-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HKsqtFFVFjY5BLa5MyIr5mT76UG8o9ZV4eki8N/FkmL5SUYhoJkDZC7GeSKF4iTL tnRefHoaxc/mhxK+43uZpA== 0000042293-02-000034.txt : 20020809 0000042293-02-000034.hdr.sgml : 20020809 20020809144653 ACCESSION NUMBER: 0000042293-02-000034 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020731 FILED AS OF DATE: 20020809 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04629 FILM NUMBER: 02724592 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 BUSINESS PHONE: 510-466-3402 MAIL ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN WEST FINANCIAL CORP /DE/ CENTRAL INDEX KEY: 0000042293 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] OFFICER IRS NUMBER: 952080059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 BUSINESS PHONE: 510-466-3402 MAIL ADDRESS: STREET 1: 1901 HARRISON STREET STREET 2: 1901 HARRISON STREET CITY: OAKLAND STATE: CA ZIP: 94612-3575 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CO DATE OF NAME CHANGE: 19751124 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD FINANCIAL CORP DATE OF NAME CHANGE: 19760806 3 1 congerform3.txt ROBERTA A. CONGER FORM 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response...0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* | 2. Date of Event | 4. Issuer Name and Ticker or Trading Symbol | Requiring Statement | Golden West Financial Corporation (GDW) Conger Roberta A | (Month/Day/Year) | (Last) (First) (Middle) | July 31, 2002 | - -----------------------------------------|--------------------------|--------------------------------------------------------------- Golden West Financial Corporation | 3. I.R.S. Identification | 5. Relationship of Reporting Person(s) 6. If Amendment, 1901 Harrison Street | Number of Reporting | to Issuer Date of Original (Street) | Person, if an entity | (Check all applicable) | (voluntary) | __ Director __ 10% Owner (Month/Day/Year) Oakland, CA 94612-3575 | | X Officer (give title __ Other (specify (City) (State) (Zip) | | below) below) | | Treasurer - -----------------------------------------|--------------------------|--------------------------------------------------------------- | 7. Individual or Joint/Group | Filing (Check Applicable Line) | X Form filed by One Reporting | Person | _ Form filed by More than One | Reporting Person - --------------------------------------------------------------------------------------------------|--------------------------------- Table I - Non-Derivative Securities Beneficially Owned - --------------------------------------------------------------------------------------------------|--------------------------------- 1. Title of Security | 2. Amount of Securities | 3. Ownership Form: Direct (D) | 4. Nature of Indirect Beneficial (Instr. 4) | Beneficially Owned (Instr. 4) | or Indirect (I) (Instr. 5) | Ownership (Instr. 5) - -----------------------|---------------------------------|--------------------------------|---------------------------------------- Common Stock | 1,050 | Direct | | | | - -----------------------|---------------------------------|--------------------------------|---------------------------------------- | | | | | | - -----------------------|---------------------------------|--------------------------------|---------------------------------------- | | | | | | - -----------------------|---------------------------------|--------------------------------|---------------------------------------- | | | | | | - -----------------------|---------------------------------|--------------------------------|---------------------------------------- | | | | | | - -----------------------|---------------------------------|--------------------------------|----------------------------------------
Table II-- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of | 2. Date Exercisable | 3. Title and Amount | 4. Conversion or | 5. Ownership | 6. Nature of Indirect Derivative | and Expiration Date | of Securities | Exercise Price of | Form of Derivative | Beneficial Ownership Security | (Month/Day/Year) | Underlying Derivative | Derivative | Securities: | (Instr. 5) (Instr. 4) | | Security (Instr. 4) | Security | Direct (D) | | | | (Instr. 5) | or Indirect (I) | - -------------|---------------------------|------------------------|-------------------|--------------------|----------------------- | Date Expiration | Title | Amount or | | | | Exer- Date | | Number of | | | | cisable | | Shares | | | - -------------|---------------------------|--------|---------------|-------------------|--------------------|----------------------- Stock Option | 04/07/2002 04/07/2010 | Common | 1,500 | 30.375 | (D) | | | Stock | | | | - -------------|---------------------------|--------|---------------|------------------ |--------------------|----------------------- Stock Option | 04/07/2004 04/07/2010 | Common | 3,000 | 30.375 | (D) | | | Stock | | | | - -------------|---------------------------|--------|---------------|------------------ |--------------------|----------------------- Stock Option | 11/02/2003 11/02/2011 | Common | 1,500 | 47.150 | (D) | | | Stock | | | | - -------------|---------------------------|--------|---------------|-------------------|--------------------|----------------------- Stock Option | 11/02/2005 11/02/2011 | Common | 1,500 | 47.150 | (D) | | | Stock | | | | - -------------|---------------------------|--------|---------------|-------------------|--------------------|----------------------- | | | | | | | | | | | | - -------------|---------------------------|--------|---------------|-------------------|--------------------|----------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: /s/ Roberta A. Conger August 1, 2002 --------------------- -------------- Roberta A. Conger Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
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