-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dpc0z/ZwXnACXAtR+lsMTlESdS9omvMLq9L9uadorkt6PFfIHbIy+/g7uQvbO8Ld SOpe9IPhDwgB6Ih/9b03yQ== 0000042293-98-000008.txt : 19980813 0000042293-98-000008.hdr.sgml : 19980813 ACCESSION NUMBER: 0000042293-98-000008 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19980812 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 001-04629 FILM NUMBER: 98682764 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 5104663420 MAIL ADDRESS: STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 10-K405/A 1 GOLDEN WEST 10-K, LIVE FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K AMENDMENT 1 Annual Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 for the fiscal year ended December 31, 1996 Commission File No. 1-4629 GOLDEN WEST FINANCIAL CORPORATION - ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 95-2080059 - --------------------------------------------- ------------------------------ (State or other jurisdiction of incorporation (I.R.S. Employer or organization) Identification No.) 1901 Harrison Street, Oakland, California 94612 - --------------------------------------------- ------------------------------ (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (510) 446-3420 ---------------------------- Securities registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which registered - ---------------------------- ------------------------------------------- Common Stock, $.10 par value New York Stock Exchange, Inc., Pacific Stock Exchange, Inc. Securities registered pursuant to Section 12(g) of the Act: NONE Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X NO Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] The approximate aggregate market value of the Registrant's common stock held by nonaffiliates of the Registrant on February 28, 1997, was $3,882,822,892. The number of shares outstanding of the Registrant's common stock on February 28, 1997, was 57,311,039 shares. DOCUMENTS INCORPORATED BY REFERENCE Documents Incorporated by Reference Applicable Part of Form 10-K - ----------------------------------- ---------------------------- Proxy Statement Dated March 14, 1997, Part III Furnished to Stockholders in Connection with Registrant's Annual Meeting of Stockholders. Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the date indicated: /s/ Maryellen B. Cattani 3/25/97 /s/ Bernard A. Osher 3/25/97 - ------------------------------------- ------------------------------------- Maryellen B. Cattani Bernard A. Osher Director Director /s/ Kenneth T. Rosen 3/25/97 - ------------------------------------- ------------------------------------ Louis J. Galen Kenneth T. Rosen Director Director /s/ Antonia Hernandez 3/25/97 /s/ Herbert M. Sandler 3/25/97 - ------------------------------------- ------------------------------------ Antonia Hernandez Herbert M. Sandler Director Director /s/ Patricia A. King 3/25/97 /s/ Marion O. Sandler 3/25/97 - ------------------------------------ ------------------------------------ Patricia A. King Marion O. Sandler Director Director /s/ William D. McKee 3/25/97 /s/ Leslie Tang Schilling 3/25/97 - ------------------------------------ ------------------------------------ William D. McKee Leslie Tang Schilling Director Director EX-27.2 2
9 12-MOS 12-MOS 3-MOS 6-MOS 9-MOS DEC-31-1995 DEC-31-1996 DEC-31-1996 DEC-31-1996 DEC-31-1996 DEC-31-1995 DEC-31-1996 MAR-31-1996 JUN-30-1996 SEP-30-1996 218,695 218,719 203,419 189,724 130,467 50,000 149,997 0 0 0 490,960 324,432 536,655 1,010,340 581,002 0 0 0 0 0 1,184,737 1,008,791 977,345 972,785 1,108,715 3,126,460 4,066,116 3,033,949 2,935,663 2,853,846 3,217,235 4,089,466 3,098,469 2,942,333 2,850,722 28,181,353 30,113,421 28,388,930 29,059,953 30,278,267 141,988 195,702 152,360 163,846 178,354 35,118,156 37,730,598 35,013,718 35,775,375 37,011,423 20,847,910 22,099,934 20,990,781 21,040,598 21,584,365 1,817,943 4,679,132 2,623,420 3,468,039 3,664,269 806,850 659,787 878,844 866,873 756,846 9,367,100 7,941,268 8,188,081 8,037,619 8,735,799 0 0 0 0 0 0 0 0 0 0 5,887 5,734 5,862 5,792 5,738 2,272,466 2,344,743 2,326,730 2,356,454 2,264,406 35,118,156 37,730,598 35,013,718 35,775,375 37,011,423 2,097,664 2,203,752 541,208 1,083,488 1,637,733 148,422 131,516 36,226 64,263 96,723 181,355 246,293 61,673 121,534 181,416 2,427,441 2,581,561 639,107 1,269,285 1,915,872 1,048,390 1,061,414 265,370 523,282 787,727 1,704,605 1,750,601 431,448 853,123 1,294,763 722,836 830,960 207,659 416,162 621,109 61,190 84,256 18,522 35,758 59,256 0 841 0 0 0 316,192 453,422 81,159 161,260 372,542 385,232 368,181 127,870 257,494 245,337 385,232 368,181 127,870 257,494 245,337 0 0 0 0 0 0 205,242 (205,242) (205,242) (205,242) 234,539 164,671 (126,649) (47,064) 88,721 4.00 2.84 (2.15) (0.80) 1.52 3.94 2.80 (2.12) (0.79) 1.50 7.56 7.37 7.51 7.36 7.32 314,086 373,157 361,376 370,081 362,817 0 0 0 0 0 45,222 84,082 46,683 56,992 60,732 60,483 55,961 0 0 0 124,003 141,988 141,988 141,988 141,988 44,656 31,239 8,360 14,231 23,398 1,451 697 210 331 508 141,988 195,702 152,360 163,846 178,354 141,988 195,702 152,360 163,846 178,354 0 0 0 0 0 0 0 0 0 0
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