0000040888-20-000015.txt : 20200521 0000040888-20-000015.hdr.sgml : 20200521 20200521160704 ACCESSION NUMBER: 0000040888-20-000015 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20191231 1.02 20191231 FILED AS OF DATE: 20200521 DATE AS OF CHANGE: 20200521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC. CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340244000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 20901918 BUSINESS ADDRESS: STREET 1: 222 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: (310) 252-8100 MAIL ADDRESS: STREET 1: 222 N. PACIFIC COAST HIGHWAY STREET 2: SUITE 500 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: GENCORP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 SD 1 formsd123119.htm SD Document




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
  Aerojet Rocketdyne Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware
1-01520
34-0244000
(State of Incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
 
 
222 N. Pacific Coast Highway, Suite 500
El Segundo, California
 
90245
(Address of Principal Executive Offices)
 
(Zip Code)
 
 
Paul R. Lundstrom, Vice President and Chief Financial Officer
(310) 252-8100
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.







Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Form SD and the Conflict Minerals Report attached hereto as Exhibit 1.01 of Aerojet Rocketdyne Holdings, Inc. (the "Company") are filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2019 to December 31, 2019.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at http://ir.aerojetrocketdyne.com/sec.cfm.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this Form SD.
Forward Looking Statements
Unless otherwise indicated or required by the context the terms "we," "our," "us", and the "Company" refer to Aerojet Rocketdyne Holdings, Inc.
This report and any exhibits to this report may contain "forward-looking statements" as defined by Section 21E of the Private Securities Litigation Reform Act of 1995 regarding our business, products and conflict minerals efforts, including steps we intend to take to mitigate the risk that conflict minerals in our products benefit armed groups in the Democratic Republic of the Congo or an adjoining country. The words "believe," "estimate," "anticipate," "project," "expect," and "reliable" and similar expressions, as they relate to us, are intended to identify forward-looking statements, but are not the exclusive means of identifying forward-looking statements in this report. Additionally, statements concerning future matters that are not historical are forward-looking statements. Although forward-looking statements in this report reflect our good faith judgment, such statements can only be based on facts and factors currently known to us. Consequently, forward-looking statements are inherently subject to risk and uncertainties, and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by forward-looking statements. Factors that could cause or contribute to such differences in results or outcomes include without limitation: the risk that information reported to us by our suppliers from which we directly procure finished goods, components, materials and/or services for our products (direct suppliers), or industry information used by us, may be inaccurate; the risk that smelters or refiners (processing facilities) may not participate in the Responsible Minerals Assurance Process, which is a voluntary initiative in which independent third parties audit processing facilities’ procurement and processing activities and determine if the processing facilities maintain sufficient documentation to reasonably demonstrate conflict-free sourcing; as well as risks discussed under the heading "Risk Factors" in Item 1A of our Annual Report to the Securities and Exchange Commission on Form 10-K for the year ended December 31, 2019, and Part II, Item 1A on Form 10-Q for the quarter ended March 31, 2020. Readers are urged not to place undue reliance on forward-looking statements, which speak only as of the date of this report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this report, except as required by law. Throughout this report, whenever a reference is made to our website, such reference does not incorporate information from the website by reference into this report unless specifically identified as such.




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
 
Aerojet Rocketdyne Holdings, Inc.
 
 
 
 
Date:
May 21, 2020
By:
 
/s/ Arjun L. Kampani
 
 
Name:
 
Arjun L. Kampani
 
 
Title:
 
