-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JtYPKVUNfgI/weJOu/xNab2hqnhxRpUNicqqSMr11GtIZJGSa+AGCRzaoF5/kxQu 6oEy74K2rxOryR34KKV6bQ== 0001166115-02-000006.txt : 20020415 0001166115-02-000006.hdr.sgml : 20020415 ACCESSION NUMBER: 0001166115-02-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020215 FILED AS OF DATE: 20020308 COMPANY DATA: COMPANY CONFORMED NAME: CARMOLA JOHN J CENTRAL INDEX KEY: 0001166115 OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O GOODRICH CORP STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 02570072 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 4 1 edgar.txt FORM 4 - 2/15/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Carmola, John J. c/o Goodrich Corporation 2730 West Tyvola Rd. Charlotte, NC 28217 2. Issuer Name and Ticker or Trading Symbol Goodrich Corporation GR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 2/15/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Group President, Engine and Safety Systems 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |2/15/0|A | |8,042.1795*** |(A)|$27.9450 | |(D) | | |2 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/15/0|F | |2,770.5307 |(D)|$27.9450 |16,631**** |(D) | | |2 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option | | | | | | |* |6/3/0|Common Stock|2,000 |$39.875| |(D)| | | | | | | | | |6 | | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |* |1/1/0|Common Stock|7,000 |$40.125| |(D)| | | | | | | | | |7 | | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |* |1/1/0|Common Stock|8,100 |$41.406| |(D)| | | | | | | | | |8 | | |2 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |* |1/3/0|Common Stock|10,200 |$36.156| |(D)| | | | | | | | | |9 | | |3 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |** |1/2/1|Common Stock|17,100 |$26.593| |(D)| | | | | | | | | |0 | | |8 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |** |2/21/|Common Stock|1,900 |$26.593| |(D)| | | | | | | | | |10 | | |8 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |** |1/1/1|Common Stock|5,180 |$35.687| |(D)| | | | | | | | | |1 | | |5 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |** |1/1/1|Common Stock|20,720 |$38.62 | |(D)| | | | | | | | | |1 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | | |** |1/1/1|Common Stock|28,200 |$26.19 | |(D)| | | | | | | | | |2 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * Fully Vested. ** Vests in 35%, 35% and 30% annual increments. *** Shares acquired in connection with the payout of Goodrich Corporation's 2000-2001 Long-Term Incentive Plan. **** A fractional share of .0309 has been paid in cash to reporting person. SIGNATURE OF REPORTING PERSON /s/ John J. Carmola DATE 3-8-02 -----END PRIVACY-ENHANCED MESSAGE-----