0001127602-18-009422.txt : 20180301 0001127602-18-009422.hdr.sgml : 20180301 20180301180951 ACCESSION NUMBER: 0001127602-18-009422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tucker Mark A CENTRAL INDEX KEY: 0001645964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 18659317 MAIL ADDRESS: STREET 1: C/O AEROJET ROCKETDYNE HOLDINGS, INC. STREET 2: P.O. BOX 537012 CITY: SACRAMENTO STATE: CA ZIP: 95853-7012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC. CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340244000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 N. SEPULVEDA BLVD. STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (310) 252-8100 MAIL ADDRESS: STREET 1: 222 N. SEPULVEDA BLVD. STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: GENCORP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-27 0000040888 AEROJET ROCKETDYNE HOLDINGS, INC. AJRD 0001645964 Tucker Mark A 222 N. SEPULVEDA BLVD., SUITE 500 EL SEGUNDO CA 90245 1 Chief Operating Officer Common Stock 2018-02-27 4 D 0 8283 27.25 D 139393 D Common Stock 2018-02-27 4 F 0 5143 27.25 D 134250 D Common Stock 2018-02-27 4 A 0 39008 0 A 173258 D Common Stock 2018-02-27 4 A 0 2110 0 A 175368 D Common Stock 2018-02-27 4 A 0 9239 0 A 184607 D Stock Appreciation Right 27.25 2018-02-27 4 A 0 20086 0 A 2021-02-27 2025-02-27 Common Stock 20086 20086 D Performance-based restricted stock forfeited due to failure to achieve maximum performance targets for FY2017. Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Restricted stock will vest based on meeting certain performance targets for FY2020. Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Such shares of restricted stock will vest in 1/3 increments on February 27, 2019, February 27, 2020 and February 27, 2021. Grant to Reporting Person of restricted stock under the Amended and Restated 2009 Equity and Performance Incentive Plan. Such restricted stock will vest as follows: 1/3 to vest upon the attainment of a share price of $34 no later than December 31, 2020, an additional 1/3 to vest upon the attainment of a share price of $38 no later than December 31, 2021, and an additional 1/3 to vest upon the attainment of a share price of $42 no later than December 31, 2022, with the share price in all cases being determined on the basis of the 20-day volume weighted average price of the Company's common stock. /s/ Rebecca A. Bauer, attorney-in-fact 2018-03-01