Senior Vice President, General Counsel and Secretary










 EX-1.01 2 conflictmineralsreport1231.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01
Aerojet Rocketdyne Holdings, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2019
Unless otherwise indicated or required by the context the terms "we," "our," "us," and the "Company" refer to Aerojet Rocketdyne Holdings, Inc.
1. Introduction
This report for the year ended December 31, 2019, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the "Rule"). The Rule was adopted by the Securities and Exchange Commission ("SEC") to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, and tungsten. These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict in the Democratic Republic of the Congo ("DRC") or an adjoining country (collectively, the "Covered Countries").
Company Overview
We are a manufacturer of aerospace and defense products and systems with a real estate segment. Our operations are organized into two segments:
Aerospace and Defense — includes the operations of our wholly-owned subsidiary Aerojet Rocketdyne, Inc. ("Aerojet Rocketdyne"), a leading technology-based designer, developer and manufacturer of aerospace and defense products and systems for the United States government, including the Department of Defense, the National Aeronautics and Space Administration, and major aerospace and defense prime contractors. It is possible that Aerojet Rocketdyne business activities in 2019 may have resulted in the use of conflict minerals (as defined in Section 1, Item 1.01 (d)(3) of Form SD) that originated in the Covered Countries or that are from recycled or scrap sources (as defined in Section 1, Item 1.01 (d)(6) of Form SD) in the production of its products.
Real Estate - includes the activities of our wholly-owned subsidiary Easton Development Company, LLC related to the re-zoning, entitlement, sale, and leasing of our excess real estate assets. Our real estate activities do not involve the use of conflict minerals in any form.
The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference into this report.
Supply Chain
We rely on our direct suppliers to provide information on the origin of tin, tantalum, tungsten, and gold ("3TG") contained in components and materials supplied to us, including sources of 3TG that are supplied to our suppliers from lower tier suppliers.
We included suppliers in our 3TG due diligence that were determined to directly support our products. We provided Source Intelligence ("SI"), a supply chain intelligence service, a list of Tier 1 suppliers determined to be in-scope for regulatory purposes based on our influence over the manufacturing process and potential use of 3TG. We assessed our industry as well as others to determine that the risk-based approach we are taking is consistent with how many of our peer companies are approaching the Rule. Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify suppliers downstream from our direct suppliers.
In accordance with the Organisation for Economic Co-operation and Development ("OECD") Guidance and the Rule, this report is available on our website at: http://ir.aerojetrocketdyne.com/sec.cfm.
Conflict Minerals Policy
Our Conflict Minerals Policy is available at: http://www.rocket.com/suppliernet/business-aerojet-rocketdyne.
2. Due Diligence Process and Results
Design of Due Diligence




Our due diligence measures were designed to conform, in all material respects, with the framework set forth in The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Second Edition 2013 ("OECD Guidance") and the related supplements for 3TG.
Management Systems
As stated above, we adopted a Conflict Minerals Policy which is posted on our website at: http://www.rocket.com/suppliernet/business-aerojet-rocketdyne.
Internal Team
We established a compliance and management reporting system for conflict minerals. Our management system is sponsored by the Vice President, Supply Chain Materiel Management, as well as a team of subject matter experts from relevant functions in Supply Chain Management. The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and is led by the Director, Supply Chain Compliance, who acts as the conflict minerals program manager.
Control Systems
As we do not typically have a direct relationship with 3TG smelters and refiners, we are engaged and actively cooperate with other major manufacturers in the Aerospace and Defense Industry. We implemented a supply chain system of controls and transparency through the use of due diligence tools created by the Conflict-Free Sourcing Initiative, which includes the Conflict Minerals Reporting Template ("CMRT"), a supply chain survey designed to identify the smelters and refiners that process the necessary conflict minerals contained in our products. Additionally, we contracted with SI, which delivers supply chain intelligence and supplier data collection and analysis services that support regulatory compliance, sustainability and social responsibility initiatives. SI was utilized extensively to gather 3TG supplier data for us.
Controls include, but are not limited to, our Code of Conduct which outlines expected behaviors for all of our employees, our Suppliers Code of Conduct, and a supplier conflict minerals contract clause incorporated in all of our purchase orders and subcontracts.
Reasonable Country Of Origin Inquiry ("RCOI")
Our RCOI employed a combination of measures to determine whether the necessary conflict minerals in our products originated from the Covered Countries or are from recycled or scrap sources. Our primary means of determining the country of origin of necessary conflict minerals was through conducting a supply chain survey with direct suppliers using the Electronic Industry Citizenship Coalition Global e-Sustainability Initiative ("EICC-GeSI") Conflict Minerals Reporting Template, which we refer to as the EICC-GeSI form.
To complete the RCOI required by the Rule, SI engaged our suppliers to collect information about the presence and sourcing of 3TG used in the products and components supplied to us. The SI program utilized the Conflict-Free Sourcing Initiative’s CMRT. Suppliers were offered two options to submit the required information: (1) uploading the CMRT; or (2) completing an online survey version of this template directly in the SI platform. In certain cases if a supplier was unable to complete the survey on the online platform, the Company or SI uploaded the CMRT on their behalf.
Supplier Engagement
We provided SI with at least one method of contact for each Tier 1 supplier designated as in-scope (email address, telephone number, facsimile number, or mailing address). Email was the preferred method of communication. The RCOI began with an introduction email from us to suppliers describing our Conflict Minerals Compliance Program requirements and identifying SI as a partner in the process. Following that introduction email, SI sent a subsequent email to suppliers containing a registration and survey request link for the online data collection platform.
Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying the 3TG smelters or refiners ("SORs") and associated mine countries of origin. Suppliers who had already performed a RCOI through the use of the CMRT were asked to upload this document into the SI system or to provide this information in the online survey version.
Suppliers were requested, but not required, to provide an electronic signature before submitting their data to us to verify that all answers submitted were accurate to the best of the supplier’s knowledge.




