-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LRPuKV2weW28v0i1nDzv2fLhvy+Nk+8vABrcS9pzyvm3Z01Bos5/xQ2+farR+pH3 nnD9uZfkZhVhue1L21WklA== 0000950136-03-000488.txt : 20030303 0000950136-03-000488.hdr.sgml : 20030303 20030303155500 ACCESSION NUMBER: 0000950136-03-000488 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20030303 GROUP MEMBERS: GE CAPITAL CFE, INC. GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED ROAD SERVICES INC CENTRAL INDEX KEY: 0001056562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 943278455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54049 FILM NUMBER: 03589425 BUSINESS ADDRESS: STREET 1: 17 COMPUTER DRIVE WEST CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 5184460140 MAIL ADDRESS: STREET 1: 3 EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 131500700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 SC 13D/A 1 file001.txt AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 -------------------- UNITED ROAD SERVICES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 911384105 (CUSIP Number) JILL A.G. ZELLMER GE CAPITAL CFE, INC. 201 HIGH RIDGE ROAD STAMFORD, CONNECTICUT 06927 (203) 316-7500 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2002 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). This document consists of 33 pages
- ---------------------------------------------------------------------------------------------------------- CUSIP No. 911384105 - ---------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GE CAPITAL CFE, INC. (formerly, CFE, INC.), a Delaware corporation I.R.S. #06-1471032 - ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ---------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ---------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA - ---------------------------------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY 7. SOLE VOTING POWER EACH REPORTING PERSON WITH 572,899 - ------------------------------------------- -------------------------------------------------------------- 8. SHARED VOTING POWER - 0 - ------------------------------------------- -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER - 572,899 - ------------------------------------------- -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0 - ---------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 572,899 - ---------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Approximately 21.5% - ---------------------------------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON - CO - ----------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------- CUSIP No. 911384105 - ---------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GENERAL ELECTRIC CAPITAL CORPORATION, a Delaware corporation I.R.S. #13-1500700 - ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* NOT APPLICABLE - ---------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ---------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA - ---------------------------------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY 7. SOLE VOTING POWER EACH REPORTING PERSON WITH DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 8. SHARED VOTING POWER - ------------------------------------------- -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER - DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC CAPITAL CORPORATION - ---------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - ---------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NOT APPLICABLE (SEE 11 ABOVE) - ---------------------------------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------- CUSIP No. 911384105 - ---------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GENERAL ELECTRIC CAPITAL SERVICES, INC., a Delaware corporation I.R.S. #06-11095031 - ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* NOT APPLICABLE - ---------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ---------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, USA - ------------------------------------------- -------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY 7. SOLE VOTING POWER EACH REPORTING PERSON WITH DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 8. SHARED VOTING POWER - ------------------------------------------- -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER - DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC CAPITAL SERVICES, INC. - ---------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ---------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NOT APPLICABLE (SEE 11 ABOVE) - ---------------------------------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------------
- ---------------------------------------------------------------------------------------------------------- CUSIP No. 911384105 - ---------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GENERAL ELECTRIC COMPANY, a New York corporation I.R.S. #14-0089340 - ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* NOT APPLICABLE - ---------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ---------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York, USA - ------------------------------------------- -------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY 7. SOLE VOTING POWER EACH REPORTING PERSON WITH DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 8. SHARED VOTING POWER - ------------------------------------------- -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER - DISCLAIMED (SEE 11 BELOW) - ------------------------------------------- -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER - ---------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC COMPANY - ---------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - ---------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) NOT APPLICABLE (SEE 11 ABOVE) - ---------------------------------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------------
ITEM 1. SECURITY AND ISSUER. This Amendment No. 2 (this "Amendment") to Statement on Schedule 13D dated July 20, 2000 (the "Statement") relates to shares of Common Stock, par value $0.001 per share ("Common Stock"), of United Road Services, Inc., a Delaware corporation (the "Company"). The shares of Common Stock are issuable upon exercise of shares of Preferred Stock, par value $0.001 per share ("Preferred Stock"), of the Company. The principal executive offices of the Company are located at 17 Computer Drive West, Albany, New York 12205. ITEM 2. IDENTITY AND BACKGROUND. (a) This Amendment is being filed by the following persons: (i) GE Capital CFE, Inc. (formerly, CFE, Inc.), a Delaware corporation ("CFE"); (ii) General Electric Capital Corporation, a Delaware corporation ("GE Capital"); (iii) General Electric Capital Services, Inc., a Delaware corporation ("GECS"); and (iv) General Electric Company, a New York corporation ("GE"). The filing of this Amendment shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this Statement except for the securities stated herein to be beneficially owned by such Reporting Person. (b) and (c) CFE is a wholly-owned subsidiary of GE Capital which is a wholly-owned subsidiary of GECS which, in turn, is a wholly-owned subsidiary of GE. CFE is a Delaware corporation (it was formerly known as CFE, Inc.). CFE engages in financing services that include making equity investments in connection with lending transactions of GE Capital. CFE maintains its principal executive offices at 201 High Ridge Road, Stamford, Connecticut 06927. GE Capital is a Delaware corporation (it was formerly a New York