-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ISgXIK5E0w9qQZebdw58RP6/G7yYlYSKoLRK3LB0U/SbgsBvwKFqZpDv9ZN8AHDV d2YN8Akux9IVmuwDgycPGA== 0000909518-00-000119.txt : 20000215 0000909518-00-000119.hdr.sgml : 20000215 ACCESSION NUMBER: 0000909518-00-000119 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 GROUP MEMBERS: GE CAPITAL REDHOOK INVESTMENT CORP GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORP GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC GROUP MEMBERS: GENERAL ELECTRIC COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDHOOK ALE BREWERY INC CENTRAL INDEX KEY: 0000892222 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 911141254 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49527 FILM NUMBER: 542614 BUSINESS ADDRESS: STREET 1: 3400 PHINNEY AVE N CITY: SEATTLE STATE: WA ZIP: 98103 BUSINESS PHONE: 2065488000 MAIL ADDRESS: STREET 1: 3400 PHINNEY AVE N CITY: SEATTLE STATE: WA ZIP: 98103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CAPITAL CORP CENTRAL INDEX KEY: 0000040554 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 131500700 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 260 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033574000 MAIL ADDRESS: STREET 1: 260 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06927 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL ELECTRIC CREDIT CORP DATE OF NAME CHANGE: 19871216 SC 13G/A 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) ----------- (AMENDMENT NO. 1)* REDHOOK ALE BREWERY, INCORPORATED - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, 757473103 PAR VALUE $.005 PER SHARE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) (CUSIP NUMBER) NOVEMBER 8, 1999 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: [ ] RULE 13D-1(B) [ ] RULE 13D-1(C) [X] RULE 13D-1(D) ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on Following Pages Page 1 of 11 Pages ================================================================================ NY2:\877886\02\$TDQ02!.DOC\47660.0748
- ------------------------------------ -------------------------------------------- -------------------------------------- CUSIP No. 757473103 13G Page 2 of 11 - ------------------------------------ -------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS: GE CAPITAL REDHOOK INVESTMENT CORP. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------ ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------- ------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - ------------------- ------ ------------------------------------------------ ------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 0 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 0 - ------------ -------------------------------------------------------------- ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [ ] - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0% - ------------ --------------------------------------------------- ------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON: CO - ------------ --------------------------------------------------- ------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 11 Pages - ------------------------------------ -------------------------------------------- -------------------------------------- CUSIP No. 757473103 13G Page 3 of 11 - ------------------------------------ -------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------ ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------- ------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - ------------------- ------ ------------------------------------------------ ------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 0 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 0 - ------------ -------------------------------------------------------------- ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [ ] - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0% - ------------ --------------------------------------------------- ------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON: CO - ------------ --------------------------------------------------- ------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 11 Pages - ------------------------------------ -------------------------------------------- -------------------------------------- CUSIP No. 757473103 13G Page 4 of 11 - ------------------------------------ -------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL SERVICES, INC. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------ ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------- ------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE - ------------------- ------ ------------------------------------------------ ------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 0 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 0 - ------------ -------------------------------------------------------------- ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [ ] - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0% - ------------ --------------------------------------------------- ------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON: CO - ------------ --------------------------------------------------- ------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 11 Pages - ------------------------------------ -------------------------------------------- -------------------------------------- CUSIP No. 757473103 13G Page 5 of 11 - ------------------------------------ -------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------- ------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS: GENERAL ELECTRIC COMPANY I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [X] - ------------ ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------- ------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK - ------------------- ------ ------------------------------------------------ ------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 0 SHARES ------ ------------------------------------------------ ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 0 OWNED BY ------ ------------------------------------------------ ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 0 REPORTING ------ ------------------------------------------------ ------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 0 - ------------ -------------------------------------------------------------- ------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [ ] - ------------ ---------------------------------------------------------------------------------------------------- ----------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0% - ------------ --------------------------------------------------- ------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON: CO - ------------ --------------------------------------------------- ------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 11 Pages ITEM 1. NAME OF ISSUER AND ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES (a) and (b). This Statement on Schedule 13G (the "Schedule 13G") relates to the Common Stock (the "Common Stock") of Redhook Ale Brewery, Incorporated, a Washington corporation (the "Issuer"). The address of the principal executive offices of the Issuer is 3400 Phinney Avenue North, Seattle, Washington 98103. ITEM 2. NAME OF PERSON FILING (a) - (c).This Schedule 13G is being filed by GE Capital Redhook Investment Corp. ("GE Redhook"), for and on behalf of itself, General Electric Capital Corporation ("GE Capital"), General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE" and together with GE Redhook, GE Capital and GECS, the "Reporting Persons"). GECS is a wholly-owned subsidiary of GE, GE Capital is a subsidiary of GECS and GE Redhook is a wholly owned subsidiary of GE Capital. GE Redhook is a Delaware corporation with its principal place of business located at 260 Long Ridge Road, Stamford, CT 06927. GE Capital is a New York corporation with its principal business office located at 260 Long Ridge Road, Stamford, Connecticut 06927. GECS is a Delaware corporation with its principal business office located at 260 Long Ridge Road, Stamford, Connecticut 06927. GE is a New York corporation with its principal business office located at 3135 Easton Turnpike, Fairfield, Connecticut 06431. (d) - (e).This statement relates to the Common Stock of the Issuer, par value $.005 per share. The CUSIP Number for such shares is 757473103. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; Page 6 of 11 Pages (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Not applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of Securities, check the following |X|. As of November 8, 1999, none of the Reporting Persons beneficially owned any shares of the Issuer's Common Stock. [The remainder of this page intentionally left blank.] Page 7 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 GE Capital Redhook Investment Corp. By: /s/ Jonathan K. Sprole ------------------------------------- Name: Jonathan K. Sprole Title: Vice President and Secretary Page 8 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 General Electric Capital Corporation By: /s/ Michael E. Pralle --------------------------------- Name: Michael E. Pralle Title: Senior Vice President Page 9 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 General Electric Capital Services, Inc. By: /s/ Michael E. Pralle * ------------------------------------------ Name: Michael E. Pralle Title: Attorney-in-Fact * Power of attorney, dated as of April 30, 1998, by General Electric Capital Services, Inc., is hereby incorporated by reference to Schedule 13D for Telescan, Inc., filed January 25, 1999 by GE Capital Equity Investments, Inc. Page 10 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 General Electric Company By: /s/ Michael E. Pralle * ------------------------------------ Name: Michael E. Pralle Title: Attorney-in-Fact * Power of attorney, dated as of April 30, 1998, by General Electric Company, is hereby incorporated by reference to Schedule 13D for Telescan, Inc., filed January 25, 1999 by GE Capital Equity Investments, Inc. Page 11 of 11 Pages -----END PRIVACY-ENHANCED MESSAGE-----