For those supply chains with SORs that are known or thought to be sourcing from the DRC, additional investigation is needed to determine the source and chain-of-custody of the regulated metals. SI relies on the following internationally accepted audit standards to determine which SORs are considered "DRC Conflict Free": the Responsible Minerals Assurance Process, the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. SI has become an official vendor member of the Responsible Minerals Initiative ("RMI") to further facilitate the exchange of supply chain data and technical information in the quest for global ethical sourcing of materials. This membership provides SI access to the following working groups: CMRT Development Team, Smelter Engagement Team, Smelter Data Management Team, RMI Stakeholders Call, and RMI Plenary.
If the SOR is not certified by these internationally-recognized working groups, SI attempts to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. Relevant information to review includes: whether the SOR has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research is also performed to determine whether there are any outside sources of information regarding the SOR’s sourcing practices. Up to three contact attempts are made by SI to SORs to gather information on mine country of origin and sourcing practices.
RCOI Results
As a downstream purchaser of potential conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals or whether the necessary conflict minerals were from recycled or scrap sources. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.
Another complicating factor is the unavailability of country of origin and chain of custody information from our suppliers on a continuous, real-time basis. Since we do not have direct contractual relationships with SORs, we rely on our direct suppliers to gather and provide specific information about the date when the ore is smelted into a derivative and later shipped, stored, sold and first entered the stream of commerce.
A total of 524 Tier 1 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by SI. The response rate among these suppliers was 64%. Of these responding suppliers, 32% indicated one or more of the 3TG metals as necessary to the functionality or production of the products they supply to us. Based on SI SOR database there was an indication of DRC sourcing or location in the DRC for 45 out of 303 verified SORs.
Based on the information provided by our suppliers, the facilities that may have been used to process the necessary conflict minerals used in the products described above may include the SORs listed in Appendix A.
3. Steps To Be Taken To Mitigate Risk Through Enhanced Due Diligence Efforts
We will continue to take the following steps to improve our due diligence conducted to further mitigate any risk that the necessary conflict minerals in our products could benefit armed groups in the Covered Countries:
•
continue to include a conflict minerals flow-down clause in new or renewed supplier contracts;
•
continue robust engagement with suppliers and direct them to training resources designed to increase the response rate and improve the content and accuracy of the supplier survey responses; and
•
further refine and improve best practices while continuing to build leverage over our supply chain in accordance with the OECD Guidance.
4. Independent Audit
Pursuant to the Rule, this report is not subject to an independent private sector audit.





