-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QfkPRAIAEZICoHIN1jHaRYr9QQ9qgisUdT5ksyPRePMlMs6YIZMAel70BhwfVlLK LVCQDPVrR0/Kxikf5dK/Ow== 0001127602-09-009674.txt : 20090424 0001127602-09-009674.hdr.sgml : 20090424 20090424173840 ACCESSION NUMBER: 0001127602-09-009674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090424 FILED AS OF DATE: 20090424 DATE AS OF CHANGE: 20090424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZYGENDA RALPH J CENTRAL INDEX KEY: 0001181658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 09770723 MAIL ADDRESS: STREET 1: 200 RENAISSANCE CENTER STREET 2: MC 482 B34 B11 CITY: DETROIT STATE: MI ZIP: 48265-2000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-04-24 0000040730 GENERAL MOTORS CORP GM 0001181658 SZYGENDA RALPH J 200 RENAISSANCE CENTER MC 482 B34 B11 DETROIT MI 48265-2000 1 Group Vice President General Motors Common Stock, $1-2/3 Par Value 2009-04-24 4 J 0 3247 1.87 D 0 I Trust General Motors Common Stock, $1-2/3 Par Value 39953 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 2009-04-24 4 J 0 4833 0 D General Motors Common Stock, $1-2/3 Par Value 4833 0 D GM Stock $1-2/3 Par Value Option (Right to Buy) 75.50 2001-01-10 2010-01-11 General Motors Common Stock, $1-2/3 Par Value 38000 38000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 52.35 2002-01-08 2011-01-09 General Motors Common Stock, $1-2/3 Par Value 42000 42000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 47000 47000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 23500 23500 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 47000 47000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 37600 37600 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 37600 37600 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.90 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 37600 37600 D GM Stock $1-2/3 Par Value Option (Right to Buy) 29.11 2008-03-20 2017-03-21 General Motors Common Stock, $1-2/3 Par Value 40000 40000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 23.13 2009-03-05 2018-03-06 General Motors Common Stock, $1-2/3 Par Value 62500 62500 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 11333 11333 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2009-03-05 General Motors Common Stock, $1-2/3 Par Value 25755 25755 D Shares held in trust under General Motors Savings Stock Purchase Program ("S-SPP") as of 12/31/08. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Trustee, as independent fiduciary of the General Motors common stock fund, determined at its sole discretion that it was no longer consistent with applicable law and the applicable plan documents and agreements in place for it to continue to hold shares of General Motors common stock in the S-SPP and it decided to sell all of the shares held in such fund, including all of the shares held in my S-SPP account. I was informed of such sale as of the date indicated in Box 3 on the front of this Form 4. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. Each Unit is the economic equivalent of one share of General Motors common stock. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/08. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. As described in the footnote above concerning my shares of General Motors common stock held in the S-SPP, when the Trustee of the General Motors S-SPP common stock fund sold all of the shares of General Motors common stock held in the S-SPP, the Units in my excess benefit plan were also liquidated. I was informed of such disposition as of the date indicated in Box 3 on the front of this Form 4. Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Long-Term Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in Column 6 of Table II is the date the first installment becomes/became exercisable. Restricted Stock Units ("RSU") granted pursuant to Rule 16b-3 qualified General Motors Cash Based Restricted Stock Unit Plan. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. If General Motors pays a dividend, dividend equivalents are earned on each undelivered Restricted Stock Unit. The RSUs are denominated in stock units but are paid in cash in three annual installments commencing, respectively, one, two and three years from the date of initial grant. Date shown in Column 6 of Table II is the date the first installment is/was payable. The price of zero in Table II is notional and only used for purposes of facilitating the electronic filing of this Form. Pursuant to the terms of the United States Treasury Loan Agreement with General Motors, RSU installments due to be delivered in 2009 have not been made pending review with the United States Treasury. /s/ Martin I. Darvick, attorney-in-fact for Mr. Szygenda 2009-04-24 -----END PRIVACY-ENHANCED MESSAGE-----