0000040888-16-000035.txt : 20160531 0000040888-16-000035.hdr.sgml : 20160531 20160531162802 ACCESSION NUMBER: 0000040888-16-000035 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20151231 1.02 20151231 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEROJET ROCKETDYNE HOLDINGS, INC. CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 340244000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 161686215 BUSINESS ADDRESS: STREET 1: 2001 AEROJET ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 916-355-4000 MAIL ADDRESS: STREET 1: 2001 AEROJET ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: GENCORP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 SD 1 formsd.htm SD Document





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
  Aerojet Rocketdyne Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware
1-01520
34-0244000
(State of Incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
 
 
2001 Aerojet Road
Rancho Cordova, California
 
95742
(Address of Principal Executive Offices)
 
(Zip Code)
 
 
P.O. Box 537012
Sacramento, California
 
95853-7012
(Mailing Address)
 
(Zip Code)
Kathleen E. Redd, Vice President, Chief Financial Officer and Assistant Secretary
(916) 355-2361
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies
 ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.









Section 1 Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Form SD and the Conflict Minerals Report attached hereto as Exhibit 1.01 of Aerojet Rocketdyne Holdings, Inc. (the "Company") are filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.
A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at http://ir.aerojetrocketdyne.com/sec.cfm.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report.
Exhibit No.
 
Description
1.01
 
Conflict Minerals Report of Aerojet Rocketdyne Holdings, Inc. as required by Items 1.01 and 1.02 of this report.
Forward Looking Statements
Unless otherwise indicated or required by the context the terms “we,” “our,” and “us” refer to Aerojet Rocketdyne Holdings, Inc.
This report and any exhibits to this report may contain “forward-looking statements” as defined in the Private Securities Litigation Reform Act of 1995 regarding our business, products and conflict minerals efforts, including steps we intend to take to mitigate the risk that conflict minerals in our products benefit armed groups in the Democratic Republic of Congo (“DRC”) or an adjoining country. The words “anticipate,” believe,” “estimate,” “expect,” “intend,” “will,” “should” and similar expressions, as they relate to us, are intended to identify forward-looking statements, but are not the exclusive means of identifying forward-looking statements in this report. Additionally, statements concerning future matters that are not historical are forward-looking statements. Although forward-looking statements in this report reflect our good faith judgment, such statements can only be based on facts and factors currently known to us. Consequently, forward-looking statements are inherently subject to risk and uncertainties, and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by forward-looking statements. Factors that could cause or contribute to such differences in results or outcomes include without limitation: the risk that information reported to us by our suppliers from which we directly procure finished goods, components, materials and/or services for our products (direct suppliers), or industry information used by us, may be inaccurate; the risk that smelters or refiners (processing facilities) may not participate in the Conflict Free Smelter Program (“CFSP”), which is a voluntary initiative in which independent third parties audit processing facilities’ procurement and processing activities and determine if the processing facilities maintain sufficient documentation to reasonably demonstrate conflict-free sourcing; as well as risks discussed under the heading “Risk Factors” in our most recent Annual Report on Form 10-K filed with the Securities and Exchange Commission as well as in our Current Reports on Form 8-K. Readers are urged not to place undue reliance on forward-looking statements, which speak only as of the date of this report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this report. Throughout this report, whenever a reference is made to our website, such reference does not incorporate information from the website by reference into this report unless specifically identified as such.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Aerojet Rocketdyne Holdings, Inc.
 
 
 
 
Date:
May 31, 2016
By:
 
/s/ Arjun Kampani
 
 
Name:
 
Arjun Kampani
 
 
Title:
 
Vice President, General Counsel and Secretary







EXHIBIT INDEX

Exhibit No.
 
Description
1.01*
 
Conflict Minerals Report of Aerojet Rocketdyne Holdings, Inc. as required by Items 1.01 and 1.02 of this report.

_______
* Filed herewith







EX-1.01 2 conflictmineralsreport.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01
Aerojet Rocketdyne Holdings, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2015
Unless otherwise indicated or required by the context the terms “we,” “our,” and “us” refer to Aerojet Rocketdyne Holdings, Inc.
This report for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
1.    Pursuant to the Rule, this report is not subject to an independent private sector audit.
Company Overview
Aerojet Rocketdyne Holdings, Inc. (the “Company”) is a manufacturer of aerospace and defense products and systems with a real estate segment that includes activities related to the re-zoning, entitlement, sale, and leasing of the Company’s excess real estate assets. The Company’s continuing operations are organized into two segments:
Aerospace and Defense — includes the operations of the Company’s wholly-owned subsidiary Aerojet Rocketdyne, Inc. (“Aerojet Rocketdyne”), a leading technology-based designer, developer and manufacturer of aerospace and defense products and systems for the United States (“U.S.”) government, including the Department of Defense, the National Aeronautics and Space Administration, major aerospace and defense prime contractors as well as portions of the commercial sector. Aerojet Rocketdyne is a world-recognized engineering and manufacturing company that specializes in the development and production of propulsion systems for defense and space applications, armament systems for precision tactical systems and munitions, and is considered a domestic market leader in launch propulsion, in-space propulsion, missile defense propulsion, tactical missile propulsion and hypersonic propulsion systems. It is possible that Aerojet Rocketdyne business activities may result in the use of conflict minerals (as defined in Section 1, Item 1.01 (d)(3) of Form SD) that originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, referred to as the “Covered Countries”) or are from recycled or scrap sources (as defined in Section 1, Item 1.01 (d)(6) of Form SD) in the production of its products.
Real Estate - includes the activities of the Company’s wholly-owned subsidiary Easton Development Company, LLC related to the re-zoning, entitlement, sale, and leasing of the Company’s excess real estate assets. The Company owns approximately 11,500 acres of land adjacent to U.S. Highway 50 between Rancho Cordova and Folsom, California East of Sacramento. The Company’s real estate activities do not result in the use of Conflict Minerals in any form.