Appendix A

The table below lists the validated smelters identified in our EICC-GeSI Template responses for 2019.
  

Metal
 
Official Smelter Name
 
Smelter Country
Gold
 
8853 S.p.A.
 
Italy
Gold
 
Abington Reldan Metals, LLC
 
United States
Gold
 
Advanced Chemical Company
 
United States
Gold
 
African Gold Refinery
 
Uganda
Gold
 
Aida Chemical Industries Co., Ltd.
 
Japan
Gold
 
Al Etihad Gold Refinery DMCC
 
United Arab Emirates
Gold
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
Germany
Gold
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
Uzbekistan
Gold
 
AngloGold Ashanti Corrego do Sitio Mineracao
 
Brazil
Gold
 
Argor-Heraeus S.A.
 
Switzerland
Gold
 
Asahi Pretec Corp.
 
Japan
Gold
 
Asahi Refining Canada Ltd.
 
Canada
Gold
 
Asahi Refining USA Inc.
 
United States
Gold
 
Asaka Riken Co., Ltd.
 
Japan
Gold
 
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
Turkey
Gold
 
AU Traders and Refiners
 
South Africa
Gold
 
Aurubis AG
 
Germany
Gold
 
Bangalore Refinery
 
India
Gold
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
Philippines
Gold
 
Boliden AB
 
Sweden
Gold
 
C. Hafner GmbH + Co. KG
 
Germany
Gold
 
C.I Metales Procesados Industriales SAS
 
Colombia
Gold
 
Caridad
 
Mexico
Gold
 
CCR Refinery - Glencore Canada Corporation
 
Canada
Gold
 
Cendres + Metaux S.A.
 
Switzerland
Gold
 
CGR Metalloys Pvt Ltd.
 
India
Gold
 
Chimet S.p.A.
 
Italy
Gold
 
Chugai Mining
 
Japan
Gold
 
Daye Non-Ferrous Metals Mining Ltd.
 
China
Gold
 
Degussa Sonne / Mond Goldhandel GmbH
 
Germany
Gold
 
Dijllah Gold Refinery FZC
 
United Arab Emirates
Gold
 
DODUCO Contacts and Refining GmbH
 
Germany
Gold
 
Dowa
 
Japan
Gold
 
DS PRETECH Co., Ltd.
 
Korea, Republic of
Gold
 
DSC (Do Sung Corporation)
 
Korea, Republic of
Gold
 
Eco-System Recycling Co., Ltd. East Plant
 
Japan
Gold
 
Eco-System Recycling Co., Ltd. North Plant
 
Japan
Gold
 
Eco-System Recycling Co., Ltd. West Plant
 
Japan
Gold
 
Emirates Gold DMCC
 
United Arab Emirates
Gold
 
Fidelity Printers and Refiners Ltd.
 
Zimbabwe
Gold
 
Fujairah Gold FZC
 
United Arab Emirates




Gold
 
GCC Gujrat Gold Centre Pvt. Ltd.
 
India
Gold
 
Geib Refining Corporation
 
United States
Gold
 
Gold Coast Refinery
 
Ghana
Gold
 
Gold Refinery of Zijin Mining Group Co., Ltd.
 
China
Gold
 
Great Wall Precious Metals Co., Ltd. of CBPM
 
China
Gold
 
Guangdong Jinding Gold Limited
 
China
Gold
 
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
 
China
Gold
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
China
Gold
 
Heimerle + Meule GmbH
 
Germany
Gold
 
Heraeus Metals Hong Kong Ltd.
 
China
Gold
 
Heraeus Precious Metals GmbH & Co. KG
 
Germany
Gold
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Gold
 
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
 
China
Gold
 
HwaSeong CJ CO., LTD.
 
