-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ob3YsvsvzPgcMjz2xErUDfRYAcnlA43D9IxdM6wU3292P1kj4sOLNftQWT6fS1bt 55c7IWNH5WDLwpmPignOtw== 0001052821-06-000001.txt : 20061003 0001052821-06-000001.hdr.sgml : 20061003 20061003173808 ACCESSION NUMBER: 0001052821-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061001 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 BUSINESS PHONE: 510-466-3402 MAIL ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSEN KENNETH T CENTRAL INDEX KEY: 0001052821 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04629 FILM NUMBER: 061125908 BUSINESS ADDRESS: STREET 1: 601 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8002881970 MAIL ADDRESS: STREET 1: GOLDEN WEST FINANCIAL CORP STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-10-01 1 0000042293 GOLDEN WEST FINANCIAL CORP /DE/ GDW 0001052821 ROSEN KENNETH T GOLDEN WEST FINANCIAL CORP 1901 HARRISON STREET OAKLAND CA 94612 1 0 0 0 Common Stock 2006-10-01 4 J 0 18000 0 D 0 D Exchanged for shares of common stock of Wachovia Corporation and cash pursuant to the merger between Golden West Financial Corporation and Wachovia Corporation (the "Merger"). Upon completion of the Merger, Golden West shareholders received, with respect to 77% of their shares of Golden West common stock, 1.365 (the "Exchange Ratio") shares of Wachovia common stock for each such share and, with respect to the remaining 23% of their shares of Golden West common stock, $81.07 in cash for each such share. William C. Nunan on behalf of Kenneth T. Rosen 2006-10-03 -----END PRIVACY-ENHANCED MESSAGE-----