The content of any website referred to in this Conflict Minerals Report is included for general information only and not incorporated by reference in this report.
Supply Chain
We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us, including sources of 3TG that are supplied to them from lower tier suppliers.
The Company included suppliers in our 3TG due diligence that were determined to directly support the Company’s products. We surveyed the Company’s direct suppliers that represented 100% of our 2015 direct expenditures for material that supported our products. We assessed our industry as well as others and confirmed that this risk-based approach is consistent with how many of our peer companies are approaching the Rule. Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify suppliers downstream from our direct suppliers.
In accordance with the Organisation for Economic Co-operation and Development (“OECD”) Guidance and the Rule, this report is available on our website at http://ir.aerojetrocketdyne.com/sec.cfm.





Conflict Minerals Policy
Aerojet Rocketdyne’s Conflict Minerals policy can be found at the following internet website at http://www.rocket.com/supp/policies.

2. Due Diligence Process
2.1    Design of Due Diligence
Our due diligence measures have been designed to conform, in all material respects, with the framework in The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Second Edition 2013 (“OECD Guidance”) and the related Supplements for gold and for tin, tantalum and tungsten (3TG).
2.2    Management Systems
As described above, Aerojet Rocketdyne has adopted a policy which is posted on our website at http://www.rocket.com/supp/policies.

Internal Team
The Company has established a compliance and management reporting system for conflict minerals. Our management system is sponsored by the Vice President, Supply Chain Material Management, as well as a team of subject matter experts from relevant functions in Supply Chain Management. The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and is led by the Director, Supply Chain Compliance who acts as the conflict minerals program manager. Senior management is briefed about the results of our due diligence efforts on a regular basis.
Control Systems
As we do not typically have a direct relationship with 3TG smelters and refiners, we are engaged and actively cooperate with other major manufacturers in the Aerospace and Defense Industry. We implemented a supply chain system of controls and transparency through the use of due diligence tools created by the Conflict-Free Sourcing Initiative (“CFSI”), which includes the Conflict Minerals Reporting Template (“CMRT”), a supply chain survey designed to identify the smelters and refiners that process the necessary conflict minerals contained in our products. Additionally, the Company contracted with Source Intelligence (“SI”) which delivers supply chain intelligence and supplier data collection and analysis services that support regulatory compliance, sustainability and social responsibility initiatives. SI was utilized extensively to gather 3TG supplier data for the Company.
Controls include, but are not limited to, our Code of Conduct which outlines expected behaviors for all of our employees, our Suppliers Code of Conduct, and a supplier conflict minerals contract clause incorporated in all contracts.
2.3    Reasonable Country Of Origin Inquiry (“RCOI”)
The Company’s RCOI employed a combination of measures to determine whether the necessary conflict minerals in the Company's products originated from the Covered Countries or are from recycled or scrap sources. The Company’s primary means of determining country of origin of necessary conflict minerals was conducting a supply chain survey with direct suppliers using the Electronic Industry Citizenship Coalition Global e-Sustainability Initiative (“EICC-GeSI”) Conflict Minerals Reporting Template, which we refer to as the EICC-GeSI form.
To complete the RCOI required by the Rule, SI engaged the Company’s suppliers to collect information about the presence and sourcing of 3TG used in the products and components supplied to the Company. The SI program utilized the Conflict-Free Sourcing Initiative’s CMRT. Suppliers were offered two options to submit the required information, either by uploading the CMRT or by completing an online survey version of this template directly in the SI platform.
2.4    Supplier Engagement
The Company provided SI with at least one method of contact for each Tier 1 supplier designated as in-scope (email address, telephone number, facsimile number, or mailing address). Email was the preferred method of communication. The RCOI began with an introduction email from Aerojet Rocketdyne to suppliers describing the Conflict Minerals Compliance Program (“CMCP”) requirements and identifying SI as a partner in the process. Following that introduction email, SI sent a subsequent email to suppliers containing a registration and survey request link for the on-line data collection platform.