corporation). GE Capital, together with its subsidiaries, engages in financing services that include lending, equipment management services and annuities. GE Capital maintains its principal executive offices at 260 Long Ridge Road, Stamford, Connecticut 06927. GECS is a Delaware corporation with its principal executive offices located at 260 Long Ridge Road, Stamford, Connecticut 06927. The business of GECS consists of the ownership of two principal subsidiaries which, together with their affiliates, constitutes GE's principal financial services businesses. GE is a New York corporation with its principal executive offices located at 3135 Easton Turnpike, Fairfield, Connecticut 06431. GE engages in providing a wide variety of industrial, commercial and consumer products and services. For information with respect to the identity and background of each executive officer and director of the Reporting Persons, see Schedules I, II, III, and IV attached hereto. The information required herein with respect to the respective executive officers and directors of the Reporting Persons is to the best knowledge of the Reporting Persons. If subsequent to the date of this filing additional information is received with respect to such individuals which would cause a material change in the information contained herein, an amendment to this Statement will be filed that will set forth such change in information. (d) and (e). During the last five years none of the Reporting Persons, nor, to the best of their knowledge, any of their directors or executive officers has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (f) All of the executive officers and directors of the Reporting Persons are U.S. citizens, except that (i) Yoshiaki Fujimori, an executive officer of GE, is a Japanese citizen, (ii) Claudio X. Gonzalez, a director of GE, is a citizen of Mexico and (iii) Andrea Jung, a director of GE, is a citizen of Canada. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. As previously reported, on July 20, 2000, CFE entered into a Stock Purchase Agreement dated as of July 20, 2000 (the "Stock Purchase Agreement") with the Company pursuant to which CFE acquired 49,045.86 shares of Preferred Stock for a purchase price of $40.778 per share. Cash payment for the shares of Preferred Stock was made on July 21, 2000 out of the working capital of CFE. Each share of Preferred Stock acquired by CFE is convertible into shares of Common Stock as provided in the Certificate of Powers, Designations, Preferences and Rights of The Series A Participating Convertible Preferred Stock, Par Value, $0.001 per share, of the Company (the "Certificate of Powers, Designations, Preferences and Rights") which is part of the Company's Certificate of Incorporation filed with the Secretary of State of the State of Delaware. Each share of Preferred Stock is presently convertible into 10 shares of Common Stock, subject to adjustment as provided in the Certificate of Powers, Designations, Preferences and Rights. A copy of the Stock Purchase Agreement was filed as an Exhibit to the Statement and is incorporated by reference herein. Shares of Preferred Stock cumulate dividends on a quarterly basis to the extent that such dividends are not paid in cash. The filing of this Amendment is necessitated solely because of cumulated dividends during the period from January 1, 2002 through December 31, 2002. As of the date of this filing, CFE has the ability to acquire up to 572,899 shares of Common Stock upon the conversion into Common Stock of its 49,045.86 shares of Preferred Stock plus cumulated dividends as of December 31, 2002 (the most recent quarterly dividend date in respect of the Preferred Stock), calculated as follows: (i) 49,045.86 shares of Preferred Stock each of which is convertible into 10 shares of Common Stock for a total of 490,459 shares of Common Stock, plus (ii) $164,234 of cumulated dividends through December 31, 2001 and $121,511 of cumulated dividends from January 1, 2002 through December 31, 2002 (the most recent quarterly dividend date in respect of the Preferred Stock) at the current Conversion Price calculated in accordance with the Certificate of Powers, Designations, Preferences and Rights, resulting in a total of an additional 82,440 shares of Common Stock issuable upon conversion of CFE's Preferred Stock. Under the terms of the Certificate of Powers, Designations, Preferences and Rights dividends may continue to cumulate on the Preferred Stock subsequent to the date of this Amendment. ITEM 4. PURPOSE OF TRANSACTION. CFE purchased the 49,045.86 shares of Preferred Stock from the Company in connection with two Preferred Stock transactions described in proxy materials mailed by the Company to its Stockholders on or about June 13, 2000 (the "Company's Proxy Statement") in connection with a Special Meeting of Stockholders of the Company held on July 20, 2000 to consider and act on, among other items, the two Preferred Stock transactions. At the Special Meeting of Stockholders the two Preferred Stock transactions, including CFE's purchase of the 49,045.86 shares of Preferred Stock pursuant to the terms of the Stock Purchase Agreement, were approved by the Company's stockholders. The other Preferred Stock transaction described in the Company's Proxy Statement was the purchase on July 20, 2000 by Blue Truck Acquisition, LLC, a Delaware limited liability company ("Blue Truck"), and an affiliate of KPS Special Situations Fund, L.P., a Delaware limited partnership ("KPS Special Situations Fund"), of 613,073.27 shares of Preferred Stock. This Amendment is being filed solely to reflect the additional shares of Common Stock issuable to CFE based upon the conversion of the Preferred Stock held by CFE plus cumulated dividends thereon through December 31, 2002 (the most recent dividend date for the Preferred Stock). As previously reported on Amendment No. 1 to Statement on Schedule 13D ("Amendment No. 1"), cumulated dividends through December 31, 2001 (the date of the most recent quarterly dividend in respect of the Preferred Stock as of the filing of Amendment No. 1) were $164,234. Cumulated dividends from January 1, 2002 through December 31, 2002 (the date of the most recent quarterly dividend in respect of the Preferred Stock as of the filing of this Amendment) were $121,511. As described above in Item 3, cumulated dividends through December 31, 2002 result in CFE being able to acquire an additional 82,440 shares of Common Stock upon conversion at the current Conversion Price of the Preferred Stock acquired by CFE on July 20, 2000. Dividends may continue to cumulate on the Preferred Stock subsequent to the date of this Amendment. The dividend features and Conversion Price provisions of the Preferred Stock are more fully described in the Certificate of Powers, Designations, Preferences and Rights. CFE holds the shares of Preferred Stock as an investment. CFE intends to review its investment in the Company on a regular basis and as a result thereof may, at any time or from time to time, convert all or a portion of the Preferred Stock into Common Stock or dispose of all or a portion of the Preferred Stock owned by it, or the Common Stock issuable upon conversion of such Preferred Stock. Any such acquisition or disposition would be made in compliance with all applicable laws and regulations. CFE has no current intention of disposing of any of the securities. Except as set forth or incorporated by reference in this Amendment or the Statement, as amended by Amendment No. 1, none of the Reporting Persons