-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfzxmRJ69gqpMmk0ZoKO7nn2fYxmSbLkrTmh5SjZHQbzO/CoEGWNb/eIQkTMHIsR Frc1AQercroWhmBW10NyYA== 0001127602-08-001767.txt : 20080306 0001127602-08-001767.hdr.sgml : 20080306 20080306154516 ACCESSION NUMBER: 0001127602-08-001767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080305 FILED AS OF DATE: 20080306 DATE AS OF CHANGE: 20080306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAGONER G RICHARD JR CENTRAL INDEX KEY: 0001181664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 08670909 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482 C39 B50 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3136673505 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482C39 B50 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-03-05 0000040730 GENERAL MOTORS CORP GM 0001181664 WAGONER G RICHARD JR 300 RENAISSANCE CENTER MC 482C39 B50 DETROIT MI 48265-3000 1 1 Chairman & CEO General Motors Common Stock, $1-2/3 Par Value 2008-03-05 5 G 0 E 27083 0 A 27083 I By Trusts for Children and Wife as Trustee General Motors Common Stock, $1-2/3 Par Value 2008-03-05 5 G 0 E 27083 0 D 0 I By GRAT General Motors Common Stock, $1-2/3 Par Value 148852 D General Motors Common Stock, $1-2/3 Par Value 19983 I Trust GM Stock $1-2/3 Par Value Option (Right to Buy) 23.13 2008-03-05 4 A 0 500000 0 A 2009-03-05 2018-03-06 General Motors Common Stock, $1-2/3 Par Value 500000 500000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 23.13 2008-03-05 4 A 0 500000 0 A 2015-03-06 General Motors Common Stock, $1-2/3 Par Value 500000 500000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2008-03-05 4 A 0 75000 0 A 2011-03-05 General Motors Common Stock, $1-2/3 Par Value 75000 75000 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 General Motors Common Stock, $1-2/3 Par Value 13971 13971 D Performance Shares-GM Common Stock $1-2/3 Par Value 0 General Motors Common Stock, $1-2/3 Par Value 21710 21710 D GM Stock $1-2/3 Par Value Option (Right to Buy) 71.53 2000-01-11 2009-01-12 General Motors Common Stock, $1-2/3 Par Value 210350 210350 D GM Stock $1-2/3 Par Value Option (Right to Buy) 75.5 2001-01-10 2010-01-11 General Motors Common Stock, $1-2/3 Par Value 200000 200000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 70.1 2001-06-01 2010-06-02 General Motors Common Stock, $1-2/3 Par Value 50000 50000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 52.35 2002-01-08 2011-01-09 General Motors Common Stock, $1-2/3 Par Value 400000 400000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 500000 500000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 100000 100000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 500000 500000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 400000 400000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 400000 400000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.9 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 400000 400000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 29.11 2008-03-20 2017-03-21 General Motors Common Stock, $1-2/3 Par Value 500000 500000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 95000 95000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 125000 125000 D Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment becomes/became exercisable. On March 5, 2008, 73,951 shares were distributed to me from my Grantor Retained Annuity Trust (GRAT) and are now included in my directly owned shares; these shares were previously reported as indirectly owned by the GRAT. The remaining 27,083 shares were distributed as gifts to Trusts for my children with my spouse as Trustee. Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. The options are performance contingent stock options. The stock option contingently vests on March 5, 2009 followed by a four year performance period (March 5, 2009 - March 5, 2013). The stock options contain a single performance trigger which will vest all options if the price of General Motors common stock is equal to or greater than $40 during any 10 day period during any 30 day trading period commencing after March 5, 2009. Once the performance requirement is met, the options become exercisable at any time through the seventh anniversary of the option grant (March 5, 2015). After exercise, net shares must be held for two years while an active employee. If the performance trigger is not met by the fifth anniversary of the stock option grant (March 5, 2013), the stock option will expire. Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Stock Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in three annual installments commencing, respectively, three, four and five years from the date of the initial grant. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. Dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Shares held in trust under General Motors Savings Stock Purchase Program as of 12/31/07. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. Each Unit is the economic equivalent of one share of General Motors common stock. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/07. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Performance shares will be delivered in stock upon my retirement. Shares originally awarded under Rule 16b-3 qualified GM Performance Achievement Plan in the form of deferred stock units. Each Performance share is the economic equivalent of one share of General Motors common stock. Dividend equivalents are earned on each Performance Share. Performance Shares held as of 12/31/07. The Performance Shares convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Stock Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in five annual installments commencing, respectively, one, two, three, four and five years from the date of the initial grant. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. Dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Restricted Stock Units were accrued under the Rule 16b-3 qualified General Motors Stock Incentive Plan. Each Restricted Stock Unit is the economic equivalent of one share of General Motors common stock. Dividend equivalents are earned on each Restricted Stock Unit. Units held as of 12/31/2007. The Restricted Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Restricted Stock Units will be paid in stock at retirement. /s/ Martin I. Darvick, attorney-in-fact for Mr. Wagoner 2008-03-06 -----END PRIVACY-ENHANCED MESSAGE-----