In an effort to increase awareness of the CMCP, supporting regulation, and frequently asked questions concerning 3TG mineral tracing, our suppliers were directed to the SI Conflict Minerals Supplier Resource Center (https://conflictmineralsresources.com) in the initial registration email.
Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying the 3TG smelters or refiners ("SORs") and associated mine countries of origin. Suppliers who had already performed a RCOI through the use of the CMRT were asked to upload this document into the SI system or to provide this information in the online survey version.
Where a supplier was unable to provide a CMRT, SI requested information on its suppliers of products or components which may require 3TG for their production or functionality. These Tier 2 suppliers, and subsequent tiers of suppliers as needed, were then engaged following the contact procedures explained above. When contact information was provided, Tier 2 and beyond suppliers were contacted up to two times via email or phone in order to build a chain-of-custody back to the 3TG SOR. Every effort was made to address and meet the concerns of suppliers regarding their need to maintain the confidentiality of their data. In order to address this concern, SI executed non-disclosure agreements with the Company's suppliers when requested.
2.5    RCOI Results
As a downstream purchaser of potential conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals or whether the necessary conflict minerals were from recycled or scrap sources. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.
Another complicating factor is the unavailability of country of origin and chain of custody information from our suppliers on a continuous, real-time basis. Since we do not have direct contractual relationships with smelters and refiners, we rely on our direct suppliers to gather and provide specific information about the date when the ore is smelted into a derivative and later shipped, stored, sold and first entered the stream of commerce.
A total of 729 Tier 1 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by SI. The response rate among these suppliers was 67%. Of these responding suppliers, 33% indicated one or more of the regulated metals (3TG) as necessary to the functionality or production of the products they supply to us. A total of 17 Tier 2+ suppliers were identified as in scope for conflict minerals and contacted. The response rate among these suppliers was 100%. Based on SI smelter/refiner database there was an indication of DRC sourcing for 31 out of 371 verified smelters/refiners.
Based on the information provided by our suppliers, the facilities that may have been used to process the necessary conflict minerals used in the products described above may include the smelters and refiners listed in Appendix A.
2.6    Due Diligence Process
For those supply chains with SORs that are known or thought to be sourcing from the DRC, additional investigation is needed to determine the source and chain-of-custody of the regulated metals. SI relies on the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict Free”: the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. If the SOR is not certified by these internationally-recognized schemes, SI attempts to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SORs take to track the chain-of-custody on the source of its mineral ores. Relevant information to review includes: whether the SOR has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research is also performed to determine whether there are any outside sources of information regarding the SOR’s sourcing practices. Up to three contact attempts are made by SI to SORs to gather information on mine country of origin and sourcing practices. SI also assigns red flags to SORs where there is evidence of sourcing from an OECD country, or evidence of sourcing from countries which are unknown reserves for a 3TG.
3. Steps To Be Taken To Mitigate Risk Through Enhanced Due Diligence Efforts





The Company intends to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in its products could benefit armed groups in the Covered Countries:
Continue to include a conflict minerals flow-down clause in new or renewed supplier contracts.
Continue engagement with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses.
Define and improve best practices and build leverage over its supply chain in accordance with the OECD Guidance.






Appendix A

The table below lists the CFSI Smelter Information Exchange validated smelters identified in our EICC-GeSI Template responses for 2015.  

Metal
 
Official Smelter Name
 
Smelter Country
Gold
 
Advanced Chemical Company
 
United States
Gold
 
Aida Chemical Industries Co., Ltd.
 
Japan
Gold
 
Aktyubinsk Copper Company TOO
 
Kazakhstan
Gold
 
Al Etihad Gold
 
United Arab Emirates
Gold
 
Allgemeine Gold-und Silberscheideanstalt A.G.
 
Germany
Gold
 
Almalyk Mining and Metallurgical Complex (AMMC)
 
Uzbekistan
Gold
 
AngloGold Ashanti Córrego do Sítio Mineração
 
Brazil
Gold
 
Argor-Heraeus SA
 
Switzerland
Gold
 
Asahi Pretec Corporation
 
Japan
Gold
 
Asahi Refining Canada Limited
 
Canada
Gold
 
Asahi Refining USA Inc.
 
United States
Gold
 
Asaka Riken Co., Ltd.
 
Japan
Gold
 
ASARCO Incorporated
 
United States
Gold
 
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
 
Turkey
Gold
 
Aurubis AG
 
Germany
Gold
 
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
 
Philippines
Gold
 
Bauer Walser AG
 
Germany
Gold
 
BHP Billiton
 
Australia
Gold
 
Boliden AB
 
Sweden
Gold
 
C. Hafner GmbH + Co. KG
 
Germany
Gold
 
Caridad
 
Mexico
Gold
 
CCR Refinery - Glencore Canada Corporation
 
Canada
Gold
 
Cendres + Métaux SA
 
Switzerland
Gold
 
Chimet S.p.A.
 
Italy
Gold
 
China Nonferrous Metal Mining (Group) Co., Ltd.
 
China
Gold
 
Chugai Mining
 
Japan
Gold
 
Codelco
 
Chile
Gold
 
Daejin Indus Co., Ltd.
 
South Korea
Gold
 
Daye Non-Ferrous Metals Mining Ltd.
 
China
Gold
 
DODUCO GmbH
 
Germany
Gold
 
Dowa
 
Japan
Gold
 
DSC (Do Sung Corporation)
 
South Korea
Gold
 
Eco-System Recycling Co., Ltd.
 
