-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A50YNp4AZGC9PcXhZXQbOaVu1ltkq0GV8YWabkW9KHCLRx7mM14awpXlv5nyWwUz X3u/yDTU4l74Gtoyqsm4Zg== 0001024386-02-000002.txt : 20020414 0001024386-02-000002.hdr.sgml : 20020414 ACCESSION NUMBER: 0001024386-02-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH CORP CENTRAL INDEX KEY: 0000042542 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340252680 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00892 FILM NUMBER: 02540666 BUSINESS ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA ROAD CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: 7044237000 MAIL ADDRESS: STREET 1: 4 COLISEUM CENTRE STREET 2: 2730 WEST TYVOLA RD CITY: CHARLOTTE STATE: NC ZIP: 28217 FORMER COMPANY: FORMER CONFORMED NAME: GOODRICH B F CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: OLESEN DOUGLAS E CENTRAL INDEX KEY: 0001024386 DIRECTOR IRS NUMBER: 340252680 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 3925 EMBASSY PARKWAY CITY: AKRON STATE: OH ZIP: 44333-1799 BUSINESS PHONE: 3303742000 MAIL ADDRESS: STREET 1: 3925 EMBASSY PARKWAY CITY: AKRON STATE: OH ZIP: 44333-1799 5 1 edgar.txt FORM 5 - 12/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Olesen, Douglas E. c/o Battelle Memorial Institute 505 King Avenue Columbus, OH 43201-2693 2. Issuer Name and Ticker or Trading Symbol Goodrich Corporation GR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/01 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Dividend |01/02/|(A) |12.5977 |(A)|$35.6875 | |(D) | | |02 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |01/31/|(A) |28.1096 |(A)|$35.5750 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |02/18/|(A) |74.1656 |(A)|$40.45 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |03/30/|(A) |327.0539 |(A)|$38.22 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend |04/02/|(A) |13.5263 |(A)|$38.3750 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |04/17/|(A) |51.7866 |(A)|$38.62 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |06/18/|(A) |24.6245 |(A)|$40.61 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |06/29/|(A) |331.0820 |(A)|$37.7550 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend |07/02/|(A) |16.4344 |(A)|$38.15 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |07/17/|(A) |79.2602 |(A)|$37.85 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |08/16/|(A) |27.8087 |(A)|$35.96 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |08/23/|(A) |28.7936 |(A)|$34.73 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |09/03/|(A) |30.1659 |(A)|$33.15 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |09/17/|(A) |36.4299 |(A)|$27.45 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |09/28/|(A) |$644.6622 |(A)|$19.39 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend |10/01/|(A) |40.7449 |(A)|$19.02 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |10/16/|(A) |140.1214 |(A)|$21.41 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |10/24/|(A) |49.0436 |(A)|$20.39 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |12/04/|(A) |40.6256 |(A)|$24.6150 | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock |12/31/|(A) |469.1312 |(A)|$26.6450 |4,238.8259* |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |887 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Dividend | |01/02|(A) |30.8408 |A | | |Phantom Shar|30.8408|$35.687| |(D)| | | |/01 | | | | | |es | |5 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend | |04/02|(A) |28.9021 |A | | |Phantom Shar|28.9021|$38.375| |(D)| | | |/01 | | | | | |es | |0 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock | |04/17|(A) |1,294.6660 |A | | |Phantom Shar|1,294.6|$38.62 | |(D)| | | |/01 | | | | | |es |660 | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend | |07/02|(A) |38.6134 |A | | |Phantom Shar|38.6134|$38.15 | |(D)| | | |/01 | | | | | |es | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Dividend | |10/01|(A) |78.0084 |A | | |Phantom Shar|78.0084|$19.02 |5,473.3395**|(D)| | | |/01 | | | | | |es | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The phantom stock units were accrued under Goodrich Corporation's Director's Deferred Compensation Plan and are to be settled in stock only upon the reporting person's retirement. ** The phantom stock units were accrued under Goodrich Corporation's Outside Director's Phantom Share Plan and are to be settled in cash only upon the reporting person's retirement. SIGNATURE OF REPORTING PERSON /s/ Douglas E. Olesen DATE 02/13/02 -----END PRIVACY-ENHANCED MESSAGE-----