0000899243-23-010091.txt : 20230331
0000899243-23-010091.hdr.sgml : 20230331
20230331161656
ACCESSION NUMBER: 0000899243-23-010091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Double Black Diamond Offshore Ltd
CENTRAL INDEX KEY: 0001404976
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787933
BUSINESS ADDRESS:
STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY
STREET 2: P.O. BOX 31106
CITY: CAMANA BAY
STATE: E9
ZIP: KY-1205
BUSINESS PHONE: 214.932.9600
MAIL ADDRESS:
STREET 1: CITCO FUND SERVICES, 89 NEXUS WAY
STREET 2: P.O. BOX 31106
CITY: CAMANA BAY
STATE: E9
ZIP: KY-1205
FORMER NAME:
FORMER CONFORMED NAME: Double Black Diamond Offshore Ltd.
DATE OF NAME CHANGE: 20090610
FORMER NAME:
FORMER CONFORMED NAME: Double Black Diamond Offshore LDC
DATE OF NAME CHANGE: 20070628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON CAPITAL L P
CENTRAL INDEX KEY: 0001056973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787936
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2149329600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlson Clint Duane
CENTRAL INDEX KEY: 0001404625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787931
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDCA 2019 Fund, L.P.
CENTRAL INDEX KEY: 0001951606
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787934
BUSINESS ADDRESS:
STREET 1: EDCA 2019 FUND, LP, 4001 KENNETT PIKE
STREET 2: SUITE 302
CITY: WILMINGTON
STATE: DE
ZIP: 19807
BUSINESS PHONE: (214) 932-9600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE, SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: Delaware Domiciled Single Investor Limited Partnership - 101
DATE OF NAME CHANGE: 20221021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Asgard Investment Corp. II
CENTRAL INDEX KEY: 0001503915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787932
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-932-9600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Black Diamond Arbitrage Offshore Ltd.
CENTRAL INDEX KEY: 0001613525
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03560
FILM NUMBER: 23787935
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE, SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-932-9600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVENUE, SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Glatfelter Corp
CENTRAL INDEX KEY: 0000041719
STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621]
IRS NUMBER: 230628360
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 CONGRESS STREET
STREET 2: SUITE 600
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 866-744-7380
MAIL ADDRESS:
STREET 1: 4350 CONGRESS STREET
STREET 2: SUITE 600
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: GLATFELTER P H CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-01-20
0
0000041719
Glatfelter Corp
GLT
0001056973
CARLSON CAPITAL L P
2100 MCKINNEY AVE
STE 1900
DALLAS
TX
75201
0
0
1
0
0001404976
Double Black Diamond Offshore Ltd
2100 MCKINNEY AVENUE
STE 1900
DALLAS
TX
75201
0
0
1
0
0001613525
Black Diamond Arbitrage Offshore Ltd.
2100 MCKINNEY AVENUE
STE 1900
DALLAS
TX
75201
0
0
1
0
0001951606
EDCA 2019 Fund, L.P.
2100 MCKINNEY AVENUE
STE 1900
DALLAS
TX
75201
0
0
1
0
0001503915
Asgard Investment Corp. II
2100 MCKINNEY AVENUE
STE 1900
DALLAS
TX
75201
0
0
1
0
0001404625
Carlson Clint Duane
2100 MCKINNEY AVENUE
STE 1900
DALLAS
TX
75201
0
0
1
0
0
Common Stock, par value $0.01 per share (the "Common Stock")
2023-01-20
4
X
0
50000
2.50
A
5415000
I
See footnotes
Common Stock
2023-03-29
4
P
0
500000
3.0938
A
5915000
I
See footnotes
Stock Option (right to buy)
2.50
2023-01-20
4
X
0
50000
0.00
D
2023-01-20
Common Stock
50000
0
I
See footnotes
The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Arbitrage Offshore Ltd., a Cayman Islands exempted company ("Arbitrage") and EDCA 2019 Fund, L.P., a Delaware limited partnership ("EDCA," together with Double Offshore and Arbitrage, the "Funds"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital.
(continued from footnote 1) Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Transaction reflects direct exercise by Double Offshore. The stock options were exercisable at any time before and including the date of its expiration.
Transaction reflects direct acquisition by Double Offshore of 162,255 shares, by Arbitrage of 253,655 shares and by EDCA of 84,090 shares.
Carlson Capital, L.P., By: /s/ Clint D. Carlson, Title: President
2023-03-31
Double Black Diamond Offshore Ltd., By its general partner Asgard II, By: /s/ Clint D. Carlson, Title: President
2023-03-31
Black Diamond Arbitrage Offshore Ltd., By its investment manager Carlson Capital, L.P., By its general partner Asgard II, By: /s/ Clint D. Carlson, Title: President
2023-03-31
EDCA 2019 Fund, L.P., By its investment manager Carlson Capital, L.P., By its general partner Asgard II, By: /s/ Clint D. Carlson, Title: President
2023-03-31
Asgard Investment Corp. II, By: /s/ Clint D. Carlson, Title: President
2023-03-31
Clint D. Carlson, By: /s/ Clint D. Carlson
2023-03-31