has any current plans or proposals which relate to or would result in the types of transactions set forth in subparagraphs (a) through (j) of Item 4. ITEM 5. INTEREST IN SECURITIES OF THE COMPANY. (a) As a result of its ownership of the Preferred Stock plus cumulated dividends on the Preferred Stock through December 31, 2002 (the most recent quarterly dividend date in respect of the Preferred Stock), CFE is the beneficial owner of 572,899 shares of Common Stock representing approximately 21.5% of the outstanding shares of Common Stock. Such 572,899 shares of Common Stock are issuable to CFE upon the conversion of its shares of Preferred Stock as follows: (i) 490,459 shares of Common Stock issuable upon the conversion of its 49,045.86 shares of Preferred Stock, each of which is convertible into 10 shares of Common Stock, plus (ii) 82,440 shares of Common Stock issuable in respect of $285,745 of cumulated dividends as of December 31, 2002 (the most recent quarterly dividend date in respect of the Preferred Stock) at the current Conversion Price calculated in accordance with the Certificate of Powers, Designations, Preferences and Rights. As previously reported in Amendment No. 1, cumulated dividends through December 31, 2001 (the date of the most recent quarterly dividend in respect of the Preferred Stock as of the filing of Amendment No. 1) were $164,234. Cumulated dividends from January 1, 2002 through December 31, 2002 were $121,511 (the date of the most recent quarterly dividend in respect of the Preferred Stock as of the filing of this Amendment). Under the terms of the Certificate of Powers, Designations, Preferences and Rights, dividends may continue to cumulate on the Preferred Stock subsequent to the date of this Amendment. GECS, GE Capital, and GE disclaim beneficial ownership in any shares of Preferred Stock or Common Stock. Except as disclosed in this Item 5(a) or elsewhere in this Amendment or the Statement, as amended by Amendment No. 1, none of the Reporting Persons, nor, to the best of their knowledge, any of their executive officers or directors, beneficially own any securities of the Company or has a right to acquire any securities of the Company. (b) CFE has the sole power to vote or direct the voting and to dispose or direct the disposition of the shares of Preferred Stock held by CFE and the shares of Common Stock issuable upon conversion thereof. Except as described in this Item 5(b) or elsewhere in this Amendment or the Statement, as amended by Amendment No. 1, none of the Reporting Persons, nor, to the best of their knowledge, any of their executive officers or directors presently has the power to vote or to direct the vote or to dispose or direct the disposition of any of the securities which they may be deemed to beneficially own. (c) Except as disclosed elsewhere in this Amendment or the Statement, as amended by Amendment No. 1, none of the Reporting Persons, nor, to the best of their knowledge, any of their executive officers or directors, has effected any transaction in securities of the Company during the past 60 days. (d) No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities held by CFE except for CFE. (e) Not applicable. Neither the filing of this Amendment, the Statement or any amendment hereto or thereto, nor anything contained therein or herein is intended as, or should be construed as, an admission that any Reporting Person is the "beneficial owner" of any shares of Preferred Stock or Common Stock which any other Reporting Person is deemed to beneficially own. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS WITH RESPECT TO SECURITIES OF THE COMPANY. Pursuant to the terms of the Certificate of Powers, Designations, Preferences and Rights, CFE has the right, exercisable at any time, to convert each share of Preferred Stock plus cumulated dividends thereon into shares of Common Stock as set forth in the Certificate of Powers, Designations, Preferences and Rights. A copy of the Certificate of Powers, Designations, Preferences and Rights was filed as an Exhibit to the Statement and is incorporated by reference herein. CFE has entered into a Registration Rights Agreement, dated July 20, 2000 (the "Registration Rights Agreement"), with the Company and Blue Truck. The Registration Rights Agreement provides CFE with the right to request on one occasion that the Company file a registration statement under and in accordance with the provisions of the Securities Act of 1933, as amended, covering shares of Common Stock issued to CFE upon conversion of its Preferred Stock. In addition, if under certain circumstances, the Company files a registration statement covering shares of Common Stock (including shares of Common Stock issued to Blue Truck upon conversion of shares of Preferred Stock acquired by Blue Truck in the second Preferred Stock transaction described in the Company's Proxy Statement), CFE will be entitled to notice of such registration and, subject to the terms of the Registration Rights Agreement, may include in the offering shares of Common Stock issued to CFE upon conversion of its Preferred Stock. A copy of the Registration Rights Agreement was filed as an Exhibit to the Statement and is incorporated by reference herein. Pursuant to the terms of a letter, dated July 20, 2000 (the "Letter Agreement"), between CFE and Blue Truck, Blue Truck has provided CFE with the right to elect to sell its Preferred Stock, or Common Stock issuable upon conversion of such Preferred Stock, if Blue Truck determines to sell its Preferred Stock, or Common Stock issuable upon conversion of its Preferred Stock, in the same transaction and on the same terms as Blue Truck. The Letter Agreement contains certain specific enumerated exceptions to the right of CFE to elect to "tag along" in dispositions made by Blue Truck. A copy of the Letter Agreement was filed as an Exhibit to the Statement and is incorporated by reference herein. GE Capital is a limited partner in KPS Special Situations Fund. Blue Truck is an affiliate of KPS Special Situations Fund. Except as set forth or incorporated by reference in this Amendment or the Statement, as amended by Amendment No. 1, none of the Reporting Persons nor, to the best of their knowledge, any of their executive officers or directors, has any contracts, arrangements, understandings or relationship (legal or otherwise) with any person with respect to any securities of the Company. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS The following are filed as Exhibits to this Amendment No. 2 to Schedule 13D: Exhibit 17: Stock Purchase Agreement dated as of July 20, 2000 between the Company and CFE (incorporated by reference to Exhibit 1 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 18: Certificate of Powers, Designations, Preferences and Rights of the Series A Participating Convertible Preferred Stock, Par Value, $0.001 Per Share, of the Company (incorporated by reference to Exhibit 2 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 19: Certificate of Correction of Certificate of Powers, Designations, Preferences and Rights of the Series A Participating Convertible Preferred Stock, Par Value, $0.001 Per Share, of the Company (incorporated by reference to Exhibit 3 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 20: Registration Rights Agreement dated as of July 20, 2000 by and among the Company, CFE and Blue Truck (incorporated by reference to Exhibit 4 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 21: Letter dated July 20, 2000 by and between CFE and Blue Truck (incorporated by reference to Exhibit 5 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 22: Joint Filing Agreement by and among GE, GECS, GE Capital and CFE (incorporated by reference to Exhibit 6 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) Exhibit 23: Power of Attorney Executed by General Electric Company Exhibit 24: Power of Attorney Executed by General Electric Capital Services, Inc. Schedule I. Directors and Executive Officers of CFE Schedule II. Directors and Executive Officers of GE Capital Schedule III. Directors and Executive Officers of GECS Schedule IV. Directors and Executive Officers of GE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 27, 2003 GE CAPITAL CFE, INC. (formerly, CFE, Inc.), a Delaware corporation By: /s/ William J. Brasser ------------------------------ Name: William J. Brasser Title: Vice President GENERAL ELECTRIC CAPITAL CORPORATION, a Delaware corporation By: /s/ William J. Brasser ------------------------------ Name: William J. Brasser Title: Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC., a Delaware corporation By: /s/ Preston H. Abbott ------------------------------ Name: Prester H. Abbott Title: Attorney-in-fact GENERAL ELECTRIC COMPANY, a New York corporation By: /s/ Preston H. Abbott ------------------------------ Name: Prester H. Abbott Title: Attorney-in-fact SCHEDULE I TO SCHEDULE 13D GE CAPITAL CFE, INC. (F/K/A CFE, INC.) DIRECTORS AND EXECUTIVE OFFICERS
- ---------------------------------------- -------------------------------------- -------------------------------------- Name Present Business Address Present Principal Occupation - ---------------------------------------- -------------------------------------- -------------------------------------- DIRECTORS - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Gaudino 201 High Ridge Road President, CFE; President and Chief Stamford, CT 06927 Financial Officer, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- OFFICERS - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Gaudino 201 High Ridge Road President, CFE; President and Chief Stamford, CT 06927 Financial Officer, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- J. Gordon Smith 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- James Ungari 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Murry K. Stegelmann 6 High Ridge Park Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Preston H. Abbott 201 High Ridge Road Vice President and Secretary, CFE; Stamford, CT 06927 General Counsel & Secretary, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Clifford H. Warren 201 High Ridge Road Vice President - Taxes, CFE; Tax Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Janet Williams 6 High Ridge Park Vice President, CFE; Managing Director, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Kenneth M. Gacevich 2325 Lakeview Parkway Vice President, CFE; Senior Vice Alpharetta, GA 30004 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Thomas Waters 2325 Lakeview Parkway Vice President, CFE; Managing Director, Alpharetta, GA 30004 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Brian Beckwith Two Wisconsin Circle Vice President, CFE; Senior Vice Chevy Chase, MD 20815 President, GE Health Financial Services - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- John Crosby Two Wisconsin Circle Vice President, CFE; Senior Vice Chevy Chase, MD 20815 President, GE Healthcare Finance Services - ---------------------------------------- -------------------------------------- -------------------------------------- Mark S. H. Cohen 260 Long Ridge Road Vice President, CFE; Managing Director Stamford, CT 06927 Global Business Development, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Thomas Johnstone 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, Risk Management GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Tim Morris 6 High Ridge Park Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Jerome McDermott 201 High Ridge Road Vice President, CFE; Senior Vice Stamford, CT 06927 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Greg Hong 260 Long Ridge Road Vice President, CFE; Senior Risk Stamford, CT 06927 Manager, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Robert Kadlick 6 High Ridge Park Vice President, CFE; Vice President, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- William Richardson 6 High Ridge Park Vice President, CFE; Vice President, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- William Magee 6 High Ridge Park Vice President, CFE; Senior Vice Stamford, CT 06927 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Karl Kieffer 6 High Ridge Park Vice President, CFE; Senior Vice Stamford, CT 06927 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- William Brasser 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Shaun Pettit 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Michael Lustbader 800 Connecticut Avenue Vice President, CFE; Senior Vice Norwalk, CT 06854 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Denise Vaios 201 High Ridge Road Vice President, CFE; Senior Vice Stamford, CT 06927 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- Gerard Hanabergh 800 Connecticut Ave, Norwalk, CT Vice President, CFE; Chief Risk 06854 Officer, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- James DeSantis 800 Connecticut Ave, Norwalk, CT Vice President, CFE; Senior Vice 06854 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Randy Wexler 201 High Ridge Road Vice President, CFE; Managing Stamford, CT 06927 Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Kim A. Tanner 777 Long Ridge Road Vice President, CFE; Managing Director, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Thomas Kinsley 3003 Summer Street Vice President, CFE; CFO, Manager of Stamford, CT 06927 Finance GE Asset Management - ---------------------------------------- -------------------------------------- -------------------------------------- John Connelly 120 Long Ridge Road Vice President, CFE; Vice President, Stamford, CT 06927 GE Structured Finance Global Communication - ---------------------------------------- -------------------------------------- -------------------------------------- Victor Guaglianone 60 Long Ridge Road Vice President, CFE; Vice President, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Ron Carapezzi 60 Long Ridge Road Vice President, CFE; Managing Director, Stamford, CT 06927 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Timothy Kelly 500 West Monroe Vice President, CFE; Senior, Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Jeffrey Wacker 3 Shortlands, Hammersmithh Vice President, CFE; Vice President, London, United Kingdom GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Mark Hutchings 500 West Monroe Vice President, CFE; Vice President, Chicago, IL 60661 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Hugh Wilder 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Jill Carabelli 500 West Monroe Vice President, CFE; Vice President, Chicago, IL 60661 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Neil Goulden 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Pat Hayes 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- Paul Puryear 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Karen Rode 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- A. Quinn Richardson 500 West Monroe Vice President, CFE; Vice President, Chicago, IL 60661 GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Robert Stefanowski 335 Madison Avenue Vice President, CFE; Managing Director, New York, NY GE Capital Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Mark Affolter 500 West Monroe Vice President, CFE; Managing Director, Chicago, IL 60661 Managing Director, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- David Gibson 500 West Monroe Vice President, CFE; Senior Vice Chicago, IL 60661 President, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- Lesley Apt 201 High Ridge Road Vice President and Assistant Stamford, CT 06927 Secretary, CFE; Chief Compliance Officer & Assistant Secretary, GE Capital Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- --------------------------------------
