-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHwyItaKMoFbIIH2DpoLHrOBeBv3CGFv9S1PZJG5fY7+RM0EwBXf6ZdRbS0o0qgV +QV8hrRC95KnZ2jky/HKTw== 0001051450-97-000001.txt : 19971224 0001051450-97-000001.hdr.sgml : 19971224 ACCESSION NUMBER: 0001051450-97-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971222 FILED AS OF DATE: 19971223 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH B F CO CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 333-40291 FILM NUMBER: 97742678 BUSINESS ADDRESS: STREET 1: 4020 KINROSS LAKES PKWY CITY: RICHFIELD STATE: OH ZIP: 44286-9368 BUSINESS PHONE: 2166597600 MAIL ADDRESS: STREET 1: 4020 KINROSS LAKES PARKWAY CITY: RICHFIELD STATE: OH ZIP: 44286-9368 COMPANY DATA: COMPANY CONFORMED NAME: RAU ROBERT H CENTRAL INDEX KEY: 0001051450 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] DIRECTOR STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 850 LAGOON DRIVE CITY: CHULA VISTA STATE: CA ZIP: 91910-2098 BUSINESS PHONE: 2166597600 MAIL ADDRESS: STREET 1: 850 LAGOON DRIVE CITY: CHULA VISTA STATE: CA ZIP: 91910-2098 3 1 FORM 3 - DECEMBER 22, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Rau, Robert H. 850 Lagoon Drive Chula Vista, CA 91910-2098 2. Date of Event Requiring Statement (Month/Day/Year) December 22, 1997 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Issuer Name and Ticker or Trading Symbol The B.F.Goodrich Company GR 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |3,500 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| " |2,345 |I |By Spouse (1) | - -----------------------------------------------------------------------------------------------------------------------------------| " |64,799 |I |By Family Trust (2) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Non-Qualified Stock Opti|4/20/94 |4/19/03 |Common Stock |70,000 |$12.6786 |D | | on (right to buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 7-3/4% Convertible Subor|(3) |5/15/04 |Common Stock |3,381 |$14.7857 |D | | dinated Notes due 2004 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-Qualified Stock Opti|9/20/96 |7/26/05 |Common Stock |149,000 |$21.25 |D | | on (right to buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Mercedes Rau, as Trustee for Baker children under the William D. and Mercedes E. Baker Trust. Beneficial ownership of these securities disclaimed. (2) Rau Family Trust (3) 7-3/4% Convertible Subordinated Notes due May 15, 2004 are convertible at $10.35 per share, at any time prior to maturity, subject to adjustment in certain events. SIGNATURE OF REPORTING PERSON /s/Nicholas J. Calise, Pursuant to Power of Attorney DATE December 22, 1997 -----END PRIVACY-ENHANCED MESSAGE-----