-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TmmNhG1B8Jnmkc/JxBGCDjlJzseGEO7StubRtNhygssNVG/pu+IBsO8WQ+Lrqbl5 gcQNUyhWhgJ9abVuZwSFYg== 0001158446-06-000001.txt : 20061003 0001158446-06-000001.hdr.sgml : 20061003 20061003185142 ACCESSION NUMBER: 0001158446-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061001 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 BUSINESS PHONE: 510-466-3402 MAIL ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSTER MICHAEL CENTRAL INDEX KEY: 0001158446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04629 FILM NUMBER: 061126248 BUSINESS ADDRESS: STREET 1: C/O GOLDEN WEST FINANCIAL CORP STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3588 BUSINESS PHONE: 510-446-3402 MAIL ADDRESS: STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612 FORMER NAME: FORMER CONFORMED NAME: ROSTER MICHAEL DATE OF NAME CHANGE: 20010830 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-10-01 1 0000042293 GOLDEN WEST FINANCIAL CORP /DE/ GDW 0001158446 ROSTER MICHAEL 1901 HARRISON STREET OAKLAND CA 94612 0 1 0 0 Executive Vice President Employee Stock Options 0 2006-10-01 4 J 0 195000 0 D 2006-10-01 2006-10-01 Common Stock 195000 0 D This filing reports that each Golden West stock option outstanding immediately prior to the Merger vested in full and was converted into an option to purchase Wachovia common stock upon completion of the Merger. There were no other transactions in derivative securities other than this Merger Conversion. The number of shares of Wachovia common stock purchasable upon exercise of Golden West stock options was determined by multiplying the number of unexercised shares of Golden West common stock that were subject to the assumed Golden West stock option by the Exchange Ratio, rounded down to the nearest whole share, at an exercise price per share of Wachovia common stock equal to (1) the per share exercise price for the shares of Golden West common stock otherwise purchasable pursuant to such assumed Golden West stock option immediately before the Merger divided by (2) the Exchange Ratio, rounded up to the nearest cent. William C. Nunan on behalf of Michael Roster 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----