-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FR0hXv55UIGkqtgGnETHksX9YATzf07d7QHCNsaKoovzGFuJChQtmlExbAUDBncE fFK/cCLp8BvzAmTT0iRGKQ== 0001100314-01-500004.txt : 20010828 0001100314-01-500004.hdr.sgml : 20010828 ACCESSION NUMBER: 0001100314-01-500004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20010827 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 1723901 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: SCHAUB ERNEST F CENTRAL INDEX KEY: 0001100314 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O B F GOODRICH CO STREET 2: 2550 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: B F GOODRICH CO STREET 2: 2550 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 5 1 edgar.txt FORM 5 - 12/31/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person SCHAUB, ERNEST F. c/o GOODRICH CORPORATION Four Coliseum Centre 2730 West Tyvola Road Charlotte, NC 28217 USA 2. Issuer Name and Ticker or Trading Symbol GOODRICH CORPORATION GR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/99 5. If Amendment, Date of Original (Month/Year) 2/14/00 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President and Chief Operating Officer of BFGoodrich's Engineered Industrial Products 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |11,371 (1) |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |5,000 |(I) |By Wife | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |14,974.1211* |(I) |By Savings Plan | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | |Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option | |1/4/9|(A) |15,500 |A |1/4/0|1/3/0|Common Stock|15,500 |$36.156|15,500 |(D)| | | |9 | | | |2 |9 | | |3 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |4/9/9|1/1/0|Common Stock|11,800 |$41.406|11,800 |(D)| | | | | | | |9 |8 | | |3 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |4/9/9|1/1/0|Common Stock|10,400 |$40.125|10,400 |(D)| | | | | | | |9 |7 | | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/2/9|1/1/0|Common Stock|11,400 |$34.375|11,400 |(D)| | | | | | | |9 |6 | | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/3/9|1/2/0|Common Stock|14,400 |$21.781|14,400 |(D)| | | | | | | |8 |5 | | |3 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/3/9|1/2/0|Common Stock|6,600 |$20.00 |6,600 |(D)| | | | | | | |7 |4 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/4/9|1/3/0|Common Stock|6,000 |$24.437|6,000 |(D)| | | | | | | |6 |3 | | |5 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/2/9|1/1/0|Common Sstoc|2,900 |$20.875|2,900 |(D)| | | | | | | |5 |2 |k | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option | | | | | |1/2/9|1/1/0|Common Stock|164 |$19.093|164 |(D)| | | | | | | |4 |1 | | |8 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * Includes shares acquired in 1999 pursuant to the Company's Retirement Plus Savings Plan. (1) On February 14, 2000, the reporting person filed a Form 5 reporting the acquisition of 1,137 shares acquired in an interim payout under the Company's 1998-2000 Long-Term Incentive Plan on 4/9/99. This transaction did not need to be reported as it had occurred prior to the reporting person becoming an insider of the Company, and in addition, it had been included in the reporting person's Initial Statement of Ownership of Securities (Form 3). This form is now being filed to correctly state the amount of securities beneficially owned by the reporting person at 12/99. SIGNATURE OF REPORTING PERSON /s/ Ernest F. Schaub DATE 08/24/02 -----END PRIVACY-ENHANCED MESSAGE-----