-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvYB/HU61Ua9GyRZa37/iBKn6e3wEsTmTDcOUx7RQYytAzfqB0YCf/3Ei+pgPGQq 1Vlw+ZdNgMftw6+9ZJ1GHw== 0001104659-04-015412.txt : 20040524 0001104659-04-015412.hdr.sgml : 20040524 20040524173644 ACCESSION NUMBER: 0001104659-04-015412 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20040524 FILED AS OF DATE: 20040524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEI, Inc. CENTRAL INDEX KEY: 0001290757 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 04827901 BUSINESS ADDRESS: STREET 1: 6604 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6604 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE FINANCIAL ASSURANCE HOLDINGS INC CENTRAL INDEX KEY: 0001049537 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 04827905 BUSINESS ADDRESS: STREET 1: 6604 WEST BROAD ST CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 2039615078 MAIL ADDRESS: STREET 1: 6604 WEST BROAD ST CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: GE FINANCIAL ASSURANCES HOLDINGS INC DATE OF NAME CHANGE: 19971117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 04827904 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 04827902 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER NAME: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL SERVICES INC/CT CENTRAL INDEX KEY: 0000797463 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 04827903 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 3 1 a3.xml 3 X0202 3 2004-05-24 0 0001276520 GENWORTH FINANCIAL INC GNW 0001049537 GE FINANCIAL ASSURANCE HOLDINGS INC 6604 WEST BROAD STREET RICHMOND VA 23230 0 0 1 0 0000040545 GENERAL ELECTRIC CO 3135 EASTON TURNPIKE FAIRFIELD CT 06828 0 0 1 0 0000797463 GENERAL ELECTRIC CAPITAL SERVICES INC/CT 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 1 0 0000040554 GENERAL ELECTRIC CAPITAL CORP 260 LONG RIDGE ROAD STAMFORD CT 06927 0 0 1 0 0001290757 GEI, Inc. 6604 WEST BROAD STREET RICHMOND VA 23230 0 0 1 0 Class B Common Stock 344528145 D GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a susidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc. See Exhibits 24 and 99.1 Briggs Tobin, Attorney-in-Fact 2004-05-24 EX-24.1 2 ex-24d1.htm EX-24.1

 

Exhibit 24.1

POWER OF ATTORNEY

 

The undersigned, General Electric Company, a New York corporation (hereinafter referred to as the “Corporation”), does hereby make, constitute and appoint each of Briggs Tobin, Dan Janki and Paul Aaron as the Corporation’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described.

Each Attorney shall have the power and authority to execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by General Electric Capital Services, Inc., General Electric Capital Corporation, GEI, Inc. and GE Financial Assurance Holdings, Inc. or any of their subsidiaries.

And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing.

Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation.  The Power of Attorney conferred hereby shall not be delegable by any Attorney.  The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder.

IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation’s board of directors, as of the 21st day of May, 2004.

General Electric Company

 

 

(Corporate Seal)

 

 

By:

/s/ Dennis D. Dammerman

 

 

Name: Dennis. D Dammerman

 

 

Title: Director

 

 

 

 

 

 

 

 

Attest:

 

 

 

 

 

 

 

 

          /s/ Eliza W. Fraser

 

 

Eliza W. Fraser, Attesting Secretary

 

 

 

 

 EX-24.2 3 ex-24d2.htm EX-24.2

 

Exhibit 24.2

 

POWER OF ATTORNEY

 

The undersigned, General Electric Capital Services, Inc., a Delaware corporation (hereinafter referred to as the “Corporation”), does hereby make, constitute and appoint each of Briggs Tobin, Dan Janki and Paul Aaron as the Corporation’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described.

Each Attorney shall have the power and authority to execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by General Electric Capital Corporation, GEI, Inc., GE Financial Assurance Holdings, Inc. or any of their subsidiaries.

And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing.

Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation.  The Power of Attorney conferred hereby shall not be delegable by any Attorney.  The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder.

IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation’s board of directors, as of the 21st day of May, 2004.

General Electric Capital Services, Inc.

 

 

(Corporate Seal)

 

 

By:

 /s/ James A. Parke

 

 

Name: James A. Parke

 

 

Title: Director

 

 

 

 

 

 

 

 

Attest:

 

 

 

 

 

 

 

 

          /s/ Brian T. McAnaney

 

 

Brian T. McAnaney, Attesting Secretary

 

 

 

 

 EX-24.3 4 ex-24d3.htm EX-24.3

 

Exhibit 24.3

 

POWER OF ATTORNEY

 

The undersigned, General Electric Capital Corporation, a Delaware corporation (hereinafter referred to as the “Corporation”) does hereby make, constitute and appoint each of Briggs Tobin, Dan Janki and Paul Aaron as the Corporation’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described.

Each Attorney shall have the power and authority to execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by GEI, Inc., GE Financial Assurance Holdings, Inc. or any of their subsidiaries.

And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing.

Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation.  The Power of Attorney conferred hereby shall not be delegable by any Attorney.  The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder.

IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation’s board of directors, as of the 21st day of May, 2004.