- ---------------------------------------------------------------------------------------------------------------------- SCHEDULE II TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS AND EXECUTIVE OFFICERS - ---------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- Name Present Business Address Present Principal Occupation - ---------------------------------------- -------------------------------------- -------------------------------------- DIRECTORS - ---------------------------------------- -------------------------------------- -------------------------------------- David L. Calhoun GE Aircraft Engines Chief Executive Officer, GE Aircraft Director 1 Neumann Way Engines Cincinnati, OH 45215 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Colica GE Capital Senior Vice President Director 260 Long Ridge Road Global Risk Management Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Dennis D. Dammerman GE Vice Chairman and Executive Officer, Director 3135 Easton Turnpike GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael D. Frazier GE Financial Assurance President and Chief Executive Director Taylor Building Officer, GE Financial Assurance 6604 West Broad Street Richmond, VA 23230 - ---------------------------------------- -------------------------------------- -------------------------------------- Arthur H. Harper GE Capital President, Director 260 Long Ridge Road GE Equipment Management, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Benjamin W. Heineman, Jr. GE Senior Vice President, General Director 3135 Easton Turnpike Counsel and Secretary, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Jeffery R. Immelt GE Chairman and Chief Executive Director 3135 Easton Turnpike Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert Jeffe GE Senior Vice President, Corporate Director 3135 Easton Turnpike Business Development - GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- John H. Myers GE Investment Corporation Chairman and President, GE Director 3003 Summer Street Investment Corporation Stamford, CT 06904 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Neal GE Capital President, GE Capital Commercial Director 260 Long Ridge Road Finance Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- David R. Nissen GE Capital President, Consumer Finance Director 1600 Summer Street GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Parke GE Capital Vice Chairman and Chief Financial Director 260 Long Ridge Road Officer, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and Chief Director 5200 Metcalf Executive Officer, Employers Overland Park, KS 66201 Reinsurance Corporation - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- John M. Samuels GE Vice President and Senior Counsel, Director 3135 Easton Turnpike Corporate Taxes, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- K.S. Sherin GE Senior Vice President, Finance and Director 3135 Easton Turnpike Chief Financial Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert C. Wright National Broadcasting Company, Inc. Chairman and CEO, Director 30 Rockefeller Plaza NBC New York, New York 10112 - ---------------------------------------------------------------------------------------------------------------------- OFFICERS - ---------------------------------------------------------------------------------------------------------------------- Brian T. McAnaney GE Capital Vice President, General Counsel and Vice President, General Counsel and 260 Long Ridge Road Secretary, GE Capital Secretary Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Colica GE Capital Senior Vice President, Global Risk Senior Vice President 260 Long Ridge Road Management, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Richard D'Avino GE Capital Senior Vice President, Taxes, GE Senior Vice President, Taxes 777 Long Ridge Road Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael D. Frazier GE Financial Assurance President, GE President, GE Financial Assurance 6604 W. Broad Street Financial Assurance Richmond, VA 23230 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Neal GE Capital President, GE Capital Commercial President, GE Capital Commercial 260 Long Ridge Road Finance Finance Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Parke GE Capital Vice Chairman and Chief Financial Vice Chairman and CFO 260 Long Ridge Road Officer, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and CEO, Executive Vice President 5200 Metcalf Employers Reinsurance Corporation Overland Park, KS 66204 - ---------------------------------------- -------------------------------------- -------------------------------------- Kathryn A. Cassidy GE Capital Senior Vice President, Corporate Senior Vice President 201 High Ridge Road Treasury and Global Funding Stamford, CT 06927 Operation, GE Capital - ---------------------------------------- -------------------------------------- -------------------------------------- Joan C. Amble GE Capital Vice President and Controller Vice President and Controller 260 Long Ridge Road GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Arthur H. Harper GE Capital President, GE Equipment Management President, GE Equipment Management 260 Long Ridge Road Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- David R. Nissen GE Capital President, Global Consumer Finance, President, Global Consumer Finance, GE 1600 Summer Street GE Capital Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert L. Lewis GE Capital Senior Vice President, GE Capital Senior Vice President 120 Long Ridge Road Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- William Brasser 201 High Ridge Road Managing Director, GE Capital Vice President Stamford, CT 06927 Commercial Finance, Inc. - ---------------------------------------- -------------------------------------- --------------------------------------