Korea, Republic of
Gold
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
 
China
Gold
 
International Precious Metal Refiners
 
United Arab Emirates
Gold
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
Gold
 
Istanbul Gold Refinery
 
Turkey
Gold
 
Italpreziosi
 
Italy
Gold
 
JALAN & Company
 
India
Gold
 
Japan Mint
 
Japan
Gold
 
Jiangxi Copper Co., Ltd.
 
China
Gold
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
Russian Federation
Gold
 
JSC Uralelectromed
 
Russian Federation
Gold
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Gold
 
Kaloti Precious Metals
 
United Arab Emirates
Gold
 
Kazakhmys Smelting LLC
 
Kazakhstan
Gold
 
Kazzinc
 
Kazakhstan
Gold
 
Kennecott Utah Copper LLC
 
United States
Gold
 
KGHM Polska Miedz Spolka Akcyjna
 
Poland
Gold
 
Kojima Chemicals Co., Ltd.
 
Japan
Gold
 
Korea Zinc Co., Ltd.
 
Korea, Republic of
Gold
 
Kyrgyzaltyn JSC
 
Kyrgyzstan
Gold
 
Kyshtym Copper-Electrolytic Plant ZAO
 
Russian Federation
Gold
 
L'azurde Company For Jewelry
 
Saudi Arabia
Gold
 
L'Orfebre S.A.
 
Andorra
Gold
 
Lingbao Gold Co., Ltd.
 
China
Gold
 
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
 
China
Gold
 
LS-NIKKO Copper Inc.
 
Korea, Republic of
Gold
 
LT Metal Ltd.
 
Korea, Republic of
Gold
 
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
 
China
Gold
 
Marsam Metals
 
Brazil
Gold
 
Materion
 
United States
Gold
 
Matsuda Sangyo Co., Ltd.
 
Japan
Gold
 
Metalor Technologies (Hong Kong) Ltd.
 
China
Gold
 
Metalor Technologies (Singapore) Pte., Ltd.
 
Singapore




Gold
 
Metalor Technologies (Suzhou) Ltd.
 
China
Gold
 
Metalor Technologies S.A.
 
Switzerland
Gold
 
Metalor USA Refining Corporation
 
United States
Gold
 
Metalurgica Met-Mex Penoles S.A. De C.V.
 
Mexico
Gold
 
Mitsubishi Materials Corporation
 
Japan
Gold
 
Mitsui Mining and Smelting Co., Ltd.
 
Japan
Gold
 
MMTC-PAMP India Pvt., Ltd.
 
India
Gold
 
Modeltech Sdn Bhd
 
Malaysia
Gold
 
Morris and Watson
 
New Zealand
Gold
 
Moscow Special Alloys Processing Plant
 
Russian Federation
Gold
 
Nadir Metal Rafineri San. Ve Tic. A.S.
 
Turkey
Gold
 
Navoi Mining and Metallurgical Combinat
 
Uzbekistan
Gold
 
NH Recytech Company
 
Korea, Republic of
Gold
 
Nihon Material Co., Ltd.
 
Japan
Gold
 
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
 
Austria
Gold
 
Ohura Precious Metal Industry Co., Ltd.
 
Japan
Gold
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
Russian Federation
Gold
 
OJSC Novosibirsk Refinery
 
Russian Federation
Gold
 
PAMP S.A.
 
Switzerland
Gold
 
Pease & Curren
 
United States
Gold
 
Penglai Penggang Gold Industry Co., Ltd.
 
China
Gold
 
Planta Recuperadora de Metales SpA
 
Chile
Gold
 
Prioksky Plant of Non-Ferrous Metals
 
Russian Federation
Gold
 
PT Aneka Tambang (Persero) Tbk
 
Indonesia
Gold
 
PX Precinox S.A.
 
Switzerland
Gold
 
QG Refining, LLC
 
United States
Gold
 
Rand Refinery (Pty) Ltd.
 
South Africa
Gold
 
Refinery of Seemine Gold Co., Ltd.
 
China
Gold
 
REMONDIS PMR B.V.
 