Japan
Gold
 
Eldorado Gold Corporation
 
Canada
Gold
 
Elemetal Refining, LLC
 
United States
Gold
 
Emirates Gold DMCC
 
United Arab Emirates
Gold
 
ESG Edelmetall-Service GmbH & Co. KG
 
Germany
Gold
 
Faggi Enrico S.p.A.
 
Italy
Gold
 
Fidelity Printers and Refiners Ltd.
 
Zimbabwe
Gold
 
Gansu Seemine Material Hi-Tech Co Ltd
 
China
Gold
 
Geib Refining Corporation
 
United States





Metal
 
Official Smelter Name
 
Smelter Country
Gold
 
Guangdong Jinding Gold Limited
 
China
Gold
 
Hangzhou Fuchunjiang Smelting Co., Ltd.
 
China
Gold
 
Heimerle + Meule GmbH
 
Germany
Gold
 
Heraeus Ltd. Hong Kong
 
China
Gold
 
Heraeus Precious Metals GmbH & Co. KG
 
Germany
Gold
 
House of Currency of Brazil (Casa da Moeda do Brazil)
 
Brazil
Gold
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Gold
 
Hwasung CJ Co. Ltd
 
South Korea
Gold
 
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
 
China
Gold
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
Gold
 
Istanbul Gold Refinery
 
Turkey
Gold
 
Japan Mint
 
Japan
Gold
 
Jiangxi Copper Company Limited
 
China
Gold
 
Jinlong Copper Co., Ltd.
 
China
Gold
 
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
 
Russia
Gold
 
JSC Uralelectromed
 
Russia
Gold
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Gold
 
Kaloti Precious Metals
 
United Arab Emirates
Gold
 
Kazakhmys plc
 
Kazakhstan
Gold
 
Kazzinc
 
Kazakhstan
Gold
 
Kennecott Utah Copper LLC
 
United States
Gold
 
KGHM Polska Miedź Spółka Akcyjna
 
Poland
Gold
 
Kojima Chemicals Co., Ltd.
 
Japan
Gold
 
Korea Metal Co. Ltd
 
South Korea
Gold
 
Korea Zinc Co. Ltd.
 
South Korea
Gold
 
Kyrgyzaltyn JSC
 
Kyrgyzstan
Gold
 
L' azurde Company For Jewelry
 
Saudi Arabia
Gold
 
Lingbao Gold Company Ltd.
 
China
Gold
 
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
 
China
Gold
 
LS-NIKKO Copper Inc.
 
South Korea
Gold
 
Luo yang Zijin Yinhui Metal Smelt Co Ltd
 
China
Gold
 
Materion
 
United States
Gold
 
Matsuda Sangyo Co., Ltd.
 
Japan
Gold
 
Metahub Industries Sdn. Bhd.
 
Malaysia
Gold
 
Metalor Technologies (Hong Kong) Ltd.
 
China
Gold
 
Metalor Technologies (Singapore) Pte., Ltd.
 
Singapore
Gold
 
Metalor Technologies (Suzhou) Co Ltd
 
China
Gold
 
Metalor Technologies SA
 
Switzerland
Gold
 
Metalor USA Refining Corporation
 
United States
Gold
 
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
 
Mexico
Gold
 
Mitsubishi Materials Corporation
 
Japan
Gold
 
Mitsui Mining & Smelting
 
Japan
Gold
 
MMTC-PAMP India Pvt., Ltd.
 
India
Gold
 
Morris and Watson
 
New Zealand
Gold
 
Moscow Special Alloys Processing Plant
 
Russia





Metal
 
Official Smelter Name
 
Smelter Country
Gold
 
Nadir Metal Rafineri San. Ve Tic. A.Ş.
 
Turkey
Gold
 
Navoi Mining and Metallurgical Combinat
 
Uzbekistan
Gold
 
Nihon Material Co., Ltd.
 
Japan
Gold
 
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
 
Austria
Gold
 
Ohura Precious Metal Industry Co., Ltd.
 
Japan
Gold
 
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
 
Russia
Gold
 
OJSC Kolyma Refinery
 
Russia
Gold
 
OJSC Novosibirsk Refinery
 
Russia
Gold
 
PAMP SA
 
Switzerland
Gold
 
Penglai Penggang Gold Industry Co Ltd
 
China
Gold
 
Prioksky Plant of Non-Ferrous Metals
 
Russia
Gold
 
PT Aneka Tambang (Persero) Tbk
 
Indonesia
Gold
 
PX PrŽcinox SA
 
Switzerland
Gold
 
Rand Refinery (Pty) Ltd.
 
South Africa
Gold
 
Republic Metals Corporation
 
United States
Gold
 
Rio Tinto Group
 
United Kingdom
Gold
 
Royal Canadian Mint
 
Canada
Gold
 
SAAMP
 
France
Gold
 
Sabin Metal Corp.
 
United States
Gold
 
Samduck Precious Metals
 
South Korea
Gold
 
SAMWON METALS Corp.
 
South Korea
Gold
 
SAXONIA Edelmetalle GmbH
 
Germany
Gold
 
Schone Edelmetaal B.V.
 
Netherlands
Gold
 
SEMPSA Joyería Platería SA
 
Spain
Gold
 
Shandong Gold Mining Co., Ltd.
 
