0001318773-12-000004.txt : 20120730 0001318773-12-000004.hdr.sgml : 20120730 20120730135917 ACCESSION NUMBER: 0001318773-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120726 FILED AS OF DATE: 20120730 DATE AS OF CHANGE: 20120730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollino Jennifer CENTRAL INDEX KEY: 0001318773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 12993017 MAIL ADDRESS: STREET 1: C/O GOODRICH CORPORATION STREET 2: 2730 W. TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-26 1 0000042542 GOODRICH CORP GR 0001318773 Pollino Jennifer C/O GOODRICH CORPORATION 2730 WEST TYVOLA ROAD CHARLOTTE NC 28217 0 1 0 0 Executive VP - Human Resources Common Stock 2012-06-28 5 G 0 7900 0 D 23811.43 D Common Stock 2012-07-26 4 D 0 14625 127.50 D 9186.43 D Common Stock 2012-07-26 4 D 0 9186.43 127.50 D 0 D Common Stock 2012-07-26 4 D 0 7785.9282 127.50 D 0 I By Employees' Savings Plan Employee Stock Option (Right to Buy) 86.31 2012-07-26 4 D 0 2000 D 2021-06-07 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 88.635 2012-07-26 4 D 0 13000 D 2021-01-03 Common Stock 13000 0 D Employee Stock Option (Right to Buy) 65.315 2012-07-26 4 D 0 13000 D 2020-01-04 Common Stock 13000 0 D Employee Stock Option (Right to Buy) 38.37 2012-07-26 4 D 0 17000 D 2019-01-02 Common Stock 17000 0 D Employee Stock Option (Right to Buy) 69.865 2012-07-26 4 D 0 17000 D 2018-01-02 Common Stock 17000 0 D Employee Stock Option (Right to Buy) 45.87 2012-07-26 4 D 0 9400 D 2017-01-03 Common Stock 9400 0 D Employee Stock Option (Right to Buy) 40.405 2012-07-26 4 D 0 13600 D 2016-01-03 Common Stock 13600 0 D Employee Stock Option (Right to Buy) 32.43 2012-07-26 4 D 0 10000 D 2015-01-02 Common Stock 10000 0 D Each share of common stock or phantom stock was disposed of in exchange for a cash payment of $127.50 per share pursuant to the Agreement and Plan of Merger by and among United Technologies Corporation, Charlotte Lucas Corporation and Goodrich Corporation dated as of September 21, 2011. Includes 160 shares acquired since the date of the last statement pursusant to the Employee Stock Purchase Plan. Restricted Stock Units that vested on the effective date of the merger and were disposed of in exchange for a cash payment equal to $127.50 per share. The stock option vests in equal annual installments on each of the first three anniversaries of the grant date. This option was canceled in the merger in exchange for a cash payment equal to the difference between $127.50 and the exercise price per share set forth in Column 2. Joan M. Taffi, By Power of Attorney 2012-07-30