Netherlands
Gold
 
Royal Canadian Mint
 
Canada
Gold
 
SAAMP
 
France
Gold
 
Sabin Metal Corp.
 
United States
Gold
 
Safimet S.p.A
 
Italy
Gold
 
SAFINA A.S.
 
Czech Republic
Gold
 
Sai Refinery
 
India
Gold
 
Samduck Precious Metals
 
Korea, Republic of
Gold
 
SAMWON METALS Corp.
 
Korea, Republic of
Gold
 
SAXONIA Edelmetalle GmbH
 
Germany
Gold
 
SEMPSA Joyeria Plateria S.A.
 
Spain
Gold
 
Shandong Humon Smelting Co., Ltd.
 
China
Gold
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
China
Gold
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
China
Gold
 
Sichuan Tianze Precious Metals Co., Ltd.
 
China
Gold
 
Singway Technology Co., Ltd.
 
Taiwan
Gold
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
Russian Federation




Gold
 
Solar Applied Materials Technology Corp.
 
Taiwan
Gold
 
Sovereign Metals
 
India
Gold
 
State Research Institute Center for Physical Sciences and Technology
 
Lithuania
Gold
 
Sudan Gold Refinery
 
Sudan
Gold
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
Gold
 
SungEel HiMetal Co., Ltd.
 
Korea, Republic of
Gold
 
T.C.A S.p.A
 
Italy
Gold
 
Tanaka Kikinzoku Kogyo K.K.
 
Japan
Gold
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
China
Gold
 
Tokuriki Honten Co., Ltd.
 
Japan
Gold
 
Tongling Nonferrous Metals Group Co., Ltd.
 
China
Gold
 
Tony Goetz NV
 
Belgium
Gold
 
TOO Tau-Ken-Altyn
 
Kazakhstan
Gold
 
Torecom
 
Korea, Republic of
Gold
 
Umicore Brasil Ltda.
 
Brazil
Gold
 
Umicore Precious Metals Thailand
 
Thailand
Gold
 
Umicore S.A. Business Unit Precious Metals Refining
 
Belgium
Gold
 
United Precious Metal Refining, Inc.
 
United States
Gold
 
Valcambi S.A.
 
Switzerland
Gold
 
Western Australian Mint (T/a The Perth Mint)
 
Australia
Gold
 
WIELAND Edelmetalle GmbH
 
Germany
Gold
 
Yamakin Co., Ltd.
 
Japan
Gold
 
Yokohama Metal Co., Ltd.
 
Japan
Gold
 
Yunnan Copper Industry Co., Ltd.
 
China
Gold
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
China
Tantalum
 
Asaka Riken Co., Ltd.
 
Japan
Tantalum
 
Changsha South Tantalum Niobium Co., Ltd.
 
China
Tantalum
 
CP Metals Inc.
 
United States
Tantalum
 
D Block Metals, LLC
 
United States
Tantalum
 
Exotech Inc.
 
United States
Tantalum
 
F&X Electro-Materials Ltd.
 
China
Tantalum
 
FIR Metals & Resource Ltd.
 
China
Tantalum
 
Global Advanced Metals Aizu
 
Japan
Tantalum
 
Global Advanced Metals Boyertown
 
United States
Tantalum
 
Guangdong Zhiyuan New Material Co., Ltd.
 
China
Tantalum
 
H.C. Starck Co., Ltd.
 
Thailand
Tantalum
 
H.C. Starck Hermsdorf GmbH
 
Germany
Tantalum
 
H.C. Starck Inc.
 
United States
Tantalum
 
H.C. Starck Ltd.
 
Japan
Tantalum
 
H.C. Starck Smelting GmbH & Co. KG
 
Germany
Tantalum
 
H.C. Starck Tantalum and Niobium GmbH
 
Germany
Tantalum
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
China
Tantalum
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
 
China
Tantalum
 
Jiangxi Tuohong New Raw Material
 
China
Tantalum
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
China
Tantalum
 
Jiujiang Tanbre Co., Ltd.
 