China
Gold
 
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
 
China
Gold
 
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
 
China
Gold
 
Sichuan Tianze Precious Metals Co., Ltd.
 
China
Gold
 
Singway Technology Co., Ltd.
 
Taiwan
Gold
 
So Accurate Group, Inc.
 
United States
Gold
 
SOE Shyolkovsky Factory of Secondary Precious Metals
 
Russia
Gold
 
Solar Applied Materials Technology Corp.
 
Taiwan
Gold
 
Sudan Gold Refinery
 
Sudan
Gold
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
Gold
 
Super Dragon Technology Co., Ltd.
 
Taiwan
Gold
 
T.C.A S.p.A
 
Italy
Gold
 
Tanaka Kikinzoku Kogyo K.K.
 
Japan
Gold
 
The Great Wall Gold and Silver Refinery of China
 
China
Gold
 
The Refinery of Shandong Gold Mining Co., Ltd.
 
China
Gold
 
Tokuriki Honten Co., Ltd.
 
Japan
Gold
 
TongLing Nonferrous Metals Group Holdings Co., Ltd.
 
China
Gold
 
Tony Goetz NV
 
Belgium
Gold
 
Torecom
 
South Korea
Gold
 
Umicore Brasil Ltda.
 
Brazil
Gold
 
Umicore Precious Metals Thailand
 
Thailand





Metal
 
Official Smelter Name
 
Smelter Country
Gold
 
Umicore SA Business Unit Precious Metals Refining
 
Belgium
Gold
 
United Precious Metal Refining, Inc.
 
United States
Gold
 
Valcambi SA
 
Switzerland
Gold
 
Western Australian Mint trading as The Perth Mint
 
Australia
Gold
 
WIELAND Edelmetalle GmbH
 
Germany
Gold
 
Yamamoto Precious Metal Co., Ltd.
 
Japan
Gold
 
Yantai Guodasafina High-tech Environmental Refinery CO., Ltd.
 
China
Gold
 
Yokohama Metal Co., Ltd.
 
Japan
Gold
 
Yunnan Copper Industry Co Ltd
 
China
Gold
 
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
 
China
Gold
 
Zijin Mining Group Co., Ltd. Gold Refinery
 
China
Tantalum
 
ABS Industrial Resources Ltd
 
United Kingdom
Tantalum
 
AMG Advanced Metallurgical Group
 
United States
Tantalum
 
Avon Specialty Metals Ltd
 
United Kingdom
Tantalum
 
Changsha South Tantalum Niobium Co., Ltd.
 
China
Tantalum
 
Conghua Tantalum and Niobium Smeltry
 
China
Tantalum
 
D Block Metals, LLC
 
United States
Tantalum
 
Duoluoshan
 
China
Tantalum
 
E.S.R. Electronics
 
United States
Tantalum
 
Exotech Inc.
 
United States
Tantalum
 
F&X Electro-Materials Ltd.
 
China
Tantalum
 
FIR Metals & Resource Ltd.
 
China
Tantalum
 
Gannon & Scott
 
United States
Tantalum
 
Global Advanced Metals Aizu
 
Japan
Tantalum
 
Global Advanced Metals Boyertown
 
United States
Tantalum
 
Guangdong Zhiyuan New Material Co., Ltd.
 
China
Tantalum
 
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
 
China
Tantalum
 
H.C. Starck Co., Ltd.
 
Thailand
Tantalum
 
H.C. Starck GmbH Goslar
 
Germany
Tantalum
 
H.C. Starck GmbH Laufenburg
 
Germany
Tantalum
 
H.C. Starck Hermsdorf GmbH
 
Germany
Tantalum
 
H.C. Starck Inc.
 
United States
Tantalum
 
H.C. Starck Ltd.
 
Japan
Tantalum
 
H.C. Starck Smelting GmbH & Co.KG
 
Germany
Tantalum
 
Hengyang King Xing Lifeng New Materials Co., Ltd.
 
China
Tantalum
 
Hi-Temp Specialty Metals, Inc.
 
United States
Tantalum
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
China
Tantalum
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
Tantalum
 
Jiangxi Dinghai Tantalum & Niobium Co., Ltd
 
China
Tantalum
 
Jiangxi Tuohong New Raw Material
 
China
Tantalum
 
JiuJiang JinXin Nonferrous Metals Co., Ltd.
 
China
Tantalum
 
Jiujiang Tanbre Co., Ltd.
 
China
Tantalum
 
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
 
China
Tantalum
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Tantalum
 
KEMET Blue Metals
 
United States





Metal
 
Official Smelter Name
 
Smelter Country
Tantalum
 
Kemet Blue Powder
 
United States
Tantalum
 
King-Tan Tantalum Industry Ltd.
 
China
Tantalum
 
LSM Brasil S.A.
 
Brazil
Tantalum
 
Metallurgical Products India Pvt., Ltd.
 
India
Tantalum
 
Mineração Taboca S.A.
 
Brazil
Tantalum
 
Mitsui Mining & Smelting
 
Japan
Tantalum
 
Molycorp Silmet A.S.
 
Estonia
Tantalum
 
Ningxia Orient Tantalum Industry Co., Ltd.
 
