-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HC99KGdylRd5HT+XZek4ccliE784f7953UDOcd+1+W3UwldgkpGwS/OJ9fNDNO3X UqmPeMFVEMYW6QQZlK37zQ== 0001127602-07-001156.txt : 20070322 0001127602-07-001156.hdr.sgml : 20070322 20070322114914 ACCESSION NUMBER: 0001127602-07-001156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070320 FILED AS OF DATE: 20070322 DATE AS OF CHANGE: 20070322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL MOTORS CORP CENTRAL INDEX KEY: 0000040730 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 380572515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 3135565000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CTR STREET 2: MAIL CODE: 482-C34-D71 CITY: DETROIT STATE: MI ZIP: 48265-3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARKE TROY A CENTRAL INDEX KEY: 0001279045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00043 FILM NUMBER: 07710973 BUSINESS ADDRESS: BUSINESS PHONE: 5865750595 MAIL ADDRESS: STREET 1: C/O GENERAL MOTORS STREET 2: 30009 VAN DYKE, M/C 480-206-141 CITY: WARREN STATE: MI ZIP: 48090 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-03-20 0000040730 GENERAL MOTORS CORP GM 0001279045 CLARKE TROY A C/O GENERAL MOTORS 30009 VAN DYKE, M/C 480-206-141 WARREN MI 48090 1 Group Vice President General Motors Common Stock, $1-2/3 Par Value 14204 D General Motors Common Stock, $1-2/3 Par Value 1980 I Trust GM Stock $1-2/3 Par Value Option (Right to Buy) 29.11 2007-03-20 4 A 0 50000 0 A 2008-03-20 2017-03-21 General Motors Common Stock, $1-2/3 Par Value 50000 50000 D GM Stock $1-2/3 Par Value Restricted Stock Units 0 2007-03-20 4 A 0 45000 0 A 2008-03-20 General Motors Common Stock, $1-2/3 Par Value 45000 45000 D GM Phantom Stock Units $1-2/3 Par Value Common Stock 0 General Motors Common Stock, $1-2/3 Par Value 2080 2080 D GM Stock $1-2/3 Par Value Deferred Stock Units 0 General Motors Common Stock, $1-2/3 Par Value 3028 3028 D GM Stock $1-2/3 Par Value Option (Right to Buy) 46.59 1999-01-12 2008-01-13 General Motors Common Stock, $1-2/3 Par Value 14424 14424 D GM Stock $1-2/3 Par Value Option (Right to Buy) 71.53 2000-01-11 2009-01-12 General Motors Common Stock, $1-2/3 Par Value 19232 19232 D GM Stock $1-2/3 Par Value Option (Right to Buy) 75.5 2001-01-10 2010-01-11 General Motors Common Stock, $1-2/3 Par Value 17000 17000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 52.35 2002-01-08 2011-01-09 General Motors Common Stock, $1-2/3 Par Value 18000 18000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.46 2003-01-07 2012-01-08 General Motors Common Stock, $1-2/3 Par Value 20000 20000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 50.82 2003-02-04 2012-02-05 General Motors Common Stock, $1-2/3 Par Value 12000 12000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 40.05 2004-01-21 2013-01-22 General Motors Common Stock, $1-2/3 Par Value 35000 35000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 53.92 2005-01-23 2014-01-24 General Motors Common Stock, $1-2/3 Par Value 28000 28000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 36.37 2006-01-24 2015-01-25 General Motors Common Stock, $1-2/3 Par Value 28000 28000 D GM Stock $1-2/3 Par Value Option (Right to Buy) 20.9 2007-02-23 2016-02-24 General Motors Common Stock, $1-2/3 Par Value 36000 36000 D Employee stock option granted pursuant to Rule 16b-3 qualified General Motors Stock Incentive Plan. Stock options vest and become exercisable in three equal annual installments, commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment becomes/became exercisable. Restricted Stock Units (?RSU?) granted pursuant to Rule 16b-3 qualified General Motors 2006 Cash Based Restricted Stock Unit Plan. The RSUs are denominated in stock units but are to be paid in cash in three annual installments commencing, respectively, one, two and three years from the date of initial grant. Date shown in column 6 is the date the first installment is/was payable. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. Shares held in trust under General Motors Savings Stock Purchase Program as of 12/31/06. State Street Bank & Trust Co., Trustee. Shares owned pursuant to Rule 16b-3 exempt employee savings plan. The Phantom Stock Units are held under Section 16b-3(c) exempt Rule 16b-3(b)(2) eligible excess benefit plan operated in conjunction with a qualified 401(k) plan. The Units are payable in cash upon separation from General Motors. These Units are being reported even though they are exempt under Rule 16b-3. Units held as of 12/31/06. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. The Deferred Stock Units were accrued under the Rule 16b-3 qualified General Motors Deferred Compensation Plan. Dividend equivalents are earned on each Deferred Stock Unit. Units held as of 12/31/06. The Deferred Stock Units convert on a "1 for 1" basis. The price of zero is notional and only used for purposes of facilitating the electronic filing of this Form. /s/ Martin I. Darvick, attorney-in-fact for Mr. Clarke 2007-03-22 -----END PRIVACY-ENHANCED MESSAGE-----