- ---------------------------------------------------------------------------------------------------------------------- SCHEDULE III TO SCHEDULE 13D GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS - ---------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- Name Present Business Address Present Principal Occupation - ---------------------------------------- -------------------------------------- -------------------------------------- DIRECTORS - ---------------------------------------- -------------------------------------- -------------------------------------- David L. Calhoun GE Aircraft Engines Chief Executive Officer, GE Aircraft Director 1 Neumann Way Engines Cincinnati, OH 45215 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Colica GE Capital Senior Vice President, Director 260 Long Ridge Road Global Risk Management, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Dennis D. Dammerman GE Vice Chairman and Executive Officer, Director 3135 Easton Turnpike GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael D. Frazier GE Financial Assurance President, GE Financial Assurance Director Taylor Building 6604 West Broad Street Richmond, VA 23230 - ---------------------------------------- -------------------------------------- -------------------------------------- Arthur H. Harper GE Capital President, GE Equipment Management, Director 260 Long Ridge Road GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Benjamin W. Heineman, Jr. GE Senior Vice President, General Director 3135 Easton Turnpike Counsel and Secretary, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Jeffery R. Immelt GE Chairman and Chief Executive Director 3135 Easton Turnpike Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert A. Jeffe, GE Senior Vice President, Corporate Director 3135 Easton Turnpike Business Development, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- John H. Myers GE Investment Corporation Chairman and President, GE Director 3003 Summer Street Investment Corporation Stamford, CT 06904 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Neal GE Capital President, GE Capital Commercial Director 260 Long Ridge Road Finance Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- David R. Nissen GE Capital President, Consumer Finance Director 1600 Summer Street GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Parke GE Capital Vice Chairman and Chief Financial Director 260 Long Ridge Road Officer, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and Chief Director 5200 Metcalf Executive Officer, Employers Overland Park, KS 66201 Reinsurance Corporation - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- John M. Samuels GE Vice President and Senior Counsel, Director 3135 Easton Turnpike Corporate Taxes, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- K.S. Sherin GE Senior Vice President, Finance and Director 3135 Easton Turnpike Chief Financial Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert C. Wright National Broadcasting Company, Inc. Chairman and CEO, Director 30 Rockefeller Plaza NBC New York, New York 10112 - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------------------------------------------------------------------------------------- OFFICERS - ---------------------------------------------------------------------------------------------------------------------- Brian T. McAnaney GE Capital Vice President, General Counsel and Vice President, General Counsel and 260 Long Ridge Road Secretary, GE Capital Secretary Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James Colica GE Capital Senior Vice President, Global Risk Senior Vice President 260 Long Ridge Road Management, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Dennis D. Dammerman GE Vice Chairman and Executive Officer, Chairman 3135 Easton Turnpike GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Richard D'Avino GE Capital Senior Vice President, Taxes, GE Senior Vice President, Taxes 777 Long Ridge Road Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael D. Frazier GE Financial Assurance President, GE Financial Assurance President, GE Financial Assurance Taylor Building 6604 West Broad Street Richmond, VA 23230 - ---------------------------------------- -------------------------------------- -------------------------------------- Michael A. Neal GE Capital President, GE Capital Commercial President, GE Capital Commercial 260 Long Ridge Road Finance Finance Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- David R. Nissen GE Capital Corporation President, Consumer Finance, President, Consumer Finance, GE Capital 1600 Summer Street GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- James A. Parke GE Capital Vice Chairman and Chief Financial Vice Chairman and CFO 260 Long Ridge Road Officer, GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Ronald R. Pressman Employers Reinsurance Corporation Chairman, President and Chief Executive Vice President 5200 Metcalf Executive Officer, Employers Overland Park, KS 66201 Reinsurance Corporation - ---------------------------------------- -------------------------------------- -------------------------------------- Kathryn A. Cassidy GE Capital Senior Vice President, Corporate Senior Vice President 201 High Ridge Road Treasury and Global Funding Stamford, CY 06927 Operation, GE Capital - ---------------------------------------- -------------------------------------- -------------------------------------- Joan C. Amble GE Capital Vice President and Controller, Vice President and Controller 260 Long Ridge Road GE Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- Arthur H. Harper GE Capital President, GE Equipment Management, President, GE Equipment Management, GE 260 Long Ridge Road GE Capital Capital Stamford, CT 06927 - ---------------------------------------- -------------------------------------- --------------------------------------
- ---------------------------------------------------------------------------------------------------------------------- SCHEDULE IV TO SCHEDULE 13D GENERAL ELECTRIC COMPANY DIRECTORS AND EXECUTIVE OFFICERS - ---------------------------------------------------------------------------------------------------------------------- Name Present Business Address Present Principal Occupation - ---------------------------------------------------------------------------------------------------------------------- DIRECTORS - ---------------------------------------------------------------------------------------------------------------------- J.I. Cash, Jr. Harvard Business School Professor of Business Administration Morgan Hall - Graduate Soldiers Field School of Business Administration Boston, MA 02163 Harvard University - ---------------------------------------- -------------------------------------- -------------------------------------- D. D. Dammerman GE Vice Chairman and Executive Officer, 3135 Easton Turnpike GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- A.M. Fudge GE Former Executive Vice President, 3135 Eastern Turnpike Kraft Foods, Inc. Fairfield, CT 06828 - ---------------------------------------- -------------------------------------- -------------------------------------- C.X. Gonzalez Kimberly-Clark de Mexico, S.A. de Chairman of the Board and Chief C.V. Executive Officer, Kimberly-Clark de Jose Louis Lagrange 103, Tercero Piso Mexico S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico - ---------------------------------------- -------------------------------------- -------------------------------------- J.R. Immelt GE Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- Andrea Jung Avon Products, Inc. Chairman of the Board and Chief 1345 Avenue of the Americas Executive Officer, Avon Products, New York, NY 10105 Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- A.G. Lafley The Procter & Gamble Company Chairman of the Board, President and 1 Procter & Gamble Plaza Chief Executive, Cincinnati, OH 45202-3315 The Procter & Gamble Company - ---------------------------------------- -------------------------------------- -------------------------------------- K.G. Langone Invemed Associates, Inc Chairman, President and Chief 375 Park Avenue Executive Officer, New York, NY 10152 Invemed Associates, Inc. - ---------------------------------------- -------------------------------------- -------------------------------------- R.S. Larsen Johnson & Johnson Former Chairman and Chief Executive 100 Albany Street Officer, Johnson & Johnson Suite 200 New Brunswick, NJ 08901 - ---------------------------------------- -------------------------------------- -------------------------------------- R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer, 