D Common Stock 2007-03-06 4 M 0 4000 22.05 A 41845 D Common Stock 2007-03-06 4 F 0 8653 28.03 D 33192 D Common Stock 2007-03-06 4 M 0 11000 22.05 A 43414 D Common Stock 2007-03-06 4 F 0 7569 28.03 D 35845 D Common Stock 2007-03-06 4 M 0 12000 17.68 A 46418 D Common Stock 2007-03-06 4 F 0 2182 28.03 D 44236 D Common Stock 2007-03-06 4 M 0 2775 22.05 A 46820 D Common Stock 2007-03-06 4 F 0 4160 28.03 D 42660 D Common Stock 2007-03-06 4 M 0 7500 15.55 A 49084 D Common Stock 2007-03-06 4 F 0 1062 28.03 D 48022 D Common Stock 2007-03-06 4 M 0 3750 7.94 A 50906 D Common Stock 2007-03-06 4 F 0 2526 28.03 D 48380 D Common Stock 2007-03-06 4 M 0 10400 6.81 A 56244 D Common Stock 204 I 401(k) Plan 1997 Plan Option 22.05 2007-03-06 4 M 0 4000 0.00 D 2011-12-03 Common Stock 4000 0 D 1997 Plan Option 28.03 2007-03-06 4 A 0 3146 0.00 A 2008-03-06 2011-12-03 Common Stock 3146 3146 D 1997 Plan Option 22.05 2007-03-06 4 M 0 11000 0.00 D 2011-12-03 Common Stock 11000 0 D 1997 Plan Option 28.03 2007-03-06 4 A 0 9431 0.00 A 2008-03-06 2011-12-03 Common Stock 9431 9431 D 1997 Plan Option 17.68 2007-03-06 4 M 0 12000 0.00 D 2010-12-04 Common Stock 12000 0 D 1997 Plan Option 28.03 2007-03-06 4 A 0 8996 0.00 A 2008-03-06 2010-12-04 Common Stock 8996 8996 D 1997 Plan Option 22.05 2007-03-06 4 M 0 2775 0.00 D 2011-12-03 Common Stock 2775 2225 D 1997 Plan Option 28.03 2007-03-06 4 A 0 2373 0.00 A 2008-03-06 2011-12-03 Common Stock 2373 2373 D 2002 Plan Option 15.55 2007-03-06 4 M 0 7500 0.00 D 2012-08-06 Common Stock 7500 0 D 2002 Plann Option 28.03 2007-03-06 4 A 0 5236 0.00 A 2008-03-06 2012-08-06 Common Stock 5236 5236 D 2002 Plan Option 7.94 2007-03-06 4 M 0 3750 0.00 D 2012-12-03 Common Stock 3750 0 D 2002 Plan Option 28.03 2007-03-06 4 A 0 1928 0.00 A 2008-03-06 2012-12-03 Common Stock 1928 1928 D 2002 Plan Option 6.81 2007-03-06 4 M 0 10400 0.00 D 2013-12-02 Common Stock 10400 10400 D 2002 Plan Option 28.03 2007-03-06 4 A 0 5062 0.00 A 2008-03-06 2013-12-02 Common Stock 5062 5062 D 3,146 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $22.05 per share for 4,000 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. Exercise of Incentive Stock Option granted on 12/3/2001 under the 1997 Plan. 8,653 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $22.05 per share for 11,000 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. 11,000 shares were acquired pursuant to the exercise of an option granted under the 1997 Plan. The option purchase price was paid in accordance with the 1997 Plan in the form of 8,653 shares valued in accordance with the 1997 Plan. In addition, 778 shares were withheld to pay Federal withholding taxes as permitted by the 1997 Plan and option grant. 7,569 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $17.68 per share for 12,000 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. 12,000 shares were acquired pursuant to the exercise of an option granted under the 1997 Plan. The option purchase price was paid in accordance with the 1997 Plan in the form of 7,569 shares valued in accordance with the 1997 Plan. In addition, 1,427 shares were withheld to pay Federal withholding taxes as permitted by the 1997 Plan and option grant. 2,182 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $22.05 per share for 2,775 shares acquired pursuant to the exercise of an option granted under the 1997 Plan. 2,775 shares were acquired pursuant to the exercise of an option granted under the 1997 Plan. The option purchase price was paid in accordance with the 1997 Plan in the form of 2,182 shares valued in accordance with the 1997 Plan. In addition, 191 shares were withheld to pay Federal withholding taxes as permitted by the 1997 Plan and option grant. 4,160 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $15.55 per share for 7,500 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 7,500 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 4,160 shares valued in accordance with the 2002 Plan. In addition, 1,076 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 1,062 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $7.94 per share for 3,750 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 3,750 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 1,062 shares valued in accordance with the 2002 Plan. In addition, 866 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. 2,526 previously owned shares having a market value of $28.03 per share were delivered in payment of the option price of $6.81 per share for 10,400 shares acquired pursuant to the exercise of an option granted under the 2002 Plan. 10,400 shares were acquired pursuant to the exercise of an option granted under the 2002 Plan. The option purchase price was paid in accordance with the 2002 Plan in the form of 2,526 shares valued in accordance with the 2002 Plan. In addition, 2,536 shares were withheld to pay Federal withholding taxes as permitted by the 2002 Plan and option grant. As a result of the transactions reported herein, the reporting person's ownership of stock increased by 15,253 shares. Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of the date of this statement as reported by the Plan Trustee. The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee. Exercise of Incentive Stock Option granted on 12/3/2001 under the 1997 Plan. The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant. Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price. Exercise of Non-Qualified Stock Option granted on 12/3/2001 under the 1997 Plan. Pursuant to the terms of the plan, a reload option was granted for the number of shares tendered in payment of the option exercise price and withheld to pay Federal withholding taxes. Exercise of Non-Qualified Stock Option granted on 12/4/2000 under the 1997 Plan. Exercise of Non-Qualified Stock Option granted on 12/3/2001 under the 1997 Plan. Exercise of Non-Qualified Stock Option granted on 8/6/2002 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/03/2002 under the 2002 Plan. Exercise of Non-Qualified Stock Option granted on 12/2/2003 under the 2002 Plan. /s/ Bertram Bell, signing as an attorney-in-fact and agent duly authorized to execute this Form 4 on behalf of Richard J Kramer pursuant to a Power of Attorney dated 10/3/02, a copy of which has been previously filed with the SEC. 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----