-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZeZyR+EA8PZDAzugakqVTC8erRYyX5ngOWb3fPzORseWVizqnpGPz96vEtfVWF9 esFhs4GIfB/QHjJUrGf5XA== 0000930413-03-002230.txt : 20030717 0000930413-03-002230.hdr.sgml : 20030717 20030717173049 ACCESSION NUMBER: 0000930413-03-002230 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030717 GROUP MEMBERS: GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: SC CAPITAL INCORPORATED GROUP MEMBERS: SC REALTY INCORPORATED GROUP MEMBERS: SECURITY CAPITAL GROUP INCORPORATED GROUP MEMBERS: SECURITY CAPITAL OPERATIONS INCORPORATED GROUP MEMBERS: SECURITY CAPITAL WAREHOUSE DISTRIBUTION BUSINESS TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROLOGIS CENTRAL INDEX KEY: 0000899881 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 742604728 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45898 FILM NUMBER: 03791875 BUSINESS ADDRESS: STREET 1: 14100 EAST 35TH PLACE CITY: AURORA STATE: CO ZIP: 80011 BUSINESS PHONE: 3033759292 MAIL ADDRESS: STREET 1: 14100 EAST 35TH PLACE CITY: AURORA STATE: CO ZIP: 80011 FORMER COMPANY: FORMER CONFORMED NAME: PROLOGIS TRUST DATE OF NAME CHANGE: 19980717 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY CAPITAL INDUSTRIAL TRUST DATE OF NAME CHANGE: 19931228 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 131500700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 SC 13D/A 1 c28801_sc13d-a.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17) --------------------------- PROLOGIS TRUST (Name of Issuer) COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE 74310-10-2 (Title of class of securities) (CUSIP number) BRIAN T. MCANANEY, ESQ. GENERAL ELECTRIC CAPITAL CORPORATION 260 LONG RIDGE ROAD STAMFORD, CONNECTICUT 06927 (203) 357-4000 (Name, address and telephone number of person authorized to receive notices and communications) JULY 16, 2003 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (However, see the Notes.) (Continued on following pages) (Page 1 of 15 pages) ================================================================================ - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 2 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: SECURITY CAPITAL GROUP INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 36-3692698 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF MARYLAND ORGANIZATION: - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: NONE - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 2 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 3 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: SC CAPITAL INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 74-2985638 OF ABOVE PERSON: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [ ] - ------------------------------------------------------------- ------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEVADA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 3 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 4 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: SC REALTY INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 88-0330184 OF ABOVE PERSON: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEVADA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: NONE - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 4 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 5 of 15 Pages - ---------------------------------- ------------------------------------- - ------------------------------------------------------------- ------------------ 1 NAME OF REPORTING PERSON: SECURITY CAPITAL OPERATIONS INCORPORATED S.S. OR I.R.S. IDENTIFICATION NO. 52-2146697 OF ABOVE PERSON: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: MARYLAND - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 5 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 6 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: SECURITY CAPITAL WAREHOUSE DISTRIBUTION BUSINESS TRUST S.S. OR I.R.S. IDENTIFICATION NO. 74-2869170 OF ABOVE PERSON: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - ------------------------------------------------------------- ------------------ 6 CITIZENSHIP OR PLACE OF MARYLAND ORGANIZATION: - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING ---------------------------------- ---------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - -------------------------------------------------------------------------------- 6 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 7 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: NONE - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 7 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 8 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: BK, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 8 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 9 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL SERVICES, INC. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING --------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - ----------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------------------------------------------------------------------------- 9 - ---------------------------------- ------------------------------------- CUSIP number 743410-10-2 13D Page 10 of 15 Pages - ---------------------------------- ------------------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC COMPANY I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [ ] PURSUANT TO ITEM 2(d) OR 2(e): - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: NONE SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: NONE OWNED BY ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: NONE REPORTING ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: NONE - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY NONE REPORTING PERSON: - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ] CERTAIN SHARES: - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0% - ------------------------------------------------------------- ------------------ 14 TYPE OF REPORTING PERSON: CO - ------------------------------------------------------------- ------------------ 10 This Amendment No. 17 is filed by Security Capital Group Incorporated, a Maryland corporation ("Security Capital Group"), SC Capital Incorporated, a Nevada corporation ("SC Capital") and a wholly owned subsidiary of Security Capital Group, SC Realty Incorporated, a Nevada corporation ("SC-Realty") and a wholly owned subsidiary of SC Capital, Security Capital Operations Incorporated, a Maryland corporation ("Operations") and a wholly owned subsidiary of SC-Realty, Security Capital Warehouse Distribution Business Trust, a Maryland real estate investment trust and a subsidiary of Operations (f/k/a West Mixed-Use Realty Investors Trust) ("SC Warehouse Distribution Business Trust" and, together with Security Capital Group, "Security Capital"), General Electric Company, a New York corporation ("GE"), General Electric Capital Services, Inc., a Delaware corporation ("GECS") and a wholly owned subsidiary of GE, General Electric Capital Corporation, a Delaware corporation ("GECC") and a wholly owned subsidiary of GECS, and GE Capital International Holdings Corporation, a Delaware corporation ("GE Holdings" and, together with GE, GECS, GECC, Security Capital Group, SC Capital, SC-Realty, Operations and SC Warehouse Distribution Business Trust, the "Reporting Persons") and a wholly owned subsidiary of GECC and the parent corporation of Security Capital Group. This Amendment No. 17 amends the Schedule 13D originally filed by Security Capital Group, SECAP Realty Incorporated, Security Capital Group Incorporated, a Delaware corporation, and William D. Sanders, an individual, on March 11, 1994 (as previously amended, the "Schedule 13D"). This Amendment No. 17 relates to common shares of beneficial interest, par value $0.01 per share (the "Common Shares"), of ProLogis Trust, a Maryland real estate investment trust ("ProLogis"). Capitalized terms used herein without definition shall have the meanings ascribed thereto in the Schedule 13D, as amended. Item 5. INTEREST IN SECURITIES OF THE ISSUER On July 16, 2003, Security Capital entered into a secondary block trade agreement with UBS Securities LLC, pursuant to which Security Capital sold a total of 15,752,802 Common Shares, representing all Common Shares owned by the Reporting Persons, at a net price of $27.552 per share. The closing of the transaction is scheduled to occur on July 21, 2003. Following the closing of this transaction, the Reporting Persons will own no Common Shares. A copy of the secondary block trade agreement is filed as an exhibit to this Amendment No. 17. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER The descriptions of the contracts, arrangements, understandings and relationships described above in the response to Item 5 are incorporated into this Item. 11 Item 7. MATERIALS TO BE FILED AS EXHIBITS Exhibit 9 Secondary Block Trade Agreement by and between Security Capital Warehouse Distribution Business Trust and UBS Securities LLC, dated July 16, 2003 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13D is true, complete and correct. Date: July 17, 2003 GENERAL ELECTRIC COMPANY By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact GE CAPITAL INTERNATIONAL HOLDINGS CORPORATION By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact SECURITY CAPITAL GROUP INCORPORATED By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact 13 SC CAPITAL INCORPORATED By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact SC REALTY INCORPORATED By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact SECURITY CAPITAL OPERATIONS INCORPORATED By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact SECURITY CAPITAL WAREHOUSE DISTRIBUTION BUSINESS TRUST By: /s/ KEVIN KORSH ------------------------ Name: Kevin Korsh Title: Attorney-in-fact 14 EXHIBIT INDEX EXHIBIT NO. DESCRIPTION - ----------- ----------- Exhibit 9 Secondary Block Trade Agreement by and between Security Capital Warehouse Distribution Business Trust and UBS Securities LLC, dated July 16, 2003 15\ EX-9 3 c28801_ex-9.txt EXHIBIT 9 SECONDARY BLOCK TRADE AGREEMENT ------------------------------- July 16, 2003 15,752,802 SHARES OF COMMON STOCK OF PROLOGIS This agreement dated July 16, 2003 sets out the terms under which UBS Securities LLC ("UBS" / "Buyer") will purchase 15,752,802 shares of common stock (the "Shares") of ProLogis (the "Issuer") from Security Capital Warehouse Distribution Business Trust ("Seller"). 1. PURCHASE AND SALE Subject to the terms and conditions of this agreement (the "Agreement"), Seller agrees as legal and beneficial owner to sell the Shares, free of all liens, charges or other encumbrances and Buyer agrees to purchase and pay for the Shares at a net price of $27.552 per Share for a total consideration of $434,021,200.70 (the "Purchase Price") together with all dividends, distributions and other benefits attaching to the Shares as from the date hereof (the "Trade Date"). 2. CLOSING (a) On July 21, 2003 or at such other time and/or date as Seller and Buyer may agree (the "Closing Date"), Buyer shall pay to Seller the Purchase Price for the Shares by transfer to Seller's account to be identified in writing at least 48 hours prior to payment against delivery of the Shares on the Closing Date. Such delivery shall be effected by crediting the Shares in registered form to the participant account of UBS Securities LLC at the Depository Trust and Clearing Corporation ("DTC"), DTC participant number 642. (b) Seller undertakes with Buyer that it will bear and pay any stamp or other duties or taxes on or in connection with the sale and transfer of the Shares to be sold by Seller and the execution and delivery of this Agreement and any other tax payable by Seller in connection with the transaction contemplated hereby. 3. EXPENSES Seller and Buyer shall bear their own legal costs (if any) and all their other out-of-pocket expenses (if any). 