0001144204-16-126864.txt : 20161004
0001144204-16-126864.hdr.sgml : 20161004
20161004191344
ACCESSION NUMBER: 0001144204-16-126864
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERPRISES INC
CENTRAL INDEX KEY: 0000042228
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 630250005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: ONE GOLDEN FLAKE DRIVE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35205
BUSINESS PHONE: 205 323 6161
MAIL ADDRESS:
STREET 1: ONE GOLDEN FLAKE DRIVE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35205
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDEN FLAKE INC
DATE OF NAME CHANGE: 19761019
FORMER COMPANY:
FORMER CONFORMED NAME: MAGIC CITY FOOD PRODUCTS INC
DATE OF NAME CHANGE: 19700805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATES RANDY
CENTRAL INDEX KEY: 0001259857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-04339
FILM NUMBER: 161920855
4
1
v449983_4.xml
FORM 4
X0306
4
2016-09-30
0
0000042228
GOLDEN ENTERPRISES INC
GLDC
0001259857
BATES RANDY
ONE GOLDEN FLAKE DRIVE
BIRMINGHAM
AL
35205
1
1
0
0
Executive Vice President
Common Stock
2016-09-30
2016-09-30
4
S
0
5657
12.00
D
0
D
Common Stock
2016-09-30
2016-09-30
4
S
0
4460
12.00
D
0
I
See Footnote
Common Stock
2016-09-30
2016-09-30
4
S
0
5231128
12.00
D
0
I
By SYB, Inc.
Common Stock
2016-09-30
2016-09-30
4
S
0
600279
12.00
D
0
I
By Testamentary Marital Trust (2
Stock Option
3.84
2016-09-30
2016-09-30
4
S
0
35000
12.00
D
2016-04-23
2016-04-09
Common Stock
35000
0
D
Owned by 401(k) Plan account for the benefit of Paul R. Bates.
Mr. Bates serves on the Voting Committee created under the Will of and the SYB, Inc. Common Stock Trust created by Sloan Y. Bashinsky, Sr. (AMr. Bashinsky@). The Voting Committee voted the shares of Issuer=s stock owned by the Marital Trust created by the Will of Mr. Bashinsky and the shares owned by SYB, Inc. As part of a merger of Golden Enterprises, Inc. with an unrelated entity, SYB, Inc. and the Marital Trust have sold all Shares of Common Stock of the Issuer and the Voting Committee ceased to exist. Mr. Bates disclaims beneficial ownership of such Shares and proceeds therefrom.
Issuer is merging with an unrelated third party and upon merger stock options will be cancelled, whether or not vested, and the option holder will be paid an amount equal to $12.00 minus the per share exercise price multiplied by the number of stock options.
The stock options vested in two unequal installments beginning on 4/23/2016.
/s /Paul R. Bates
2016-09-30