-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIL2qIAs1jMQs69sV7w9pZUQnZ3XF79CN9NrI1B2CgHYv+KBZERlK5oOSa0kX+7M QTUNSHwnazCn5fryroaJuQ== 0001100314-99-000001.txt : 19991210 0001100314-99-000001.hdr.sgml : 19991210 ACCESSION NUMBER: 0001100314-99-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991206 FILED AS OF DATE: 19991209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH B F CO CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-00892 FILM NUMBER: 99771221 BUSINESS ADDRESS: STREET 1: 3 COLISEUM CENTRE STREET 2: 2550 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 3 COLISEUM CENTRE STREET 2: 2550 WEST TYVOLA ROAD CITY: 2550 WEST TYVOLA ROA STATE: NC ZIP: 28217 COMPANY DATA: COMPANY CONFORMED NAME: SCHAUB ERNEST F CENTRAL INDEX KEY: 0001100314 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O B F GOODRICH CO STREET 2: 2550 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: B F GOODRICH CO STREET 2: 2550 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 3 1 FORM 3 - 12/06/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person SCHAUB, ERNEST F. C/O THE B. F. GOODRICH COMPANY 2550 WEST TYVOLA ROAD THREE COLISEUM CENTRE CHARLOTTE, NC 28217 USA 2. Date of Event Requiring Statement (Month/Day/Year) 12/06/99 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Issuer Name and Ticker or Trading Symbol THE B. F. GOODRICH COMPANY GR 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President and Chief Operating Officer of BFGoodrich's Engineered Industrial Products 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |11,371 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5,000 |(I) |By Wife | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Stock Option |(1) |1/1/01 |Common Stock |164 |$19.0938 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(2) |1/1/02 |Common Stock |2,900 |$20.8750 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(3) |1/3/03 |Common Stock |6,000 |$24.4375 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(4) |1/2/04 |Common Stock |6,600 |$20.00 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(5) |1/2/05 |Common Stock |14,400 |$21.7813 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(6) |1/1/06 |Common Stock |11,400 |$34.3750 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(7) |1/1/07 |Common Stock |10,400 |$40.1250 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(8) |1/1/08 |Common Stock |11,800 |$41.4063 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |(9) |1/3/09 |Common Stock |15,500 |$36.1563 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Vests in three equal annual installments commencing January 2, 1992. (2) Vests in three equal annual installments commencing January 2, 1993. (3) Vests in three equal annual installments commencing January 4, 1994. (4) Vests in three equal annual installments commencing January 3, 1995. (5) Vests in three equal annual installments commencing January 3, 1996. (6) Vests in three equal annual installments commencing January 2, 1997. (7) Vests in three equal annual installments commencing January 2, 1998. (8) Vests in three equal annual installments commencing January 2, 1999. (9) Vests in three equal annual installments commencing January 4, 2000. SIGNATURE OF REPORTING PERSON /s/ Ernest F. Schaub DATE 12/09/99 -----END PRIVACY-ENHANCED MESSAGE-----