-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtCFcptIRp/3RmemId32u/4wxTqRsYgU81pals83gfwXEzkFTecMYMNwhHRPBDYp h3G6MzCAdSBd4SDk5sNUXQ== 0000040779-98-000086.txt : 19981006 0000040779-98-000086.hdr.sgml : 19981006 ACCESSION NUMBER: 0000040779-98-000086 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981005 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPU INC /PA/ CENTRAL INDEX KEY: 0000040779 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135516989 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-07670 FILM NUMBER: 98720532 BUSINESS ADDRESS: STREET 1: C/O GPU SERVICE INC STREET 2: 300 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 079621911 BUSINESS PHONE: 9734558200 MAIL ADDRESS: STREET 1: C/O GPU SERVICE INC STREET 2: 300 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07962 35-CERT 1 RULE 24 SEC FILE NO. 70-7670 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 CERTIFICATE PURSUANT TO RULE 24 OF PARTIAL COMPLETION OF TRANSACTIONS GPU, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -----------------------------------------x In the Matter of : : Certificate GPU, Inc. : Pursuant to : Rule 24 of Partial File No. 70-7670 : Completion of : Transactions (Public Utility Holding : Company Act of 1935) : - -----------------------------------------x To the Members of the Securities and Exchange Commission: The undersigned, GPU, Inc. ("GPU"), hereby certifies pursuant to Rule 24 ("Rule 24") of the General Rules and Regulations under the Public Utility Holding Company Act of 1935 (the "Act") that certain of the transactions proposed in the Application filed in SEC File No. 70-7670 have been carried out in accordance with the terms and conditions of, and for the purposes requested in, said Application and pursuant to the Commission's Order dated October 23, 1989 and Supplemental Order dated December 8, 1995 (collectively, the "Orders"), with respect to said Application as follows: 1. Pursuant to the Orders, GPU has been authorized to issue and sell, from time-to-time through December 31, 2000, up to 2,500,000 shares (without giving effect to a two-for-one stock split by way of stock dividend effective May 29, 1991) of its common stock, par value $2.50 per share (the "Common Stock"), pursuant to a dividend reinvestment and stock purchase plan (the "Plan") described in the Prospectus included as part of a Registration Statement on Form S-3, No. 33-30765, as amended, filed under the Securities Act of 1933. 2. On July 29, 1998, GPU issued and sold from previously reacquired shares a total of 811 shares of Common Stock to Plan participants who made optional cash payments to the Plan in accordance with its terms. GPU sold such shares at a price of $37.240625 per share, or an aggregate of $30,202.15 which represents the average of the daily high and low sale prices of the Common Stock as reported in The Wall Street Journal for New York Stock Exchange Composite Transactions for the ten trading days immediately preceding such date. 3. On August 26, 1998, GPU issued and sold from previously reacquired shares a total of 35,044 shares of Common Stock to Plan participants who made optional cash payments to the Plan and/or reinvested dividends in accordance with its terms. GPU sold such shares at a price of $37.9125 per share, or an aggregate of $1,328,605.65 which represents the average of the daily high and low sale prices of the Common Stock as reported in The Wall Street Journal for New York Stock Exchange Composite Transactions for the ten trading days immediately preceding such date. 4. On September 30, 1998, GPU issued and sold from previously reacquired shares a total of 1,042 shares of Common Stock to Plan participants who made optional cash payments to the Plan in accordance with its terms. GPU sold such shares at a price of $41.353125 per share, or an aggregate of $43,089.96 which represents the average of the daily high and low sale prices of the Common Stock as reported in The Wall Street Journal for New York Stock Exchange Composite Transactions for the ten trading days immediately preceding such date. 5. To summarize, to date GPU has sold a total of 1,054,338 previously reacquired shares of Common Stock pursuant to the Plan. SIGNATURE --------- PURSUANT TO THE REQUIREMENTS OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, THE UNDERSIGNED COMPANY HAS DULY CAUSED THIS STATEMENT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO DULY AUTHORIZED. GPU, INC. By: /s/ T. G. Howson ---------------------------- T. G. Howson Vice President and Treasurer Date: October 5, 1998 -----END PRIVACY-ENHANCED MESSAGE-----