-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyisfrU/JtpIfOj3BcMsvRcOWYvi2fZddAtRF25Wjyl33oU6EoLOtacb++zjHF/j heS+n/+DoOrX0OPuhHow7w== 0001127602-07-001160.txt : 20070322 0001127602-07-001160.hdr.sgml : 20070322 20070322125222 ACCESSION NUMBER: 0001127602-07-001160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070320 FILED AS OF DATE: 20070322 DATE AS OF CHANGE: 20070322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTTSCHALK THOMAS A CENTRAL INDEX KEY: 0001181687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 07711193 BUSINESS ADDRESS: BUSINESS PHONE: 3136673406 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482 C25 D81 CITY: DETROIT STATE: MI ZIP: 48265-3000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-03-20 0000040730 GENERAL MOTORS CORP GM 0001181687 GOTTSCHALK THOMAS A 300 RENAISSANCE CENTER MC 482 C25 D81 DETROIT MI 48265-3000 1 Executive Vice President General Motors Common Stock, $1-2/3 Par Value 63000 D General Motors Common Stock, $1-2/3 Par Value 4776 I Trust GM Stock $1-2/3 Par Value Restricted Stock Units 0 2007-03-20 4 A 0 27000 0 A 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 27000 27000 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 General Motors Common Stock, $1-2/3 Par Value 7494 7494 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 40000 40000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 46.59 1999-01-12 2008-01-13 General Motors Common Stock, $1-2/3 Par Value 64680 64680 D GM Stock $1-2/3 Par Value Option (Right to Buy) 71.53 2000-01-11 2009-01-12 General Motors Common Stock, $1-2/3 Par Value 71653 71653 D GM Stock $1-2/3 Par Value Option (Right to Buy) 75.5 2001-01-10 2010-01-11 General Motors Common Stock, $1-2/3 Par Value 65000 65000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 52.35 2002-01-08 2011-01-09 General Motors Common Stock, $1-2/3 Par Value 70000 70000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 90000 90000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 50000 50000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 90000 90000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 72000 72000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 72000 72000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.9 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 72000 72000 D Restricted Stock Units ("RSU") granted pursuant to Rule 16b-3 qualified General Motors 2006 Cash Based Restricted Stock Unit Plan. The RSUs are denominated in stock units but are to be paid in cash in three annual installments commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment is/was payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Shares held in trust under General Motors Savings Stock Purchase Program as of 12/31/06. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/06. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Restricted Stock Units were accrued under the Rule 16b-3 qualified General Motors Stock Incentive Plan. Dividend equivalents are earned on each Restricted Stock Unit. Units held as of 12/31/2006. The Restricted Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purpose of facilitating the electronic filing of this Form. Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 5 is the date the first installment becomes/became exercisable. /s/ Martin I. Darvick, attorney-in-fact for Mr. Gottschalk 2007-03-22 -----END PRIVACY-ENHANCED MESSAGE-----