General Electric Capital Corporation

 

 

(Corporate Seal)

 

 

By:

/s/ James A. Parke

 

 

Name: James A. Parke

 

 

Title: Director

 

 

 

 

 

 

 

 

Attest:

 

 

 

 

 

 

 

 

          /s/ Brian T. McAnaney

 

 

Brian T. McAnaney, Attesting Secretary

 

 

 

 

 EX-24.4 5 ex-24d4.htm EX-24.4

 

Exhibit 24.4

 

POWER OF ATTORNEY

 

The undersigned, GEI, Inc., a Delaware corporation (hereinafter referred to as the “Corporation”), does hereby make, constitute and appoint each of Briggs Tobin, Dan Janki and Paul Aaron as the Corporation’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described.

Each Attorney shall have the power and authority to execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by GE Financial Assurance Holdings, Inc. or any of its subsidiaries.

And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing.

Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation.  The Power of Attorney conferred hereby shall not be delegable by any Attorney.  The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder.

IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation’s board of directors, as of the 21st  day of May, 2004.

GEI, Inc.

 

 

By:

/s/ Richard D’Avino

 

 

Name: Richard D’Avino

 

 

Title: Senior Vice President

 

 

 

 EX-24.5 6 ex-24d5.htm EX-24.5

 

Exhibit 24.5

 

POWER OF ATTORNEY

 

The undersigned, GE Financial Assurance Holdings, Inc., a Delaware corporation (hereinafter referred to as the “Corporation”), does hereby make, constitute and appoint each of Briggs Tobin, Dan Janki and Paul Aaron as the Corporation’s true and lawful agent and attorney-in-fact (hereinafter referred to as the “Attorney”) to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described.

Each Attorney shall have the power and authority to execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation.

And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing.

Agreements, commitments, documents, instruments and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation.  The Power of Attorney conferred hereby shall not be delegable by any Attorney.  The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder.

IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation’s board of directors, as of the 21st day of May, 2004.

GE Financial Assurance Holdings, Inc.

 

By:

/s/ Kathryn A. Cassidy

  Name: Kathryn A. Cassidy

  Title: Senior Vice President and Treasurer

 

 EX-99.1 7 ex-99d1.htm EX-99.1

 

Exhibit 99.1

 

Joint Filer Information

 

Name of Joint Filer:

 

GEI, Inc.

 

 

 

Address of Joint Filer:

 

6604 West Broad Street

 

 

Richmond, Virginia  23230

 

 

 

Relationship of Joint Filer to Issuer:

 

10% Owner

 

 

 

Issuer Name and Ticker or Trading Symbol:

 

Genworth Financial, Inc. (GNW)

 

 

 

Date of Event Requiring

 

 

Statement (Month/Day/Year):

 

5/24/2004

 

 

 

Designated Filer:

 

GE Financial Assurance Holdings, Inc.

 

Signature:

 

GEI, Inc.

 

/s/  Briggs Tobin

 

 

Name:     Briggs Tobin

Title:       Attorney-in-fact

 

 

May 24, 2004

Date

 

 

 

 

Joint Filer Information

 

Name of Joint Filer:

 

General Electric Capital Corporation

 

 

 

Address of Joint Filer:

 

260 Long Ridge Road

 

 

Stamford, CT  06927

 

 

 

Relationship of Joint Filer to Issuer:

 

10% Owner

 

 

 

Issuer Name and Ticker or Trading Symbol:

 

Genworth Financial, Inc. (GNW)

 

 

 

Date of Event Requiring

 

 

Statement (Month/Day/Year):

 

5/24/2004

 

 

 

Designated Filer:

 

GE Financial Assurance Holdings, Inc.

 

Signature:

 

General Electric Capital Corporation

 

/s/  Briggs Tobin

 

 

Name:     Briggs Tobin

Title:       Attorney-in-fact

 

 

May 24, 2004

Date

 

 

 

 

Joint Filer Information

 

Name of Joint Filer:

 

General Electric Capital Services, Inc.

 

 

 

Address of Joint Filer:

 

260 Long Ridge Road

 

 

Stamford, CT  06927

 

 

 

Relationship of Joint Filer to Issuer:

 

10% Owner

 

 

 

Issuer Name and Ticker or Trading Symbol:

 

Genworth Financial, Inc. (GNW)

 

 

 

Date of Event Requiring

 

 

Statement (Month/Day/Year):

 

5/24/2004

 

 

 

Designated Filer:

 

GE Financial Assurance Holdings, Inc.

 

Signature:

 

General Electric Capital Services, Inc.

 

/s/  Briggs Tobin

 

 

Name:     Briggs Tobin

Title:       Attorney-in-fact

 

 

May 24, 2004

Date

 

 

 

 

Joint Filer Information

 

Name of Joint Filer:

 

General Electric Company

 

 

 

Address of Joint Filer:

 

3135 Easton Turnpike

 

 

Fairfield, CT  06828

 

 

 

Relationship of Joint Filer to Issuer:

 

10% Owner

 

 

 

Issuer Name and Ticker or Trading Symbol:

 

Genworth Financial, Inc. (GNW)

 

 

 

Date of Event Requiring

 

 

Statement (Month/Day/Year):

 

5/24/2004

 

 

 

Designated Filer:

 

GE Financial Assurance Holdings, Inc.

 

Signature:

 

General Electric Company

 

/s/  Briggs Tobin

 

 

Name:     Briggs Tobin

Title:       Attorney-in-fact

 

 

May 24, 2004

Date

 

 

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