-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VWVfrt8EUvXmVr+xX4Zn7ZfqVV7dQhgVsWOfbZC72Vwrmu+t1xm6Lykr0+dhpD2T aON5NXRL4c+zSAJKkRPkcQ== 0000040834-97-000002.txt : 19970407 0000040834-97-000002.hdr.sgml : 19970407 ACCESSION NUMBER: 0000040834-97-000002 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970404 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL SIGNAL CORP CENTRAL INDEX KEY: 0000040834 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 160445660 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-33929 FILM NUMBER: 97574988 BUSINESS ADDRESS: STREET 1: ONE HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06904 BUSINESS PHONE: 2033578800 MAIL ADDRESS: STREET 1: P O BOX 10010 CITY: STAMFORD STATE: CT ZIP: 06904 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RAILWAY SIGNAL CO DATE OF NAME CHANGE: 19710926 424B3 1 Pricing Supplement Dated April 4, 1997 (To Prospectus dated June 29, 1994 and Prospectus Supplement dated April 30, 1996) Rule 424(b)(3) File No. 33-33929 General Signal Corporation Medium-Term Senior Notes, Series A - Fixed Rate Principal Amount: U.S. Dollars $25,000,000 Agent's Discount or Commission: .50%($125,000) Net Proceeds to Issuer: $24,875,000 Interest Rate: 7.114% Stated Maturity Date: April 8, 2002 Original Issue Date: April 7, 1997 Interest Payment Dates: July 15 & January 15 Redemption: X The Notes cannot be redeemed prior to the Stated Maturity Date. The Notes may be redeemed prior to the Stated Maturity Date. Initial Redemption Date: Initial Redemption Percentage: Annual Redemption Percentage Reduction: % until Redemption Percentage is 100% of the principal amount. Optional Repayment: X The Notes cannot be repaid prior to the Stated Maturity Date. The Notes can be repaid prior to the Stated Maturity Date at the option of the holder of the Notes. Optional Repayment Dates: Optional Repayment Price: % Currency: Specified Currency: U.S. Dollars (If other than U.S. dollars, see attached) Minimum Denominations: (Applicable only if Specified Currency is other than U.S. dollars) Original Issue Discount: ___ Yes __X_ No Total Amount of OID: Yield to Maturity: Initial Accrual Period: Form: X Book-Entry Certificated Agents: Chase Securities Inc. Goldman Sachs & Co. Agent acting in the capacity as indicated below: x Agent Principal If as principal: The Notes are being offered at varying prices related to prevailing market prices at the time of resale. The Notes are being offered at a fixed initial public offering price of ___% of principal amount, plus accrued interest, if any. If as Agent: The Notes are being offered at a fixed initial public offering price of 100% of principal amount, plus accrued interest, if any. Other Provisions: Cusip #: 37084DAA0 The following paragraph shall be deemed to supercede the first full paragraph on page S-24 of the Prospectus Supplement dated April 30, 1996 to which this Pricing Supplement relates: As used herein, the term "United States Holder" means an owner of a Note that (a) is (i) for United States federal income tax purposes a citizen or resident of the United States, (ii) a corporation, partnership or other entity created or organized in or under the laws of the United States or of any political subdivision thereof, (iii) an estate the income of which is subject to United States federal income taxation regardless of its source or (iv) a trust whose administration is subject to the primary supervision of a United States court and which has one or more United States fiduciaries who have authority to control all substantial decisions of the trust or (b) is not a Holder described in (a) above but whose income from a Note is effectively connected with such Holder's conduct of a United States trade or business. The term also includes certain former citizens of the United States whose income and gain on the Notes will be taxable by the United States. -----END PRIVACY-ENHANCED MESSAGE-----