-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OpJTeRZ+TuNioRxxIu1LeVyfKxp/1wn3JaMpqjeO8Lx8aKhrLCmnL7bvrU2iQrQy O/YQoQcHINOIC0DZDxyKcw== 0000909518-03-000683.txt : 20030909 0000909518-03-000683.hdr.sgml : 20030909 20030909180040 ACCESSION NUMBER: 0000909518-03-000683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030905 FILED AS OF DATE: 20030909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWPOWER HOLDINGS INC CENTRAL INDEX KEY: 0001119307 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 522208601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: NEWPOWER HOLDINGS, INC. STREET 2: ONE MANHATTANVILLE RD., 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577-2100 BUSINESS PHONE: 914-697-2444 MAIL ADDRESS: STREET 1: NEWPOWER HOLDINGS, INC. STREET 2: ONE MANHATTANVILLE RD., 3RD FLOOR CITY: PURCHASE STATE: NY ZIP: 10577-2100 FORMER COMPANY: FORMER CONFORMED NAME: TNPC INC DATE OF NAME CHANGE: 20000713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16157 FILM NUMBER: 03888705 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER NAME: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL SERVICES INC/CT CENTRAL INDEX KEY: 0000797463 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16157 FILM NUMBER: 03888706 BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GE CAPITAL EQUITY INVESTMENTS INC CENTRAL INDEX KEY: 0001093083 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16157 FILM NUMBER: 03888708 BUSINESS ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033576839 MAIL ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16157 FILM NUMBER: 03888707 BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 4 1 geci9-8_f4ex.xml X0201 4 2003-09-05 1 0001119307 NEWPOWER HOLDINGS INC NWPW 0001093083 GE CAPITAL EQUITY INVESTMENTS INC 120 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 0000040545 GENERAL ELECTRIC CO 3135 EASTON TURNPIKE W3M FAIRFIELD CT 06828 0 0 1 0 0000797463 GENERAL ELECTRIC CAPITAL SERVICES INC/CT 260 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 0000040554 GENERAL ELECTRIC CAPITAL CORP 260 LONG RIDGE RD STAMFORD CT 06927 0 0 1 0 Common Stock 2003-09-05 4 S 0 3696288 0.405 D 0 D Class A Warrant 0.05 2003-09-05 4 S 0 5250000 0.345 D 2000-12-31 2005-12-31 Common Stock 5250000 0 D See Exhibit 99.1 for joint filer information /s/ Jonathan K. Sprole, Managing Director 2003-09-08 EX-99 3 ge_ex99.txt 99.1 Exhibit 99.1 Joint Filer Information Name: General Electric Company Address: 3135 Easton Turnpike Fairfield, Connecticut 06431 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: NewPower Holdings, Inc. (NWPW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): September 5, 2003 Signature GENERAL ELECTRIC COMPANY By: /s/ Jonathan K. Sprole ----------------------------------------------------------- Name: Jonathan K. Sprole Title: Attorney-in-Fact GE Capital Equity Investments, Inc. is a wholly-owned subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a wholly-owned subsidiary of General Electric Company. Beneficial ownership of all shares is disclaimed by General Electric Company. Joint Filer Information Name: General Electric Capital Services, Inc. Address: 260 Long Ridge Road Stamford, Connecticut 06927 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: NewPower Holdings, Inc. (NWPW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): September 5, 2003 Signature GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Jonathan K. Sprole ---------------------------------------------------------- Name: Jonathan K. Sprole Title: Attorney-in-Fact GE Capital Equity Investments, Inc. is a wholly-owned subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a wholly-owned subsidiary of General Electric Company. Beneficial ownership of all shares is disclaimed by General Electric Capital Services, Inc. Joint Filer Information Name: General Electric Capital Corporation Address: 260 Long Ridge Road Stamford, Connecticut 06927 Designated Filer: GE Capital Equity Investments, Inc. Issuer & Ticker Symbol: NewPower Holdings, Inc. (NWPW) Date of Earliest Transaction Required to be Reported (Month/Day/Year): September 5, 2003 Signature GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Jonathan K. Sprole ----------------------------------------------------------- Name: Jonathan K. Sprole Title: Department Operations Manager GE Capital Equity Investments, Inc. is a wholly-owned subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a wholly-owned subsidiary of General Electric Company. -----END PRIVACY-ENHANCED MESSAGE-----