China




Tantalum
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
China
Tantalum
 
KEMET Blue Metals
 
Mexico
Tantalum
 
LSM Brasil S.A.
 
Brazil
Tantalum
 
Metallurgical Products India Pvt., Ltd.
 
India
Tantalum
 
Mineracao Taboca S.A.
 
Brazil
Tantalum
 
Mitsui Mining and Smelting Co., Ltd.
 
Japan
Tantalum
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
China
Tantalum
 
NPM Silmet AS
 
Estonia
Tantalum
 
PRG Dooel
 
Macedonia, The Former Yugoslav Republic Of
Tantalum
 
QuantumClean
 
United States
Tantalum
 
Resind Industria e Comercio Ltda.
 
Brazil
Tantalum
 
Solikamsk Magnesium Works OAO
 
Russian Federation
Tantalum
 
Taki Chemical Co., Ltd.
 
Japan
Tantalum
 
Telex Metals
 
United States
Tantalum
 
Ulba Metallurgical Plant JSC
 
Kazakhstan
Tantalum
 
XinXing Haorong Electronic Material Co., Ltd.
 
China
Tantalum
 
Yanling Jincheng Tantalum & Niobium Co., Ltd.
 
China
Tin
 
Alpha
 
United States
Tin
 
An Vinh Joint Stock Mineral Processing Company
 
Viet Nam
Tin
 
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
 
China
Tin
 
Chifeng Dajingzi Tin Industry Co., Ltd.
 
China
Tin
 
China Tin Group Co., Ltd.
 
China
Tin
 
Dongguan CiEXPO Environmental Engineering Co., Ltd.
 
China
Tin
 
Dowa
 
Japan
Tin
 
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
Viet Nam
Tin
 
EM Vinto
 
Bolivia
Tin
 
Estanho de Rondonia S.A.
 
Brazil
Tin
 
Fenix Metals
 
Poland
Tin
 
Gejiu City Fuxiang Industry and Trade Co., Ltd.
 
China
Tin
 
Gejiu Kai Meng Industry and Trade LLC
 
China
Tin
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
China
Tin
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
China
Tin
 
Gejiu Zili Mining And Metallurgy Co., Ltd.
 
China
Tin
 
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
 
China
Tin
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
China
Tin
 
HuiChang Hill Tin Industry Co., Ltd.
 
China
Tin
 
Huichang Jinshunda Tin Co., Ltd.
 
China
Tin
 
Jiangxi New Nanshan Technology Ltd.
 
China
Tin
 
Luna Smelter, Ltd.
 
Rwanda
Tin
 
Ma'anshan Weitai Tin Co., Ltd.
 
China
Tin
 
Magnu's Minerais Metais e Ligas Ltda.
 
Brazil
Tin
 
Malaysia Smelting Corporation (MSC)
 
Malaysia
Tin
 
Melt Metais e Ligas S.A.
 
Brazil




Tin
 
Metallic Resources, Inc.
 
United States
Tin
 
Metallo Belgium N.V.
 
Belgium
Tin
 
Metallo Spain S.L.U.
 
Spain
Tin
 
Mineracao Taboca S.A.
 
Brazil
Tin
 
Minsur
 
Peru
Tin
 
Mitsubishi Materials Corporation
 
Japan
Tin
 
Modeltech Sdn Bhd
 
Malaysia
Tin
 
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
Viet Nam
Tin
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
Thailand
Tin
 
O.M. Manufacturing Philippines, Inc.
 
Philippines
Tin
 
Operaciones Metalurgicas S.A.
 
Bolivia
Tin
 
Pongpipat Company Limited
 
Myanmar
Tin
 
Precious Minerals and Smelting Limited
 
India
Tin
 
PT Artha Cipta Langgeng
 
Indonesia
Tin
 
PT ATD Makmur Mandiri Jaya
 
Indonesia
Tin
 
PT Menara Cipta Mulia
 
Indonesia
Tin
 
PT Mitra Stania Prima
 
Indonesia
Tin
 
PT Refined Bangka Tin
 
Indonesia
Tin
 
PT Timah Tbk Kundur
 
Indonesia
Tin
 
PT Timah Tbk Mentok
 
Indonesia
Tin
 
Resind Industria e Comercio Ltda.
 
