-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTfonZUdiD4ZufffYsLP1WuLY5Q8V44i5buFMMMraMnPTo3IR8Np8OKOgEJXqTfo 1RHyBJzIdo+DJb9UVCO8OA== 0001127602-07-001169.txt : 20070322 0001127602-07-001169.hdr.sgml : 20070322 20070322154634 ACCESSION NUMBER: 0001127602-07-001169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070320 FILED AS OF DATE: 20070322 DATE AS OF CHANGE: 20070322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON FREDERICK A CENTRAL INDEX KEY: 0001181685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 07711946 BUSINESS ADDRESS: BUSINESS PHONE: 3136672760 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482 C32 B24 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-03-20 0000040730 GENERAL MOTORS CORP GM 0001181685 HENDERSON FREDERICK A 300 RENAISSANCE CENTER MC 482 C32 B24 DETROIT MI 48265-3000 1 Vice Chairman & CFO General Motors Common Stock, $1-2/3 Par Value 8529 D General Motors Common Stock, $1-2/3 Par Value 6068 I Trust GM Stock $1-2/3 Par Value Option (Right to Buy) 29.11 2007-03-20 4 A 0 250000 0 A 2008-03-20 2017-03-21 General Motors Common Stock, $1-2/3 Par Value 250000 250000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2007-03-20 4 A 0 60000 0 A 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 60000 60000 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 General Motors Common Stock, $1-2/3 Par Value 2943 2943 D GM Stock $1-2/3 Par Value Deferred Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 45619 45619 D GM Stock $1-2/3 Par Value Option (Right to Buy) 46.59 1999-01-12 2008-01-13 General Motors Common Stock, $1-2/3 Par Value 18030 18030 D GM Stock $1-2/3 Par Value Option (Right to Buy) 71.53 2000-01-11 2009-01-12 General Motors Common Stock, $1-2/3 Par Value 20434 20434 D GM Stock $1-2/3 Par Value Option (Right to Buy) 75.5 2001-01-10 2010-01-11 General Motors Common Stock, $1-2/3 Par Value 30000 30000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 52.35 2002-01-08 2011-01-09 General Motors Common Stock, $1-2/3 Par Value 45000 45000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 55000 55000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 35000 35000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 55000 55000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 50000 50000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 50000 50000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.9 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 160000 160000 D Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment becomes/became exercisable. Restricted Stock Units are granted under the Rule 16b-3 qualified General Motors Stock Incentive Plan. The RSUs are denominated in stock and are to be delivered in stock in five annual installments commencing, respectively, one, two, three, four and five years from the date of the initial grant. Dividend equivalents are earned on each undelivered Restricted Stock Unit. Date shown in column 6 is the date the first installment is payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Shares held in trust under General Motors Savings Stock Purchase Program as of 12/31/06. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/06. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Deferred Stock Units were accrued under the Rule 16b-3 qualified General Motors Deferred Compensation Plan. Dividend equivalents are earned on each Deferred Stock Unit. Units held as of 12/31/06. The Deferred Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. /s/ Martin I. Darvick, attorney-in-fact for Mr. Henderson 2007-03-22 -----END PRIVACY-ENHANCED MESSAGE-----