0001356193-12-000004.txt : 20120730 0001356193-12-000004.hdr.sgml : 20120730 20120730140546 ACCESSION NUMBER: 0001356193-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120726 FILED AS OF DATE: 20120730 DATE AS OF CHANGE: 20120730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witowski Gerald T CENTRAL INDEX KEY: 0001356193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 12993051 MAIL ADDRESS: STREET 1: 14300 JUDICIAL ROAD CITY: BURNSVILLE STATE: MN ZIP: 55306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-26 1 0000042542 GOODRICH CORP GR 0001356193 Witowski Gerald T C/O GOODRICH CORPORATION 2730 WEST TYVOLA ROAD CHARLOTTE NC 28217 0 1 0 0 Executive Vice President Common Stock 2012-07-06 5 G 0 500 0 D 37045 D Common Stock 2012-07-26 4 D 0 24250 127.50 D 12795 D Common Stock 2012-07-26 4 D 0 12795 127.50 D 0 D Common Stock 2012-07-26 4 D 0 278 127.50 D 0 I By Trust Common Stock 2012-07-26 4 D 0 4291.988 127.50 D Common Stock 4291.988 0 D Employee Stock Option (Right to Buy) 88.635 2012-07-26 4 D 0 17000 D 2021-01-03 Common Stock 17000 0 D Employee Stock Option (Right to Buy) 65.315 2012-07-26 4 D 0 17000 D 2020-01-04 Common Stock 17000 0 D Employee Stock Option (Right to Buy) 38.37 2012-07-26 4 D 0 7334 D 2019-01-02 Common Stock 7334 0 D Employee Stock Option (Right to Buy) 69.865 2012-07-26 4 D 0 22000 D 2018-01-02 Common Stock 22000 0 D Each share of common stock or phantom stock was disposed of in exchange for a cash payment of $127.50 per share pursuant to the Agreement and Plan of Merger by and among United Technologies Corporation, Charlotte Lucas Corporation and Goodrich Corporation dated as of September 21, 2011. Restricted Stock Units that vested on the effective date of the merger and were disposed of in exchange for a cash payment equal to $127.50 per share. Each deferred share has the economic equivalent of one share of common stock. These shares were deferred under the Goodrich Corporation Performance Share Deferred Compensation Plan, were to be settled in stock upon the reporting person's retirement at various times based upon elections made by the reporting person and were disposed of in exchange for a cash payment equal to $127.50 per share. The stock option vests in equal annual installments on each of the first three anniversaries of the grant date. This option was canceled in the merger in exchange for a cash payment equal to the difference between $127.50 and the exercise price per share set forth in Column 2. Joan M. Taffi, By Power of Attorney 2012-07-30