-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GD6Mwu4frDcqaHHKJP0caXYRbtDmPiIhiyYUv4u015H+GeI3MOFsmcTqJcARdJUE iTextH8TLXVQzegMhcXDRw== 0000040888-05-000035.txt : 20050414 0000040888-05-000035.hdr.sgml : 20050414 20050414184121 ACCESSION NUMBER: 0000040888-05-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050412 FILED AS OF DATE: 20050414 DATE AS OF CHANGE: 20050414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENCORP INC CENTRAL INDEX KEY: 0000040888 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 340244000 STATE OF INCORPORATION: OH FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: HIGHWAY 50 & AEROJET ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 9163554000 MAIL ADDRESS: STREET 1: HIGHWAY 50 & AEROJET ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL TIRE & RUBBER CO DATE OF NAME CHANGE: 19840330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLEONE JOSEPH CENTRAL INDEX KEY: 0001212515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01520 FILM NUMBER: 05751845 BUSINESS ADDRESS: BUSINESS PHONE: 9163518515 MAIL ADDRESS: STREET 1: C/O GENCORP INC., STREET 2: P.O. BOX 537012 CITY: SACRAMENTO STATE: CA ZIP: 95853-7012 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2005-04-12 0000040888 GENCORP INC GY 0001212515 CARLEONE JOSEPH HIGHWAY 50 & AEROJET ROAD RANCHO CORDOVA CA 95670 0 1 0 0 VP and P - AFC Common Stock 2005-04-12 4 M 0 7000 5.9375 A 35240 D Common Stock 2005-04-12 4 M 0 21724 9.401 A 56964 D Common Stock 2005-04-12 4 M 0 12237 10.0278 A 69201 D Common Stock 2005-04-12 4 M 0 7000 10.125 A 76201 D Common Stock 2005-04-12 4 M 0 20000 10.44 A 96201 D Common Stock 2005-04-12 4 M 0 3333 15.43 A 99534 D Common Stock 2005-04-12 4 M 0 13026 15.9323 A 112560 D Common Stock 2005-04-12 4 S 0 19937 20.7 D 92623 D Common Stock 2005-04-12 4 S 0 500 20.71 D 92123 D Common Stock 2005-04-12 4 S 0 2900 20.72 D 89223 D Common Stock 2005-04-12 4 S 0 200 20.73 D 89023 D Common Stock 2005-04-12 4 S 0 200 20.74 D 88823 D Common Stock 2005-04-12 4 S 0 4200 20.85 D 84623 D Common Stock 2005-04-12 4 S 0 3800 20.86 D 80823 D Common Stock 2005-04-12 4 S 0 2000 20.88 D 78823 D Common Stock 2005-04-12 4 S 0 4774 20.89 D 74049 D Common Stock 2005-04-12 4 S 0 3700 20.9 D 70349 D Common Stock 2005-04-13 4 S 0 1276 20.7 D 69073 D Common Stock 2005-04-14 4 S 0 26200 0 D 42873 D Common Stock 2005-04-14 4 S 0 4100 20 D 38773 D Common Stock 2005-04-14 4 S 0 400 20.01 D 38373 D Common Stock 2005-04-14 4 S 0 1800 20.02 D 36573 D Common Stock 2005-04-14 4 S 0 700 20.03 D 35873 D Common Stock 2005-04-14 4 S 0 2433 20.04 D 33440 D Common Stock 2005-04-14 4 S 0 1400 20.05 D 32040 D Common Stock 2005-04-14 4 S 0 1300 20.06 D 30740 D Common Stock 2005-04-14 4 S 0 500 20.07 D 30240 D Common Stock 2005-04-14 4 S 0 1700 20.08 D 28540 D Common Stock 2005-04-14 4 S 0 300 20.09 D 28240 D Common Stock 12192.4048 I Plan Trust Emp.Stk. Option (right to buy) 5.9375 2005-04-12 4 M 0 7000 D 2005-09-08 Common Stock 7000 0 D Emp.Stk. Option (right to buy) 9.401 2005-04-12 4 M 0 21724 D 2009-03-30 Common Stock 21724 0 D Emp.Stk. Option (right to buy) 10.0278 2005-04-12 4 M 0 12237 D 2007-03-26 Common Stock 12237 0 D Emp.Stk. Option (right to buy) 10.125 2005-04-12 4 M 0 7000 D 2010-05-12 Common Stock 7000 0 D Emp.Stk. Option (right to buy) 10.44 2005-04-12 4 M 0 20000 D 2011-01-16 Common Stock 20000 0 D Emp.Stk. Option (right to buy) 15.43 2005-04-12 4 M 0 3333 D 2012-05-15 Common Stock 3333 1667 D Emp.Stk. Option (right to buy) 15.9323 2005-04-12 4 M 0 13026 D 2008-03-25 Common Stock 13026 0 D These options vested as follows: 2250 options on 9-22-98, 2500 options on 3-25-99 and 8526 options on 10-1-99. These options vested as follows: 3500 options on 9-8-96, 1750 options on 9-8-97 and 1750 options on 9-8-98. These options vested in three equal installments on 5-12-01, 5-12-02 and 5-12-03. These options vested as follows: 3250 options on 9-27-99 and 18,474 options on 10-1-99. The 26,200 shares sold breaks down into the following transactions: 1,400 @ $20.10, 400 @ $20.11, 3,500 @ $20.12, 700 @ $20.13, 7,400 @ $20.14, 100 @ $20.16, 300 @ $20.17, 600 @ $20.19, 1,600 @ $20.20, 500 @ $20.23, 700 @ $20.25, 800 @ $20.26, 700 @ $20.27, 1,900 @ $20.28, 3,900 @ $20.29 and 1,700 @ $20.30. Due to the nature of the transaction, the Price of the Derivative Security is not relevant to this transaction. This footnote explains an exempt transaction which is not reportable, yet the addition of those shares must be recognized in the total shares. In this case, shares held in the GenCorp Retirement Savings Plan Trust (Plan Trust) have been adjusted downward by 159.2183 shares as of April 8, 2005 to reflect the value in the participant's account as per the Plan Administrator's records. The number of shares reported is calculated by dividing the dollar value of the participant's account by the closing stock price printed in the New York Stock Exchange Composite Transactions in the Wall Street Journal on the day reported above. This calculation yields only the approximate number of shares in the participant's account because the cash component in the Plan Trust (target 2%) is allocated to each participant's account on a pro rata basis, and the cash component varies based on overall activity of all participants in the Plan Trust. These options vested as follows: 2500 options on 9-23-97, 2500 options on 3-26-98, 2500 options on 3-26-99 and 4737 options on 10-1-99. These options vested in three equal installments on 1-16-02, 1-16-03 and 1-16-04. These options vest in three equal installments on 5-15-03, 5-15-04 and 5-15-05. Rebecca A. Bauer as Attorney in Fact 2005-04-14 -----END PRIVACY-ENHANCED MESSAGE-----