-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2dQwv2mj3gz6WYpjJIO3j4gtijzg0tj59NNrUfdoMiGIZHUPZReIRTUj4pbnk9E maemo7SnHcvJf6SjZLMupQ== 0000950172-99-001571.txt : 19991111 0000950172-99-001571.hdr.sgml : 19991111 ACCESSION NUMBER: 0000950172-99-001571 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL HOUSEWARES CORP CENTRAL INDEX KEY: 0000040643 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 410919772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-07117 FILM NUMBER: 99745839 BUSINESS ADDRESS: STREET 1: P O BOX 4066 1536 BEECH STREET CITY: TERRE HAUTE STATE: IN ZIP: 47804 BUSINESS PHONE: 8122321000 MAIL ADDRESS: STREET 2: P O BOX 4066 1536 BEECH STREET CITY: TERRE HAUTE STATE: IN ZIP: 47804 COMPANY DATA: COMPANY CONFORMED NAME: RANNEY PHILLIP A CENTRAL INDEX KEY: 0001035135 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 1536 BEECH ST CITY: TERRE HAUTE STATE: IN ZIP: 47804 BUSINESS PHONE: 8122321000 MAIL ADDRESS: STREET 2: P O BOX 4066 1536 BEECH STREET CITY: TERRE HAUTE STATE: IN ZIP: 47804 4/A 1 FORM 4 ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |_____________________| STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0287| |EXPIRES: | | SEPTEMBER 30, 1998| Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE ... 0.5 | Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 ___________________________________________________________________________ 1. Name and Address of Reporting Person Ranney Phillip A. _______________________________________________________________________ (Last) (First) (Middle) 1536 Beech Street _______________________________________________________________________ (Street) Terre Haute IN 47804 _______________________________________________________________________ (City) (State) (Zip) ___________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol General Housewares Corp. (GHW) ___________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ___________________________________________________________________________ 4. Statement for Month/Year May/1997 ___________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) June 5, 1997 ___________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (x) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify title below) _____________________________________________ ___________________________________________________________________________ 7. Individual, or Joint/Group Filing (Check Applicable Line) (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person ___________________________________________________________________________ =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ___________________________________________________________________________ 1. Title of Security (Instr. 3) Common Stock ___________________________________________________________________________ 2. Transaction Date (Month/Day/Year) 5/13/97 ___________________________________________________________________________ 3. Transaction Code (Instr. 8) A V ___________________________________________________________________________ 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 1,500 A ___________________________________________________________________________ 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 4,934* ___________________________________________________________________________ 6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4) D ___________________________________________________________________________ 7. Nature of Indirect Beneficial Ownership (Instr. 4) ___________________________________________________________________________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. =========================================================================== TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ___________________________________________________________________________ 1. Title of Derivative Security (Instr. 3) ___________________________________________________________________________ 2. Conversion or Exercise Price of Derivative Security ___________________________________________________________________________ 3. Transaction Date (Month/Day/Year) ___________________________________________________________________________ 4. Transaction Code (Instr. 8) ___________________________________________________________________________ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) ___________________________________________________________________________ 6. Date Exercisable and Expiration Date (Month/Day/Year) ___________________________________________________________________________ 7. Title and Amount of Underlying Securities (Instr. 3 and 4) ___________________________________________________________________________ 8. Price of Derivative Securities (Instr. 5) ___________________________________________________________________________ 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) ___________________________________________________________________________ 10. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 4) ___________________________________________________________________________ 11. Nature of Indirect Beneficial Ownership (Instr. 4) ___________________________________________________________________________ EXPLANATION OF RESPONSES: * Correction. /s/ Phillip A. Ranney 11/10/99 ---------------------------------- ------------------- ** SIGNATURE OF REPORTING PERSON DATE ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== -----END PRIVACY-ENHANCED MESSAGE-----