0001049005-12-000004.txt : 20120730 0001049005-12-000004.hdr.sgml : 20120730 20120730133430 ACCESSION NUMBER: 0001049005-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120726 FILED AS OF DATE: 20120730 DATE AS OF CHANGE: 20120730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINNERT TERRENCE G CENTRAL INDEX KEY: 0001049005 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 12992911 MAIL ADDRESS: STREET 1: C/O GOODRICH CORP STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-26 1 0000042542 GOODRICH CORP GR 0001049005 LINNERT TERRENCE G C/O GOODRICH CORPORATION 2730 WEST TYVOLA ROAD CHARLOTTE NC 28217 0 1 0 0 Executive VP & General Counsel Common Stock 2012-06-20 5 G 0 1200 0 D 61166 D Common Stock 2012-07-26 4 D 0 29500 127.50 D 31666 D Common Stock 2012-07-26 4 D 0 31666 127.50 D 0 D Common Stock 2012-07-26 4 D 0 1060.0013 127.50 D 0 I By Employees Savings Plan Common Stock 2012-07-26 4 D 0 616.7827 127.50 D Common Stock 616.7827 0 D Employee Stock Option (Right to Buy) 88.635 2012-07-26 4 D 0 22000 D 2021-01-03 Common Stock 22000 0 D Employee Stock Option (Right to Buy) 65.315 2012-07-26 4 D 0 22000 D 2020-01-04 Common Stock 22000 0 D Employee Stock Option (Right to Buy) 38.37 2012-07-26 4 D 0 27000 D 2019-01-02 Common Stock 27000 0 D Employee Stock Option (Right to Buy) 69.865 2012-07-26 4 D 0 26500 D 2018-01-02 Common Stock 26500 0 D Employee Stock Option (Right to Buy) 45.87 2012-07-26 4 D 0 16500 D 2017-01-03 Common Stock 16500 0 D Employee Stock Option (Right to Buy) 45.87 2012-07-26 4 D 0 50000 D 2014-01-03 Common Stock 50000 0 D Employee Stock Option (Right to Buy) 40.405 2012-07-26 4 D 0 23000 D 2016-01-03 Common Stock 23000 0 D Employee Stock Option (Right to Buy) 32.43 2012-07-26 4 D 0 25000 D 2015-01-02 Comnmon Stock 25000 0 D Each share of common stock or phantom stock was disposed of in exchange for a cash payment of $127.50 per share pursuant to the Agreement and Plan of Merger by and among United Technologies Corporation, Charlotte Lucas Corporation and Goodrich Corporation dated as of September 21, 2011. Restricted Stock Units that vested on the effective date of the merger and were disposed of in exchange for a cash payment equal to $127.50 per share. The stock option vests in equal annual installments on each of the first three anniversaries of the grant date. This option was canceled in the merger in exchange for a cash payment equal to the difference between $127.50 and the exercise price per share set forth in Column 2. These shares were deferred under the Goodrich Corporation Performance Share Deferred Compensation Plan, were to be settled in stock upon the reporting person's retirement at various times based upon elections made by the reporting person and were disposed of in exchange for a cash payment equal to $127.50 per share. Each deferred share has the economic equivalent of one share of common stock. Joan M. Taffi, By Power of Attorney 2012-07-30