-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLhqFk+fkWuyjj+SSAA4klKKbl4CakVtcfI65WhDE78N0ffw9iwhkFQwCyEkVcvY evsnsfTtUzhnuZaL+4P2YQ== 0001078101-06-000006.txt : 20061003 0001078101-06-000006.hdr.sgml : 20061003 20061003182345 ACCESSION NUMBER: 0001078101-06-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061001 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 BUSINESS PHONE: 510-466-3402 MAIL ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSEN CARL M CENTRAL INDEX KEY: 0001078101 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04629 FILM NUMBER: 061126160 BUSINESS ADDRESS: BUSINESS PHONE: 5104663420 MAIL ADDRESS: STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-10-01 1 0000042293 GOLDEN WEST FINANCIAL CORP /DE/ GDW 0001078101 ANDERSEN CARL M 1901 HARRISON STREET OAKLAND CA 94612 0 1 0 0 Group Senior Vice President Common Stock 2006-10-01 4 J 0 74000 0 D 0 D Employee Stock Option 0 2006-10-01 4 J 0 123000 0 D 2006-10-01 2006-10-01 Common Stock 123000 0 D Exchanged for shares of common stock of Wachovia Corporation and cash pursuant to the merger between Golden West Financial Corporation and Wachovia Corporation (the "Merger"). Upon completion of the Merger, Golden West shareholders received, with respect to 77% of their shares of Golden West common stock, 1.365 (the "Exchange Ratio") shares of Wachovia common stock for each such share and, with respect to the remaining 23% of their shares of Golden West common stock, $81.07 in cash for each such share. This filing reports that each Golden West stock option outstanding immediately prior to the Merger vested in full and was converted into an option to purchase Wachovia common stock upon completion of the Merger. There were no other transactions in derivative securities other than this Merger Conversion. The number of shares of Wachovia common stock purchasable upon exercise of Golden West stock options was determined by multiplying the number of unexercised shares of Golden West common stock that were subject to the assumed Golden West stock option by the Exchange Ratio, rounded down to the nearest whole share, at an exercise price per share of Wachovia common stock equal to (1) the per share exercise price for the shares of Golden West common stock otherwise purchasable pursuant to such assumed Golden West stock option immediately before the Merger divided by (2) the Exchange Ratio, rounded up to the nearest cent. William C. Nunan on behalf of Carl M. Andersen 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----