China
Tantalum
 
Nippon Mining & Metals Co. Ltd.
 
Japan
Tantalum
 
Phoenix Metal Ltd
 
Rwanda
Tantalum
 
Plansee SE Liezen
 
Austria
Tantalum
 
Plansee SE Reutte
 
Austria
Tantalum
 
QuantumClean
 
United States
Tantalum
 
Resind Indústria e Comércio Ltda.
 
Brazil
Tantalum
 
RFH Tantalum Smeltry Co., Ltd.
 
China
Tantalum
 
Solikamsk Magnesium Works OAO
 
Russia
Tantalum
 
Taki Chemicals
 
Japan
Tantalum
 
Telex Metals
 
United States
Tantalum
 
Tranzact, Inc.
 
United States
Tantalum
 
Treibacher Industrie AG
 
Austria
Tantalum
 
Ulba Metallurgical Plant JSC
 
Kazakhstan
Tantalum
 
XinXing Haorong Electronic Material Co., Ltd.
 
China
Tantalum
 
Yichun Jin Yang Rare Metal Co., Ltd.
 
China
Tantalum
 
Zhuzhou Cemented Carbide
 
China
Tin
 
Alpha
 
United States
Tin
 
An Thai Minerals Company Limited
 
Vietnam
Tin
 
An Vinh Joint Stock Mineral Processing Company
 
Vietnam
Tin
 
Best Metais e Soldas SA
 
Brazil
Tin
 
Chenzhou Yunxiang Mining and Metallurgy Company Limited
 
China
Tin
 
China Tin Group Co., Ltd.
 
China
Tin
 
CNMC (Guangxi) PGMA Co. Ltd.
 
China
Tin
 
Colonial Metals, Inc
 
United States
Tin
 
Complejo Metalurgico Vinto S.A.
 
Bolivia
Tin
 
Cooperativa Metalurgica de Rondônia Ltda.
 
Brazil
Tin
 
CSC Pure Technologies
 
Russia
Tin
 
CV Ayi Jaya
 
Indonesia
Tin
 
CV Dua Sekawan
 
Indonesia
Tin
 
CV Duta Putra Bangka
 
Indonesia
Tin
 
CV Gita Pesona
 
Indonesia
Tin
 
CV Prima Timah Utama
 
Indonesia
Tin
 
CV Serumpun Sebalai
 
Indonesia
Tin
 
CV Tiga Sekawan
 
Indonesia
Tin
 
CV United Smelting
 
Indonesia
Tin
 
CV Venus Inti Perkasa
 
Indonesia
Tin
 
Dowa
 
Japan





Metal
 
Official Smelter Name
 
Smelter Country
Tin
 
Electroloy Metal Pte
 
Singapore
Tin
 
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
 
Vietnam
Tin
 
Elmet S.A. de C.V.
 
Mexico
Tin
 
Elmet S.L.U. (Metallo Group)
 
Spain
Tin
 
EM Vinto
 
Bolivia
Tin
 
Estanho de Rondônia S.A.
 
Brazil
Tin
 
Federal Metal Company
 
United States
Tin
 
Feinhutte Halsbrucke GmbH
 
Germany
Tin
 
Fenix Metals
 
Poland
Tin
 
Gejiu Fengming Metalurgy Chemical Plant
 
China
Tin
 
Gejiu Kai Meng Industry and Trade LLC
 
China
Tin
 
Gejiu Non-Ferrous Metal Processing Co., Ltd.
 
China
Tin
 
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
 
China
Tin
 
Gejiu Zi-Li
 
China
Tin
 
Guanyang Guida Nonferrous Metal Smelting Plant
 
China
Tin
 
Heraeus Materials Technology GmbH & Co. KG
 
Singapore
Tin
 
HuiChang Hill Tin Industry Co., Ltd.
 
China
Tin
 
Huichang Jinshunda Tin Co. Ltd
 
China
Tin
 
Hyundai-Steel
 
South Korea
Tin
 
Ishifuku Metal Industry Co., Ltd.
 
Japan
Tin
 
Japan New Metals Co., Ltd.
 
Japan
Tin
 
Jean Goldschmidt International SA
 
Belgium
Tin
 
Jiangxi Copper Company Limited
 
China
Tin
 
Jiangxi Ketai Advanced Material Co., Ltd.
 
China
Tin
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Tin
 
Koki Products Co., Ltd.
 
Thailand
Tin
 
Kovohutě Příbram
 
Czech Republic
Tin
 
Linwu Xianggui Smelter Co
 
China
Tin
 
Magnu's Minerais Metais e Ligas Ltda.
 
Brazil
Tin
 
Malaysia Smelting Corporation (MSC)
 
Malaysia
Tin
 
Materials Eco-Refining CO.,LTD
 
Japan
Tin
 
Melt Metais e Ligas S/A
 
Brazil
Tin
 
Metahub Industries Sdn. Bhd.
 
Malaysia
Tin
 
Metallic Resources, Inc.
 
United States
Tin
 
Metallo-Chimique N.V.
 
Belgium
Tin
 
Metalor Technologies SA
 
Switzerland
Tin
 
Mineração Taboca S.A.
 