Brazil
Tin
 
Rui Da Hung
 
Taiwan
Tin
 
Soft Metais Ltda.
 
Brazil
Tin
 
Super Ligas
 
Brazil
Tin
 
Thai Nguyen Mining and Metallurgy Co., Ltd.
 
Viet Nam
Tin
 
Thaisarco
 
Thailand
Tin
 
Tin Technology & Refining
 
United States
Tin
 
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
Viet Nam
Tin
 
White Solder Metalurgia e Mineracao Ltda.
 
Brazil
Tin
 
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
 
China
Tin
 
Yunnan Tin Company Limited
 
China
Tin
 
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
 
China
Tungsten
 
A.L.M.T. TUNGSTEN Corp.
 
Japan
Tungsten
 
ACL Metais Eireli
 
Brazil
Tungsten
 
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
 
Brazil
Tungsten
 
Asia Tungsten Products Vietnam Ltd.
 
Viet Nam
Tungsten
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
China
Tungsten
 
China Molybdenum Co., Ltd.
 
China
Tungsten
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
China
Tungsten
 
CNMC (Guangxi) PGMA Co., Ltd.
 
China
Tungsten
 
CP Metals Inc.
 
United States
Tungsten
 
Fujian Ganmin RareMetal Co., Ltd.
 
China
Tungsten
 
Fujian Jinxin Tungsten Co., Ltd.
 
China
Tungsten
 
Ganzhou Haichuang Tungsten Co., Ltd.
 
China
Tungsten
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
China
Tungsten
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
China




Tungsten
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
China
Tungsten
 
Global Tungsten & Powders Corp.
 
United States
Tungsten
 
Guangdong Xianglu Tungsten Co., Ltd.
 
China
Tungsten
 
H.C. Starck Smelting GmbH & Co. KG
 
Germany
Tungsten
 
H.C. Starck Tungsten GmbH
 
Germany
Tungsten
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
China
Tungsten
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
China
Tungsten
 
Hunan Litian Tungsten Industry Co., Ltd.
 
China
Tungsten
 
Hydrometallurg, JSC
 
Russian Federation
Tungsten
 
Japan New Metals Co., Ltd.
 
Japan
Tungsten
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
China
Tungsten
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
China
Tungsten
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
China
Tungsten
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
China
Tungsten
 
Jiangxi Xianglu Tungsten Co., Ltd.
 
China
Tungsten
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
China
Tungsten
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
China
Tungsten
 
JSC "Kirovgrad Hard Alloys Plant"
 
Russian Federation
Tungsten
 
Kennametal Fallon
 
United States
Tungsten
 
Kennametal Huntsville
 
United States
Tungsten
 
KGETS CO., LTD.
 
Korea, Republic of
Tungsten
 
Lianyou Metals Co., Ltd.
 
Taiwan
Tungsten
 
Malipo Haiyu Tungsten Co., Ltd.
 
China
Tungsten
 
Masan Tungsten Chemical LLC (MTC)
 
Viet Nam
Tungsten
 
Moliren Ltd.
 
Russian Federation
Tungsten
 
Niagara Refining LLC
 
United States
Tungsten
 
Philippine Chuangxin Industrial Co., Inc.
 
Philippines
Tungsten
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
Viet Nam
Tungsten
 
Unecha Refractory Metals Plant
 
Russian Federation
Tungsten
 
Wolfram Bergbau und Hutten AG
 
Austria
Tungsten
 
Woltech Korea Co., Ltd.
 
Korea, Republic of
Tungsten
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
China
Tungsten
 
Xiamen Tungsten Co., Ltd.
 
China
Tungsten
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
China
Tungsten
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
China