-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NiHYkFAmIvxDXFjpk7SWvvFe387UogqcLrVVsIG8Z658jfsD0niwWYqhS9+5X0Ol l2q86IptIBE3RdmerOEUVg== 0001127602-07-001170.txt : 20070322 0001127602-07-001170.hdr.sgml : 20070322 20070322161139 ACCESSION NUMBER: 0001127602-07-001170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070320 FILED AS OF DATE: 20070322 DATE AS OF CHANGE: 20070322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUTZ ROBERT A CENTRAL INDEX KEY: 0001181679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 07712102 BUSINESS ADDRESS: BUSINESS PHONE: 3136673527 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482 C39 B40 CITY: DETROIT STATE: MI ZIP: 48265-3000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-03-20 0000040730 GENERAL MOTORS CORP GM 0001181679 LUTZ ROBERT A 300 RENAISSANCE CENTER MC 482 C39 B40 DETROIT MI 48265-3000 1 Vice Chairman General Motors Common Stock, $1-2/3 Par Value 26332 D General Motors Common Stock, $1-2/3 Par Value 1383 I Trust GM Stock $1-2/3 Par Value Option (Right to Buy) 29.11 2007-03-20 4 A 0 250000 0 A 2008-03-20 2017-03-21 General Motors Common Stock, $1-2/3 Par Value 250000 250000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2007-03-20 4 A 0 60000 0 A 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 60000 60000 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 General Motors Common Stock, $1-2/3 Par Value 5293 5293 D GM Stock $1-2/3 Par Value Deferred Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 126120 126120 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 75000 75000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 54.91 2002-09-04 2011-09-05 General Motors Common Stock, $1-2/3 Par Value 200000 200000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 100000 100000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 100000 100000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 200000 200000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 160000 160000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 160000 160000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.9 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 160000 160000 D Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment becomes/became exercisable. Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Stock Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in five annual installments commencing, respectively, one, two, three, four and five years from the date of the initial grant. Dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Shares held in trust under General Motors Savings Stock Purchase Program as of 12/31/06. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/06. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Deferred Stock Units were accrued under the Rule 16b-3 qualified General Motors Deferred Compensation Plan. Dividend equivalents are earned on each Deferred Stock Unit. Units held as of 12/31/06. The Deferred Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Restricted Stock Units were accrued under the Rule 16b-3 qualified General Motors Stock Incentive Plan. Dividend equivalents are earned on each Restricted Stock Unit. Units held as of 12/31/06. The Restricted Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purpose of facilitating the electronic filing of this Form. /s/ Martin I. Darvick, attorney-in-fact for Mr. Lutz 2007-03-22 -----END PRIVACY-ENHANCED MESSAGE-----