Brazil
Tin
 
Minsur
 
Peru
Tin
 
Mitsubishi Materials Corporation
 
Japan
Tin
 
Mitsui Mining & Smelting
 
Japan
Tin
 
Nankang Nanshan Tin Co., Ltd.
 
China
Tin
 
Nghe Tinh Non-Ferrous Metals Joint Stock Company
 
Vietnam
Tin
 
Novosibirsk Integrated Tin Works
 
Russia
Tin
 
O.M. Manufacturing (Thailand) Co., Ltd.
 
Thailand
Tin
 
O.M. Manufacturing Philippines, Inc.
 
Philippines





Metal
 
Official Smelter Name
 
Smelter Country
Tin
 
Operaciones Metalurgical S.A.
 
Bolivia
Tin
 
Phoenix Metal Ltd
 
Rwanda
Tin
 
POSCO
 
South Korea
Tin
 
Primeyoung Metal Ind. (Zhuhai) Co., Ltd
 
China
Tin
 
PT Alam Lestari Kencana
 
Indonesia
Tin
 
PT Aries Kencana Sejahtera
 
Indonesia
Tin
 
PT Artha Cipta Langgeng
 
Indonesia
Tin
 
PT ATD Makmur Mandiri Jaya
 
Indonesia
Tin
 
PT Babel Inti Perkasa
 
Indonesia
Tin
 
PT Bangka Kudai Tin
 
Indonesia
Tin
 
PT Bangka Prima Tin
 
Indonesia
Tin
 
PT Bangka Timah Utama Sejahtera
 
Indonesia
Tin
 
PT Bangka Tin Industry
 
Indonesia
Tin
 
PT Belitung Industri Sejahtera
 
Indonesia
Tin
 
PT BilliTin Makmur Lestari
 
Indonesia
Tin
 
PT Bukit Timah
 
Indonesia
Tin
 
PT Cipta Persada Mulia
 
Indonesia
Tin
 
PT DS Jaya Abadi
 
Indonesia
Tin
 
PT Eunindo Usaha Mandiri
 
Indonesia
Tin
 
PT Fang Di MulTindo
 
Indonesia
Tin
 
PT Inti Stania Prima
 
Indonesia
Tin
 
PT Justindo
 
Indonesia
Tin
 
PT Karimun Mining
 
Indonesia
Tin
 
PT Kijang Jaya Mandiri
 
Indonesia
Tin
 
PT Mitra Stania Prima
 
Indonesia
Tin
 
PT Panca Mega Persada
 
Indonesia
Tin
 
PT Pelat Timah Nusantara Tbk
 
Indonesia
Tin
 
PT Prima Timah Utama
 
Indonesia
Tin
 
PT Refined Bangka Tin
 
Indonesia
Tin
 
PT Sariwiguna Binasentosa
 
Indonesia
Tin
 
PT Seirama Tin investment
 
Indonesia
Tin
 
PT Stanindo Inti Perkasa
 
Indonesia
Tin
 
PT Sukses Inti Makmur
 
Indonesia
Tin
 
PT Sumber Jaya Indah
 
Indonesia
Tin
 
PT Timah (Persero) Tbk Kundur
 
Indonesia
Tin
 
PT Timah (Persero) Tbk Mentok
 
Indonesia
Tin
 
PT Tinindo Inter Nusa
 
Indonesia
Tin
 
PT Tirus Putra Mandiri
 
Indonesia
Tin
 
PT Tommy Utama
 
Indonesia
Tin
 
PT WAHANA PERKIT JAYA
 
Indonesia
Tin
 
Pure Technology
 
Russia
Tin
 
Resind Indústria e Comércio Ltda.
 
Brazil
Tin
 
Ritchey Metals
 
United States
Tin
 
Rui Da Hung
 
Taiwan
Tin
 
Senju Metal Industry Co., Ltd.
 
Bolivia





Metal
 
Official Smelter Name
 
Smelter Country
Tin
 
SGS
 
Bolivia
Tin
 
Shaoxing Tianlong Tin Materials Co., Ltd
 
China
Tin
 
Soft Metais Ltda.
 
Brazil
Tin
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
Tin
 
Technic Inc.
 
United States
Tin
 
Thaisarco
 
Thailand
Tin
 
TongLing Nonferrous Metals Group Holdings Co., Ltd.
 
China
Tin
 
Tuyen Quang Non-Ferrous Metals Joint Stock Company
 
Vietnam
Tin
 
Umicore SA Business Unit Precious Metals Refining
 
Belgium
Tin
 
VQB Mineral and Trading Group JSC
 
Vietnam
Tin
 
White Solder Metalurgia e Mineração Ltda.
 
Brazil
Tin
 
Xianghualing Tin Co., Ltd.
 
China
Tin
 
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
 
China
Tin
 
Yunnan Tin Group (Holding) Company Limited
 
China
Tungsten
 
A.L.M.T. TUNGSTEN Corp.
 
Japan
Tungsten
 
ABS Industrial Resources Ltd
 
United Kingdom
Tungsten
 
ACL Metais Eireli
 
Brazil
Tungsten
 
Air Products
 
United States
Tungsten
 
Asia Tungsten Products Vietnam Ltd.
 