4. REPRESENTATIONS AND WARRANTIES (a) As a condition of the obligation of Buyer to purchase and pay for the Shares, Seller represents and warrants to Buyer as follows:- (i) that Seller is the holder and sole legal and beneficial owner of the Shares free from all liens, charges and other encumbrances and that, to the best knowledge of Seller, the Shares rank pari passu in all respects with other outstanding shares of common stock of the Issuer, including their entitlement to dividends, (ii) that Seller has the power and authority to sell the Shares hereunder and no person has any conflicting right, contingent or otherwise, to purchase or to be offered for purchase, the Shares, or any of them, (iii) that the execution, delivery and performance of this Agreement has been duly authorised by Seller and upon execution and delivery of the Agreement by the Buyer and the Seller will constitute a legal, valid and binding obligation of Seller, (iv) that the execution, delivery and performance of this Agreement by Seller will not infringe any law or regulation applicable to Seller and is not and will not be contrary to the provisions of the constitutional documents of Seller and will not result in any breach of the terms of, or constitute a default under, any instrument or agreement to which Seller is a party or by which it or its property is bound, (v) that there are no restrictions (contractual or otherwise) prohibiting or otherwise affecting the sale or transfer of the Shares to Buyer, other than those necessary to ensure compliance with the registration requirements of the U.S. Securities Act of 1933, as amended, or an exemption therefrom, and those contained in the constituent documents of the Issuer, and no consents or approvals are required to be obtained in connection with the sale of the Shares to Buyer and the sale of the Shares to Buyer will not violate or breach any representation or warranty made by Seller pertaining to the Shares, (vi) that all consents and approvals of any court, government department or other regulatory body required by Seller for the offering of the Shares and the execution, delivery and performance of the terms of this Agreement have been obtained and are in full force and effect, (vii) Seller does not possess any material non-public information with respect to the Issuer, and (viii) Seller is not an affiliate of the Issuer within the meaning of Rule 144 under the Securities Act of 1933, as amended. (b) Seller covenants with Buyer that it will keep Buyer indemnified against any losses, liabilities, costs, claims, actions and demands (including any expenses arising in connection therewith) which it may incur, or which may be made against it as a result of or in relation to any actual or alleged misrepresentation in or breach of any of the above representations and warranties and will reimburse Buyer for all costs, charges and expenses which it may pay or incur in connection with investigating, disputing or defending any such action or claim. (c) The above representations, warranties and indemnity shall continue in full force and effect notwithstanding any investigation by or on behalf of Buyer or completion of this Agreement. 6. CONDITIONS TO CLOSING The obligations of Buyer hereunder shall be subject, in its discretion, to the condition that all representations and warranties and other statements of Seller herein are, and as of the Closing Date will be, true, complete and accurate. 7. LAW AND JURISDICTION This Agreement is governed by the laws of the State of New York as applied to contracts to be performed wholly within the State of New York. Each party hereto 2 irrevocably submits to the extent permitted under applicable law to the non-exclusive jurisdiction of the federal and state courts located in the Borough of Manhattan, State of New York. Each party waives, to the fullest extent permitted by applicable law, any right it may have to a trial by jury in respect of any suit, action or proceeding relating to this Agreement. Each party certifies (i) that no representative, agent or attorney of the other party has represented, expressly or otherwise, that such other party would not seek to enforce the foregoing waiver in the event of any such suit, action or proceeding and (ii) acknowledges that it and the other party have entered into this Agreement, in reliance on, among other things, the mutual waivers and certifications in this Section. 8. NOTICES Any notice or notification in any form to be given by the Buyer is to be sent by facsimile, addressed to the Seller and using the following address and facsimile number: Security Capital Warehouse Distribution Business Trust 292 Long Ridge Road Stamford, CT 06927 Attn: Philip Mintz Telecopier: 203-585-0179 With a copy to: GE Capital Real Estate 292 Long Ridge Road Stamford, CT 06927 Attn: Legal Operations/Security Capital Telecopier: 203-257-6768 Any such notice shall take effect at the time of dispatch. 9. MISCELLANEOUS (a) Time shall be of the essence of this Agreement. (b) The heading to each Clause is included for convenience only and shall not affect the construction of this Agreement. (c) In the event any provision of this Agreement is found to be or becomes invalid or unenforceable, no other provision of this Agreement shall thereby be affected and the Agreement shall remain valid and enforceable in respect of all remaining provisions, and any invalid or unenforceable provision will be deemed to be replaced by a provision which as nearly as possible accomplishes the commercial purpose of the original. 3 If the foregoing is in accordance with your understanding, please sign and return to us a counterpart hereof. Upon acceptance by you this Agreement and such acceptance shall constitute a binding agreement between Buyer and Seller. Yours faithfully UBS SECURITIES LLC By: /s/ ANDREW TUTHILL By: /s/ DANIEL COLEMAN ----------------------------------- ------------------------------ Andrew Tuthill Daniel Coleman Executive Director Managing Director Agreed to and accepted by Seller: SECURITY CAPITAL WAREHOUSE DISTRIBUTION BUSINESS TRUST By: /s/ JEFFREY A. KLOPF -------------------------------- Jeffrey A. Klopf Secretary 4 -----END PRIVACY-ENHANCED MESSAGE-----