-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBv1XYXD9/xOC8pha4aht6B+44Q1o/Z1Lhs3DZS4jetlXUKTvR9ZpUqa8umwVFZ0 BqzBknvRBzb4wOpmUnkcIQ== 0000909518-05-000954.txt : 20051205 0000909518-05-000954.hdr.sgml : 20051205 20051205174405 ACCESSION NUMBER: 0000909518-05-000954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050923 FILED AS OF DATE: 20051205 DATE AS OF CHANGE: 20051205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE FINANCIAL ASSURANCE HOLDINGS INC CENTRAL INDEX KEY: 0001049537 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 051245257 BUSINESS ADDRESS: STREET 1: 6604 WEST BROAD ST CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 2039615078 MAIL ADDRESS: STREET 1: 6604 WEST BROAD ST CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: GE FINANCIAL ASSURANCES HOLDINGS INC DATE OF NAME CHANGE: 19971117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEI, Inc. CENTRAL INDEX KEY: 0001290757 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 051245256 BUSINESS ADDRESS: STREET 1: 6604 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6604 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 051245253 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 051245255 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER NAME: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL SERVICES INC/CT CENTRAL INDEX KEY: 0000797463 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 051245254 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 4 1 gefahi12-5form4_1ex.xml X0202 4 2005-09-23 0 0001276520 GENWORTH FINANCIAL INC GNW 0001049537 GE FINANCIAL ASSURANCE HOLDINGS INC 9201 STATE LINE ROAD KANSA CITY, MO 64114 0 0 1 0 0001290757 GEI, Inc. 201 HIGH RIDGE ROAD STAMFORD, CT 06927 0 0 1 0 0000040554 GENERAL ELECTRIC CAPITAL CORP 260 LONG RIDGE ROAD STAMFORD, CT 06927 0 0 1 0 0000797463 GENERAL ELECTRIC CAPITAL SERVICES INC/CT 260 LONG RIDGE ROAD STAMFORD, CT 06927 0 0 1 0 0000040545 GENERAL ELECTRIC CO 3135 EASTON TURNPIKE FAIRFIELD, CT 06828 0 0 1 0 Class B Common Stock 2005-09-23 4 S 0 12000000 28.733 D 130216559 D Class B Common Stock 2005-09-23 4 S 0 3150000 29.5 D 127066559 D GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc. /s/ Briggs Tobin, Attorney-in-fact 2005-12-05 EX-99 2 jd12-5ex99_1.txt 99.1 EXHIBIT 99.1 Joint Filer Information ----------------------- Name of Joint Filer: GEI, Inc. Address of Joint Filer: 201 High Ridge Road Stamford, CT 06927 Relationship of Joint Filer to Issuer: 10% Owner Issuer Name and Ticker or Trading Symbol: Genworth Financial, Inc. (GNW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 9/23/2005 Designated Filer: GE Financial Assurance Holdings, Inc. Signature: GEI, Inc. /s/ Briggs Tobin - --------------------------- Name: Briggs Tobin Title: Attorney-in-fact December 5, 2005 - ----------------- Date Joint Filer Information ----------------------- Name of Joint Filer: General Electric Capital Corporation Address of Joint Filer: 260 Long Ridge Road Stamford, CT 06927 Relationship of Joint Filer to Issuer: 10% Owner Issuer Name and Ticker or Trading Symbol: Genworth Financial, Inc. (GNW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 9/23/2005 Designated Filer: GE Financial Assurance Holdings, Inc. Signature: General Electric Capital Corporation /s/ Briggs Tobin - --------------------------- Name: Briggs Tobin Title: Attorney-in-fact December 5, 2005 - ----------------- Date Joint Filer Information ----------------------- Name of Joint Filer: General Electric Capital Services, Inc. Address of Joint Filer: 260 Long Ridge Road Stamford, CT 06927 Relationship of Joint Filer to Issuer: 10% Owner Issuer Name and Ticker or Trading Symbol: Genworth Financial, Inc. (GNW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 9/23/2005 Designated Filer: GE Financial Assurance Holdings, Inc. Signature: General Electric Capital Services, Inc. /s/ Briggs Tobin - -------------------------- Name: Briggs Tobin Title: Attorney-in-fact December 5, 2005 - ---------------- Date Joint Filer Information ----------------------- Name of Joint Filer: General Electric Company Address of Joint Filer: 3135 Easton Turnpike Fairfield, CT 06828 Relationship of Joint Filer to Issuer: 10% Owner Issuer Name and Ticker or Trading Symbol: Genworth Financial, Inc. (GNW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): 9/23/2005 Designated Filer: GE Financial Assurance Holdings, Inc. Signature: General Electric Company /s/ Briggs Tobin - -------------------------- Name: Briggs Tobin Title: Attorney-in-fact December 5, 2005 - ----------------- Date
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