Vietnam
Tungsten
 
Beijing Tian-Long Tungsten & Molybdenum Co., Ltd.
 
China
Tungsten
 
Chenzhou Diamond Tungsten Products Co., Ltd.
 
China
Tungsten
 
Chongyi Zhangyuan Tungsten Co., Ltd.
 
China
Tungsten
 
Dayu Jincheng Tungsten Industry Co., Ltd.
 
China
Tungsten
 
Dayu Weiliang Tungsten Co., Ltd.
 
China
Tungsten
 
ERAMET
 
France
Tungsten
 
Exotech Inc.
 
United States
Tungsten
 
Fujian Jinxin Tungsten Co., Ltd.
 
China
Tungsten
 
Ganxian Shirui New Material Co., Ltd.
 
China
Tungsten
 
Ganzhou Haichuang Tungsten Industry Co., Ltd.
 
China
Tungsten
 
Ganzhou Huaxing Tungsten Products Co., Ltd.
 
China
Tungsten
 
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
 
China
Tungsten
 
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
 
China
Tungsten
 
Ganzhou Seadragon W & Mo Co., Ltd.
 
China
Tungsten
 
Ganzhou Yatai Tungsten Co., Ltd.
 
China
Tungsten
 
Global Tungsten & Powders Corp.
 
United States
Tungsten
 
Golden Egret Special Alloy Co. Ltd
 
China
Tungsten
 
Guangdong Xianglu Tungsten Co., Ltd.
 
China
Tungsten
 
H.C. Starck GmbH
 
Germany
Tungsten
 
H.C. Starck Smelting GmbH & Co.KG
 
Germany
Tungsten
 
Hunan Chenzhou Mining Co., Ltd.
 
China
Tungsten
 
Hunan Chuangda Metallurgy Group Co. Ltd.
 
China
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
 
China
Tungsten
 
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
 
China
Tungsten
 
Hunan Chunchang Nonferrous Metals Co., Ltd.
 
China
Tungsten
 
Hydrometallurg, JSC
 
Russia





Metal
 
Official Smelter Name
 
Smelter Country
Tungsten
 
Izawa Metal Co., Ltd
 
Japan
Tungsten
 
Japan New Metals Co., Ltd.
 
Japan
Tungsten
 
Jiangsu Hetian Technological Material Co.,Ltd
 
China
Tungsten
 
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
 
China
Tungsten
 
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
 
China
Tungsten
 
Jiangxi Gan Bei Tungsten Co., Ltd.
 
China
Tungsten
 
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
 
China
Tungsten
 
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
 
China
Tungsten
 
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
 
China
Tungsten
 
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
 
China
Tungsten
 
Jiangxi Yaosheng Tungsten Co., Ltd.
 
China
Tungsten
 
Jiujiang Tanbre Co., Ltd.
 
China
Tungsten
 
JX Nippon Mining & Metals Co., Ltd.
 
Japan
Tungsten
 
Kennametal Fallon
 
United States
Tungsten
 
Kennametal Huntsville
 
United States
Tungsten
 
Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd.
 
China
Tungsten
 
Malipo Haiyu Tungsten Co., Ltd.
 
China
Tungsten
 
Materion
 
United States
Tungsten
 
Mitsubishi Materials Corporation
 
Japan
Tungsten
 
Moliren Ltd
 
Russia
Tungsten
 
Niagara Refining LLC
 
United States
Tungsten
 
North American Tungsten
 
Canada
Tungsten
 
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
 
Vietnam
Tungsten
 
Nui Phao Mining Company Ltd.
 
Vietnam
Tungsten
 
Philippine Chuangin Industrial Co., Inc.
 
Philippines
Tungsten
 
Pobedit, JSC
 
Russia
Tungsten
 
Sanher Tungsten Vietnam Co., Ltd.
 
Vietnam
Tungsten
 
Sumitomo Metal Mining Co., Ltd.
 
Japan
Tungsten
 
TaeguTec Ltd.
 
South Korea
Tungsten
 
Tamano Smelter, Hibi Kyodo Smelting Co., Ltd
 
Japan
Tungsten
 
Tejing (Vietnam) Tungsten Co., Ltd.
 
Vietnam
Tungsten
 
Vietnam Youngsun Tungsten Industry Co., Ltd.
 
Vietnam
Tungsten
 
Voss Metals Company, Inc.
 
United States
Tungsten
 
Wolfram Bergbau und Hütten AG
 
Austria
Tungsten
 
Woltech Korea Co., Ltd.
 
South Korea
Tungsten
 
Xiamen Honglu Tungsten Molybdenum Industry Co.Ltd
 
China
Tungsten
 
Xiamen Tungsten (H.C.) Co., Ltd.
 
China
Tungsten
 
Xiamen Tungsten Co., Ltd.
 
China
Tungsten
 
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
 
China
Tungsten
 
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
 
China
Tungsten
 
Zhangyuan Tungsten Co.,Ltd
 
China
Tungsten
 
Zhuzhou Cemented Carbide
 
China
Tungsten
 
Zigong Cemented Carbide Co., Ltd.
 
China