309 West 49th Street Ogilvy & Mather Worldwide New York, NY 10019-7316 - ---------------------------------------- -------------------------------------- -------------------------------------- S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, GA 30303 - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- R.S. Penske Penske Corporation Chairman of the Board and President, 13400 Outer Drive West Detroit, MI Penske Corporation 48239-4001 - ---------------------------------------- -------------------------------------- -------------------------------------- G.L. Rogers GE Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, GE Fairfield, CT 06431 - --------------------------------------- -------------------------------------- -------------------------------------- A.C. Sigler Champion International Corporation Retired Chairman of the Board, Chief 1 Champion Plaza Executive Officer and Former Stamford, CT 06921 Director, Champion International Corporation - ---------------------------------------- -------------------------------------- -------------------------------------- R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Cornell University Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 - ---------------------------------------- -------------------------------------- -------------------------------------- D.A. Warner, III J.P. Morgan Chase & Co., Inc., The Former Chairman of the Board, J.P. Chase Manhattan Bank and Morgan Morgan Chase & Co. Inc., The Chase Guaranty Trust Company Manhattan Bank and Morgan Guaranty 60 Wall Street Trust Company New York, NY 10260 - ---------------------------------------- -------------------------------------- -------------------------------------- R.C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, GE; Chairman and New York, NY 10112 Chief Executive Officer, National Broadcasting Company, Inc. - ---------------------------------------------------------------------------------------------------------------------- EXECUTIVE OFFICERS - ---------------------------------------------------------------------------------------------------------------------- J.R. Immelt GE Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- P.D. Ameen GE Vice President and Comptroller, GE 3135 Easton Turnpike Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- F. Beccalli GE Senior Vice President, GE Europe 3135 Easton Turnpike Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- D.L. Calhoun GE Senior Vice President- 1 Neumann Way GE Aircraft Engines Cincinnati, OH 45215 - ---------------------------------------- -------------------------------------- -------------------------------------- J.P. Campbell GE Senior Vice President - Appliance Park GE Consumer Products Louisville, KY 40225 - ---------------------------------------- -------------------------------------- -------------------------------------- W.H. Cary GE Vice President - Corporate Financial 3135 Easton Turnpike Planning and Analysis Fairfield, CT 06828 - ---------------------------------------- -------------------------------------- -------------------------------------- W.J. Conaty GE Senior Vice President 3135 Easton Turnpike Human Resources, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- D.D. Dammerman GE Vice Chairman and Executive Officer, 3135 Easton Turnpike GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- S.C. Donnelly GE Senior Vice President Corporate One Research Circle Research and Development Niskayuna, NY 1239 - ---------------------------------------- -------------------------------------- -------------------------------------- M.D. Fraizer GE Senior Vice President - GE Insurance 6620 W. Broad Street Richmond, VA 23230 - ---------------------------------------- -------------------------------------- -------------------------------------- Y. Fujimori GE Senior Vice President - 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 - ---------------------------------------- -------------------------------------- -------------------------------------- A.H. Harper GE Senior Vice President - GE Equipment 260 Long Ridge Road Management Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- B.W. Heineman, Jr. GE Senior Vice President, General 3135 Easton Turnpike Counsel and Secretary, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- J.M. Hogan GE Senior Vice President - P.O. Box 414 GE Medical Systems Milwaukee, WI 53201 - ---------------------------------------- -------------------------------------- -------------------------------------- Robert A. Jeffe GE Senior Vice President - 3135 Easton Turnpike Business Development Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- M.J. Krakowiak GE Vice President, Corporate Risk and 3135 Easton Turnpike Financing Fairfield, CT 06828 - ---------------------------------------- -------------------------------------- -------------------------------------- J. Krenicki, Jr. GE Vice President, GE Transportation 2901 East Lake Road Systems Erie, PA 16531 - ---------------------------------------- -------------------------------------- -------------------------------------- M.A. Neal GE Capital Senior Vice President - GE 260 Long Ridge Road Commercial Finance Stamford, CT 06927 - ---------------------------------------- -------------------------------------- -------------------------------------- D.R. Nissen GE Capital Senior Vice President - GE Consumer 201 High Ridge Road Finance Stamford, CT 06905-3417 - ---------------------------------------- -------------------------------------- -------------------------------------- J.A. Parke GE Capital Senior Vice President - General 260 Long Ridge Road Electric Company Vice Chairman, GE Stamford, CT 06927 Capital Corporation - ---------------------------------------- -------------------------------------- -------------------------------------- R.R. Pressman GE Senior Vice President - Employers 5200 Metcalf Avenue Reinsurance Corporation Overland Park, KS 66201 - ---------------------------------------- -------------------------------------- -------------------------------------- G.M. Reiner GE Senior Vice President and Chief 3135 Easton Turnpike Information Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- J.G. Rice GE Senior Vice President, GE Power 4200 Wildwood Parkway Systems Atlanta, GA 3039 - ---------------------------------------- -------------------------------------- -------------------------------------- - ---------------------------------------- -------------------------------------- -------------------------------------- G.L. Rogers GE Vice Chairman of the Board 3135 Easton Turnpike Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- K.S. Sherin GE Senior Vice President, Finance and 3135 Easton Turnpike Chief Financial Officer, GE Fairfield, CT 06431 - ---------------------------------------- -------------------------------------- -------------------------------------- L.G. Trotter GE Senior Vice President, 41 Woodward Avenue GE Industrial Systems Plainville, CT 06062 - ---------------------------------------- -------------------------------------- -------------------------------------- W.A. Woodburn General Electric Company Senior Vice President - 187 Danbury Road GE Specialty Materials Wilton, CT 06897 - ---------------------------------------- -------------------------------------- -------------------------------------- R.C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, GE; Chairman and New York, NY 10112 Chief Executive Officer, National Broadcasting Company, Inc. - ---------------------------------------- -------------------------------------- --------------------------------------
EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 17 Stock Purchase Agreement dated as of July 20, 2000 between the Company and CFE (incorporated by reference to Exhibit 1 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 18 Certificate of Powers, Designations, Preferences and Rights of the Series A Participating Convertible Preferred Stock, Par Value, $0.001 Per Share, of the Company (incorporated by reference to Exhibit 2 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 19 Certificate of Correction of Certificate of Powers, Designations, Preferences and Rights of the Series A Participating Convertible Preferred Stock, Par Value, $0.001 Per Share, of the Company (incorporated by reference to Exhibit 3 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 20 Registration Rights Agreement dated as of July 20, 2000 by and among the Company, CFE and Blue Truck (incorporated by reference to Exhibit 4 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 21 Letter dated July 20, 2000 by and between CFE and Blue Truck (incorporated by reference to Exhibit 5 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 22 Joint Filing Agreement by and among GE, GECS, GE Capital and CFE (incorporated by reference to Exhibit 6 of the Schedule 13D dated July 20, 2000 filed by CFE, Inc.) 23 Power of Attorney Executed by General Electric Company 24 Power of Attorney Executed by General Electric Capital Services, Inc. EX-23 3 file002.txt POWER OF ATTORNEY EXHIBIT 23 POWER OF ATTORNEY The undersigned, General Electric Company, a New York corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described. Name of Attorney: - ------------------------------- --------------------------- Joan C. Amble Daniel Janki - ------------------------------- --------------------------- Nancy E. Barton Jonathan K. Sprole - ------------------------------- --------------------------- Kathryn A. Cassidy Barbara J. Gould - ------------------------------- --------------------------- Iain MacKay Peter J. Muniz - ------------------------------- --------------------------- Leon E. Roday Robert L. Lewis - ------------------------------- --------------------------- Ward Bobitz Wendy E. Ormond - ------------------------------- --------------------------- Patricia Merrill Amy Fisher - ------------------------------- --------------------------- Michael A. Guadino Mark F. Mylon - ------------------------------- --------------------------- Robert O. O'Reilly, Sr. Nelson Gonzalez - ------------------------------- --------------------------- Preston Abbott Ricardo Silva - ------------------------------- --------------------------- Barbara Lane Michael E. Pralle - ------------------------------- --------------------------- Murry K. Stegelmann Joseph E. Parsons - ------------------------------- --------------------------- James Ungari Mark D. Kaplow - ------------------------------- --------------------------- J. Gordon Smith Stewart Koenigsberg - ------------------------------- --------------------------- John L. Flannery Kevin Korsh - ------------------------------- --------------------------- Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by General Electric Capital Services, Inc., General Electric Capital Corporation or any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing. Agreements, commitments, documents, instruments, and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless sooner revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on March 31, 2004. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 12th day of March, 2002. General Electric Company (Corporate Seal) By: /s/ Philip D. Ameen ------------------------------- Philip D. Ameen, Vice President Attest: /s/ Robert E. Healing ---------------------------- Robert E. Healing, Attesting Secretary EX-24 4 file003.txt POWER OF ATTORNEY EXHIBIT 24 POWER OF ATTORNEY The undersigned, General Electric Capital Services, Inc., a Delaware corporation (hereinafter referred to as the "Corporation") does hereby make, constitute and appoint the persons listed below as the Corporation's true and lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to act either together or alone in the name and on behalf of the Corporation for and with respect to the matters hereinafter described. Name of Attorney: - ------------------------------- --------------------------- Iain MacKay Barbara J. Gould - ------------------------------- --------------------------- Michael A. Guadino Peter J. Muniz - ------------------------------- --------------------------- Robert O. O'Reilly, Sr. Robert L. Lewis - ------------------------------- --------------------------- Murry K. Stegelmann Wendy E. Ormond - ------------------------------- --------------------------- J. Gordon Smith Amy Fisher - ------------------------------- --------------------------- James Ungari Mark F. Mylon - ------------------------------- --------------------------- Preston Abbott Nelson Gonzalez - ------------------------------- --------------------------- Barbara Lane Ricardo Silva - ------------------------------- --------------------------- Leon E. Roday Michael E. Pralle - ------------------------------- --------------------------- Ward Bobitz Joseph E. Parsons - ------------------------------- --------------------------- Patricia Merrill Mark D. Kaplow - ------------------------------- --------------------------- John L. Flannery Stewart Koenigsberg - ------------------------------- --------------------------- Daniel Janki Kevin Korsh - ------------------------------- --------------------------- Jonathan K. Sprole - ------------------------------- --------------------------- Each Attorney shall have the power and authority to do the following: To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto required to be filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 on behalf of the Corporation with regard to any securities owned by the Corporation, General Electric Capital Corporation or any of their subsidiaries. And, in connection with the foregoing, to execute and deliver all documents, acknowledgments, consents and other agreements and to take such further action as may be necessary or convenient for the Corporation in order to more effectively carry out the intent and purpose of the foregoing. Agreements, commitments, documents, instruments, and other writings executed by the Attorney in accordance with the terms hereof shall be binding upon the Corporation without attestation and without affixation of the seal of the Corporation. The Power of Attorney conferred hereby shall not be delegable by any Attorney. The Attorney shall serve without compensation for acting in the capacity of agent and attorney-in-fact hereunder. Unless revoked by the Corporation, this Power of Attorney shall be governed under the laws of the State of New York and the authority of the Attorney hereunder shall terminate on March 31, 2004. IN WITNESS WHEREOF, the Corporation has caused this Power of Attorney to be executed, attested and its corporate seal to be affixed pursuant to authority granted by the Corporation's board of directors, as of the 13th day of March, 2002. General Electric Capital Services, Inc. (Corporate Seal) By: /s/ Nancy E. Barton -------------------------------------- Nancy E. Barton, Senior Vice President Attest: /s/ Brian T. McAnaney -------------------------------------- Brian T. McAnaney, Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----